HomeMy WebLinkAboutMinutes - Finance and Bond Committee - 3/26/2007E
MINUTES
TOWN OF ORO VALLEY
FINANCE AND BOND COMMITTEE
SPECIAL MEETING
HOPI CONFERENCE ROOM
DEVELOPMENT SERVICES BUILDING
11,000 N. LA CANADA DRIVE
ORO VALLEY, ARIZONA
MONDAY, MARCH 26, 2007
AT OR AFTER 6:00 P.M.
PRESENT: Tony Eichorn, Chair
Chuck Kill, Vice -Chair
Peter Lamm, Member
Bob Harris, Member
EXCUSED: Aaron Fisher, Member
STAFF PRESENT: Stacey Lemos, Finance Director
Wendy Gilden, Management & Budget Analyst
Danielle Tanner, Senior Office Specialist
ALSO PRESENT: Helen Dankwerth, Vice -Mayor
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Mr. John Musolf, 13716 N. Carlynn Cliff Drive, prepared informational packets for the members
for review. He stated that he believes that the best method of budgeting is zero based budgeting.
Phoenix uses a modified zero based budget with the following three elements:
1) They estimate the costs associated with maintaining current service levels.
2) All the managers identify 5%-10% budget reductions for potential elimination.
3) They submit supplemental requests showing all costs associated with a service/program.
Mr. Musolf stated that the Naranja Town Site (NTS) is an excellent quality of life item and the
Town may want to be involved but the price is high. The Municipal Operations Center (MOC)
presentations showed a space issue but lacked justification that it would increase productivity.
1. APPROVAL OF MINUTES FROM THE FEBRUARY 26, 2007 AND MARCH 12,
2007 SPECIAL MEETINGS
MOTION: Member Harris MOVED to approve the minutes from the February 26, 2007 and
March 12, 2007 meetings. Member Lamm SECONDED the motion. Motion carried, 4-0.
2. DISCUSSION OF DEPARTMENT SERVICE LEVELS & REVENUE
PROJECTIONS FOR THE FINANCIAL SUSTAINABILITY PLAN
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Ms. Lemos presented the suggested format for the Financial Sustainability Plan (FSP). She
requested that the Committee review the materials presented between now and the next meeting.
Staff will bring back a more complete version of the model at the next meeting. She stated that
tonight we are reviewing the General Fund portion of the plan.
Ms. Lemos discussed the 10-Year FSP spreadsheet. Key points included:
• It shows projections from fiscal year 2007 with the base year going out to 2017.
• It includes revenue and expenditure forecasts.
• Staff segregated the existing revenue base from the new commercial growth figures.
Those estimates include new commercial development sales tax, retail sales tax,
construction sales tax, and permit fees that would be generated by the new growth.
• Expenditure estimates are driven by population growth.
• Staff segregated increases in employee costs that relate to merit increases, COLAs and
benefits increases in one line item.
• The plan captures the sales tax rebate calculations for the existing shopping centers.
• The fund transfers are the Town's transfers out to debt service that pay for existing bonds
that are paid for by the General Fund.
Member Lamm asked if these projections include an inflation factor. Ms. Lemos stated that the
increase in employee costs do include inflation. The COLA, merit and cost of benefits have been
historical real costs. They can be tied together with the revenue estimates because we will be
looking at including an inflationary factor. These costs are measureable because we have given
COLA increases in the past that have been tied to inflation and CPI indexes. She explained that
merit increases range between 2.5%-5% and there is detail behind these numbers. Vice -Chair
Kill asked for the detailed information. Ms. Lemos stated that it can be sent to the Committee.
Ms. Lemos discussed the following key points about the FSP:
• The plan contains the unfunded needs such as the Capital Asset Replacement Fund, costs
associated with the MOC and Police service levels.
• Housing Economist, John Strobeck, projected housing units over the next 10 years.
• Population growth ties to the number of projected building permits.
• The plan has the revenues listed and the forecast method used with projections going
forward based on populations.
• A new commercial development section relating to revenues feeds into the FSP.
Ms. Lemos discussed the Police department tab which shows the existing status of 2.2 officers
per 1,000 population and it drives the ratio of civilian employees per sworn officers. It shows
the alternative analysis of 2.5 officers per 1,000 and shows the increase in funding associated
with that in the Police department. Staff rolled in the related impact to the Legal department and
Court for expenditure projections.
Ms. Lemos stated that the EV Model was tested to see how it works compared to an actual
budget. This year when the Chief turned in his budget document he was requesting 2.5 officers
per 1,000 population service levels. The Police bottom line budget came within 1% of the
$13.9M figure for 2008. The assumption used for the model reflected how the cost allocation
would be used in the real budget.
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Member Harris stated that the employment in daytime population figures is relatively constant
except for Town population growth. He asked where the employees are related to all of the open
retail space. Ms. Lemos stated that those will be programmed in and that will also bring in
additional traffic and additional employees. Member Lamm stated that the spread between
daytime and nighttime population will be increasing over a 10 year span but it may be overstated
because it does not include the population that leaves Oro Valley to work elsewhere. Ms. Lemos
stated that the consultant for the EV Model indicated that those effects are fairly immaterial but
the driving factor is real Town incorporated boundaries population and an estimate of daytime
population as far as businesses.
Ms. Lemos discussed the MOC analysis. It looks at building 51,000 square feet of buildings to
house Police, Public Works and Water Utility operations. A midpoint was taken of the debt
service over 25 years to fund that and it was a $30M cost which comes out to about $1.8M
annually with principal and interest to finance the cost of that building and issue bonds. The
annual O&M costs are based on the existing O&M budget with existing square footage of
buildings and we extrapolated that out to 51,000 square feet.
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that none of it is but a portion is principal and interest is factored in at 5%. Member Lamm
stated that the principal portion unless it matches depreciation of a property is a cash flow item
because it is retiring debt. He stated that a 5% interest rate is prevailing in the current market
and inflation is running around 2% — 3%. If we are hypothesizing a 0% inflation then the real
interest costs with any capital outlays is about 2.5%. He recommended a 2.5% interest cost for
that portion of the analysis that includes zero inflation and when you add an inflation component
back into the expenditures it can be added into the interest component. Ms. Lemos stated that
this does include an inflation factor but we will make a footnote of that because that is how the
debt service schedule was run and that is the standard for how it is done for all of our debt:
Member Lamm explained the value of keeping the inflation out of the numbers until the end.
He stated that when you look at 10 year trends and use numbers with an inflation component in
them if the numbers increase you can not tell what is standing still in terms of service levels and
what is increasing or decreasing. It should be left out when you are looking at real service levels
and put in at the point where you wish to look at nominal levels and the actual dollars that have
generated in a future year. The other reason for backing it out is because you can not predict
inflation accurately. Ms. Lemos stated that staff has done research on historical inflation factors
and historical CPIs and has come to an average over the last 10 years that they felt would be
reasonable to apply for the next 10 years and it can be brought back as an additional assumption.
Ms. Lemos stated that the debt service split for the MOC was based on the square footage for
those occupying the building and it is between the General Fund, Highway Fund, and Water
Fund. Ms. Lemos stated that it is a significant cost to the General Fund to pay that debt service.
Some kind of revenue source or reduction in service levels is needed to accommodate it.
Ms. Lemos stated that we have new commercial development coming in over the next three
years that is known and in later stages of development and review. Member Harris asked at what
point you assume that a project is solid enough to include a projection of tax revenue. Ms.
Lemos explained that we have done a detailed analysis of our existing retail base and the square
footage that is out there and calculated the amount of sales tax that is generated per square foot
or calculated the amount of sales that a retail establishment experiences per square foot. Staff
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has come up with estimated average dollar amounts per square foot based on those categories
that we have applied to the EV Model to project out sales taxes for construction and retail.
Ms. Lemos stated that Oro Valley Marketplace is expected to open in September 2008. Staff did
a separate projection on the hotels because the bed tax revenues were going to be allocated to the
Naranja Town Site O&M. On the assumptions behind the employee cost increases, we have
looked at average projections based on historical data, benefits increases, COLAs and merit
increases and some of those include inflationary data.
Vice Mayor Dankwerth asked why the COLA in the assumption is 2.5% when in the MOU for
Council it was 3.9%. Ms. Lemos stated that this is based on the historical trends on prior years.
We also looked at the CPI indexes going back 10 years and the average was around 2.5%. The
3.9% this year is the peak in the fluctuations on inflation because there have been peaks in
housing costs, fuel and energy prices. She stated that staff did not think that 3.9% would be
sustainable in the future so they used a middle ground number.
Ms Lemos explained the report from John Strobeck, the Housing Economist. He put together a
forecast loo mg ache mar et specific m ro -ales what 1 hassbeenhisto�r'c�ll� xnd
projected it out 10 years. For 2007 we are looking at issuing 310 permits and going up in 2008
to 335, peaking at 376 in 2011 and then starting to decline. This is based on historic trends in the
housing industry. About every 7 years there is a peak and then a valley and it also reflects build
out. There is also an estimated increase in sales per square foot on our sales tax revenue
projected in at 1 % per year.
Ms. Lemos discussed the need to focus on the Highway Fund and the following issues:
• Road maintenance needs
• Funding of the MOC construction
• Subsidies that the Highway Fund may need to make
• Impact Fee Fund to help offset the loss in development impact fees over the next 10 years
from reduced residential growth.
• The Stormwater Fund is an additional subsidy that the General Fund aids.
• Staff will bring back more detail on what each of the proposed fees are in the Stormwater
Fund and what level of service each level of fee will fund.
Vice -Chair Kill asked why expenditures are surpassing revenues. Member Harris suggested that
a significant portion may be personnel costs. Ms. Lemos stated that there are increasing
employee costs each year. There is also a large decrease in commercial building permits as we
reach build out. Based on Mr. Strobeck's research, once the current projects are built that will be
the end of large scale commercial development. As time goes on residential building permits
will go to a slight peak and then decline.
Member Harris asked if there is a process for fund balance. Ms. Lemos explained that there is a
Council adopted policy stating that the Town must maintain a contingency fund that is 20% of
the Town's adopted expenditures. That limit is around $5.5M currently and the contingency
fund is around $13M.
Ms. Lemos stated that staff will be working on this model for the next couple of weeks steadily
as new information arrives. As the Town Manager's Recommended Budget is being put
together, we will be updating the fiscal year 2008 numbers with those revenue estimates that are
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closer to where they will be in the Manager's Recommended Budget as well as the departmental
expenditures. Ms. Lemos requested feedback on the format and assumptions. The Committee
indicated that they were satisfied with the format. Vice -Mayor Dankwerth suggested that this be
graphed so that it is easier to understand.
Ms. Lemos stated that we will check some numbers and continue to add to the analysis. Some
costs were received from Public Works on utility undergrounding last week and staff will do
analysis to see if a franchise fee could be dedicated for electrical undergrounding in certain
percentage amounts.
Member Harris asked how the Committee goes about ranking these projects. Ms. Lemos stated
that it could be in the Committee's purview to make a recommendational priority list including
justification. Vice -Mayor Dankwerth stated that she would like such a list from the group and
she would also like to see funding prioritization concurrently.
Member Lamm stated that the MOC is predicated on a future increase in personnel which is
predicated on the high likelihood of further annexation. If those annexations do not occur, this
0 a year fry e GeneralFundieither nssary rmallynecessary. I S.
Lemos stated that it is for 51,000 square feet and currently the Town has around 70,000 square
feet of existing buildings so scaling back the MOC facilities is a possibility if we do not annex.
Vice -Mayor Dankwerth suggested the possibility of modular structures.
Member Harris expressed concern that sending this information to the Council may connote that
this group endorses certain levels of spending. Vice -Mayor Dankwerth recommended coming
up with scenarios, prioritization of expenditures and how those could be funded. As a group the
Committee can say if it feels that one is more necessary than another.
Member Harris asked if all appropriate costs are included on the expense side for the analysis of
annexation. Ms. Lemos explained that the departments have been asked to estimate what their
additional needs would be if we took in the Southwest Annexation area. Staff will review them
for reasonability and make any adjustments as they are included into the plan.
Member Lamm discussed modifying the spreadsheet for the MOC to include a square footage
cost based on municipal headcount over a decade in a zero annexation context instead of putting
in projected costs for the center itself.
Mr. Doug McKee from the audience discussed the following:
• Assumptions could be included for the transfer of the Library to the County and
for reimbursement from the County as equity. Ms. Lemos stated that a status quo
was factored in which will be shown later in the process.
• He recommended factoring in a recession assumption.
• He would like to see more detail in the assumptions on the amount of retail square
footage spread out by year to track the sales tax against square footages.
Vice -Mayor Dankwerth asked if we have data from businesses in Oro Valley so that we could
track what their revenues were per square foot. Ms. Lemos explained that the State Department
of Revenue sends the Town monthly sales taxes rates for each business in Town.
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Ms. Lemos stated that she will email the Committee about the Study Session regarding this topic
when the dates are finalized. At that point, the group can look at the timeframe between the next
meeting and the date of that Study Session to see if there is a need to have another meeting, Ms.
Lemos stated that staff will try to finalize this plan for the Committee to review by the next
meeting. Vice -Mayor Dankwerth encouraged the Committee to attend the Study Session.
LWI-1911IN0011
MOTION: Member Harris MOVED to ADJOURN the meeting at 7:50 p.m. Vice -Chair Kill
SECONDED the motion, Motion carried, 4-0.
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Danielle Tanner
Senior Office Specialist
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