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HomeMy WebLinkAboutFinancial Reports-Comprehensive Annual Financial Report (CAFR) - 6/30/2015TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2015 ________________________________________________________________________________ 11000 North La Canada Drive – Oro Valley, Arizona 85737-7015 TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2015 Prepared by: Finance Department Stacey Lemos, CPA Finance Director (This page intentionally left blank) TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2015 TABLE OF CONTENTS INTRODUCTORY SECTION Page Letter of Transmittal i Organization Chart x List of Town Officials xi GFOA Certificate of Achievement xii FINANCIAL SECTION INDEPENDENT AUDITOR’S REPORT 1 MANAGEMENT’S DISCUSSION AND ANALYSIS (MD&A) 5 BASIC FINANCIAL STATEMENTS Government-Wide Financial Statements: Statement of Net Position 19 Statement of Activities 20 Fund Financial Statements: Balance Sheet – Governmental Funds 24 Reconciliation of the Balance Sheet – Governmental Funds to the Statement of Net Position 25 Statement of Revenues, Expenditures and Changes in Fund Balances – Governmental Funds 26 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances – Governmental Funds to the Statement of Activities 27 Statement of Net Position – Proprietary Funds 28 TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2015 TABLE OF CONTENTS FINANCIAL SECTION Page BASIC FINANCIAL STATEMENTS Statement of Revenues, Expenses and Changes in Fund Net Position – Proprietary Funds 30 Statement of Cash Flows – Proprietary Funds 32 Notes to Financial Statements 33 REQUIRED SUPPLEMENTARY INFORMATION Schedule of Revenues Expenditures and Changes in Fund Balances – Budget and Actual: General Fund 72 Schedule of Proportionate Share of the Net Pension Liability 73 Schedules of Changes in the Net Pension Liability and Related Ratios 74 Schedule of Contributions 76 Schedule of Funding Progress 77 Notes to Required Supplementary Information 78 COMBINING AND INDIVIDUAL FUND FINANCIAL STATEMENTS AND SCHEDULES Governmental Funds: Combining Balance Sheet – All Non-Major Governmental Funds By Fund Type 82 Combining Statement of Revenues, Expenditures and Changes in Fund Balances – All Non-Major Governmental Funds – By Fund Type 84 TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2015 TABLE OF CONTENTS FINANCIAL SECTION Page COMBINING AND INDIVIDUAL FUND FINANCIAL STATEMENTS AND SCHEDULES Special Revenue Funds: Combining Balance Sheet 88 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 90 Combining Schedule of Revenues, Expenditures and Changes in Fund Balances – Budget and Actual 92 Debt Service Fund: Combining Balance Sheet 98 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 99 Combining Schedule of Revenues, Expenditures and Changes in Fund Balance – Budget and Actual 100 Capital Projects Funds: Combining Balance Sheet 104 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 106 Combining Schedule of Revenues, Expenditures and Changes in Fund Balances – Budget and Actual 108 Internal Service Funds: Combining Statement of Net Position 114 Combining Statement of Revenues, Expenses and Changes in Fund Net Position 115 Combining Statement of Cash Flows 116 TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2015 TABLE OF CONTENTS STATISTICAL SECTION Financial Trends: Net Position by Component 119 Changes in Net Position 120 Fund Balances of Governmental Funds 123 Changes in Fund Balances of Governmental Funds 124 Revenue Capacity: Principal Employers 126 Principal Sales Taxpayers 127 Taxable Sales by Category 128 Direct and Overlapping Sales Tax Rates 129 Primary and Secondary Assessed Property Values 130 Historical and Projected Excise Tax Collections 131 Debt Capacity: Ratio of Outstanding Debt by Type 132 Direct and Overlapping Governmental Activities Debt 133 Legal Debt Margin Information 134 Calculation of Legal Debt Margin 135 Pledged-Revenue Coverage 136 Historical and Projected Water System Revenues, Expenses, Debt Service and Coverage 137 Demographic and Economic Information: Demographic and Economic Statistics 138 TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2015 TABLE OF CONTENTS STATISTICAL SECTION Page Operating Information: Full-Time Equivalent Town Employees by Function 139 Water Utility Revenues by User Type 140 Operating Indicators by Function 141 Water Rates 142 Capital Assets Statistics by Function 143 (This page intentionally left blank) INTRODUCTORY SECTION (This page intentionally left blank) Caring for our heritage, our community, our future. www.orovalleyaz.gov 11000 N. La Cañada Drive • Oro Valley, Arizona 85737 phone: (520) 229-4700 • fax: (520) 229-0428 Town of Oro Valley November 20, 2015 Honorable Mayor, Members of Town Council and Citizens of the Town of Oro Valley, Arizona: State law mandates that cities publish a complete set of financial statements presented in conformity with accounting principles generally accepted in the United States of America and audited in accordance with auditing standards generally accepted in the United States of America by a certified public accounting firm licensed in the State of Arizona. Pursuant to that requirement, we hereby issue the comprehensive annual financial report of the Town of Oro Valley, Arizona (Town) for the fiscal year ended June 30, 2015. This report consists of management’s representations concerning the finances of the Town. Consequently, management assumes full responsibility for the completeness and reliability of all of the information presented in this report. To provide a reasonable basis for making these representations, management of the Town has established a comprehensive internal control framework that is designed both to protect the Town’s assets from loss, theft, or misuse and to compile sufficient reliable information for the preparation of the Town’s financial statements in conformity with accounting principles generally accepted in the United States of America. Because the cost of internal controls should not outweigh their benefits, the Town’s comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free of material misstatement. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The Town’s financial statements have been audited by Heinfeld, Meech & Co., P.C., a certified public accounting firm. The goal of the independent audit was to provide reasonable assurance that the financial statements of the Town for the fiscal year ended June 30, 2015, are free of material misstatement. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements; assessing the accounting principles used and significant estimates made by management; and evaluating the overall financial statement presentation. The independent auditors concluded, based upon the audit, that there was a reasonable basis for rendering an unmodified opinion that the Town’s financial statements for the fiscal year ended June 30, 2015, are fairly presented in conformity with accounting principles generally accepted in the United States of America. The independent auditor’s report is presented as the first component of the financial section of this report. Accounting principles generally accepted in the United States of America require that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management’s Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The Town of Oro Valley’s MD&A can be found immediately following the report of the independent auditors. ii PROFILE OF THE TOWN The Town of Oro Valley was incorporated in 1974. It is located in northeastern Pima County, three miles north of Tucson and sits at an elevation of 2,620 feet. The Town currently occupies a land area of more than 36 square miles and serves an estimated population of 42,259. The population of Oro Valley has increased 41% since the 2000 population of 29,700. Based on the 2010 Census data, Oro Valley has a median household income of $71,628, compared to the median household income for the state of Arizona of $50,296. Oro Valley residents enjoy a comfortable hometown feel with a strong family orientation, excellent education system and abundant opportunities in a safe environment. The Town of Oro Valley operates under the Council-Manager form of government. Policymaking and legislative authority is vested in the Town Council, which consists of a Mayor and six Council Members. Council Members are elected to four-year staggered terms. The citizens of Oro Valley elect the Mayor. The Council, from among its members, selects the Vice-Mayor. The Town Council is responsible, among other things, for the adoption of local ordinances, budget adoption, the development of citizen advisory committees, the hiring and removal of the Town Manager, the Police Chief, Town Attorney and Town Magistrate. The Town Manager is responsible for implementation of the policies of the Town Council. The Town Manager appoints all other department heads except those mentioned above under Town Council responsibilities. The Town of Oro Valley provides a full range of services including police protection; the construction and maintenance of streets and related infrastructure; the provision of water and stormwater services; public transportation services; recreational activities and cultural events. In addition to general government activities, the governing body is financially accountable for the Municipal Property Corporation; therefore, this activity is included in the reporting entity. Additional information in regards to the Municipal Property Corporation can be found in Note 1 in the notes to the basic financial statements. As with all cities in the State of Arizona, the Town of Oro Valley is required to comply with Article IX, Section 20 (1) of the Arizona Constitution, which sets limits on the Town’s legal budget capacity. The Town currently operates under the Alternative Expenditure Limitation – Home Rule Option. This option allows the Town Council to establish the budgetary limits locally, rather than being restricted by the State-imposed expenditure limitation. The voters must authorize this option every four years. It was last authorized by the citizens of Oro Valley in August of 2014. The annual operating budget serves as the foundation for the Town’s financial planning and control. The objective of these budgetary controls is to ensure compliance with legal provisions embodied in the annual operating budget approved by the Town Council. The Town’s proposed operating budget is presented to the Town Council for review throughout the budget cycle starting in December and approved in June. The Town Council is required to hold a public hearing on the proposed budget and to adopt the final budget by no later than the second Monday in August. Budget amendments requiring the approval of the Town Council include the following: budget transfers between funds; transfers to fund additional personnel or increased expenditures as a result of personnel reclassifications; transfers that would reduce or eliminate funding for items designated in the adopted Capital Improvement Plan; and transfers that would reduce or eliminate funding for debt service. All other operational budget amendments that involve transfers between line items or expenditure categories require approval by the Town Manager. iii MAJOR INITIATIVES AND ACCOMPLISHMENTS FOR THE YEAR Oro Valley’s Strategic Plan was updated during FY 2014/15 and is centered around the vision expressed in the Council-adopted and voter-ratified Oro Valley General Plan. While the Strategic Plan guides short-term decision-making, the General Plan provides a longer term (up to 10 years) direction regarding the growth, development and redevelopment of the community. Oro Valley is a community defined by the highest standard of environmental integrity, education, infrastructure, services and public safety. It is a community of people working together to create the Town’s future with a government that is responsive to residents and ensures the long-term financial stability of the Town. The five main focus areas in the Strategic Plan are listed below. Also shown below are the Town’s accomplishments in these areas during FY 2014/15.  Fiscal Responsibility The Town Council and management are focused on efforts to maintain long-term financial health through diversified revenue sources while strategically investing in community initiatives. o Conducted a successful primary election in 2014. All four seats were elected at the primary, making a general election unnecessary, resulting in a decrease in election costs from $73,451 to $33,061. o Approved a balanced budget for FY 2015/16, with a projected General Fund surplus of more than $500,000 o Collected approximately $1.2 million in plan review and permit fees o Issued approximately 1,625 permits, including 65 commercial building permits, 285 residential building permits, 70 grading permits, 885 miscellaneous building permits, 185 sign permits, 90 pool permits, 35 model home plan permits and 10 wall permits o Continued use of Arizona Dept. of Corrections (ADC) crew to perform maintenance and minor repairs on small fleet equipment, vehicles and other equipment at significant cost savings to the Town o Secured over $700,000 in regional support for Stormwater repair projects o Received Certificate of Achievement for Financial Reporting Excellence, Distinguished Budget Presentation Award and Popular Annual Financial Reporting Award from Government Finance Officers Association (GFOA) o Implemented of 0.5% sales tax increase dedicated to funding the operational and capital needs of the newly acquired Oro Valley Community and Recreation Center o Received the Achievement of Excellence in Procurement award for the 7th consecutive year o Formal bid process resulted in an average savings of $102,000 per contract award o Received Governor’s Office of Highway Safety funding for five DUI breath detection devices and $30,000 reimbursement for DUI enforcement overtime and employee- related expenses  Communication The Town will ensure residents are educated about and highly engaged in Oro Valley activities and moving community initiatives forward. o Implemented Laserfiche, an electronic document management system to store, manage and retrieve digitized paper documents, such as minutes, ordinances, resolutions, etc. o Implemented board and commission management software that allows residents to apply for board and commission vacancies online, thereby streamlining the recruitment process and improving the efficiency of board and commission management o Adopted the 2015 Strategic Plan iv o Committees for the Your Voice, Our Future project (General Plan update) completed the first round of reviews, with their work compiled into a first draft of the General Plan o Held 29 neighborhood public outreach and awareness meetings for planning amendments, including 7 for major General Plan amendments o Developed online budget questionnaire, “5 Questions in 5 Minutes,” to solicit public input during preparation of the FY 2015/16 Town Budget resulting in 124 responses o Instituted a telephonic language access program to assist non-English speakers visiting the front counter of the court o Updated the Town’s constituent portal to be more aesthetically pleasing and user- friendly o Refreshed the Oro Valley Vista newsletter, allowing the Town to distribute hardcopies six times annually instead of online-only format four times annually o Received the 2014 Silver Circle Award in Citizen Participation from City-County Communications & Marketing Association for the Your Voice, Our Future public participation plan o Increased frequency of postings and video promotions through social media to communicate Town events and initiatives to the community o Developed and implemented a digital regional marketing campaign through Tucson News Now to promote Town amenities and special events to the Tucson metro region  Economic Development The Town Council and management are focused on attracting and retaining globally- competitive high technology and bioscience businesses and employers while maximizing the Town’s visitor destination opportunities. o Provided wide range of construction assistance for residential and commercial projects, including Copper Health, Panera Bread, La Hacienda, Breadsmith, San Dorado, El Corredor, and the opening of three new residential subdivisions o Attracted LCMS Solutions, the first Clinical Laboratory Improvement Amendments in Oro Valley, which will bring an estimated 30 new jobs o Partnered with the Children’s Museum Tucson to open first-ever satellite museum in Oro Valley o Received fifth consecutive Playful City USA community designation o Hosted numerous regional and state championship swim meets at new Oro Valley Aquatic Center o Town of Oro Valley survey noted the number one reason residents enjoy living in Oro Valley is safety and low crime o Implemented coffee with a cop program and have hosted 20 events at Oro Valley restaurants and extended care facilities o Reached 150 active business in the adopt-a-business program o Added 155 new metered connections for a total water utility customer base of 19,176  Parks, Recreation and Cultural Development The Town Council and management are focused on developing exceptional recreation and cultural facilities and programs that attract visitors and events that enhance residents’ quality of life and strengthen the economy. o Approved funding of special events in the community, including the annual 4th of July celebration, holiday tree lighting celebration, Oro Valley Meet Yourself, seasonal festivals at Steam Pump Ranch, Oro Valley Festival of the Arts and three music concert series programs o Approved the acquisition of the El Conquistador Country Club and its related amenities for $1 million to be converted into a municipal community and recreation center v o Completed recruitment and hiring of 34 new employees in less than three months for the Oro Valley Community and Recreation Center o Hosted the first annual Oro Valley Meet yourself folk-life festival o Completed the Parks & Recreation strategic facilities plan o Completed construction on two new multi-sport fields, dog park, parking lot and crucial infrastructure at Naranja Park o Renovated the dog park at James D. Kriegh Park o Increased summer camp participation average from 60 to 100 participants per week o Added 200 new Community & Recreation Center members  Community Infrastructure and Services The Town Council and management are focused on the Town serving as the model for innovative partnerships, services and performance in providing basic town services. o Approved funding for capital improvement projects benefiting the community, including improvements to the Aquatic Center, Naranja Park, Riverfront Park, Steam Pump Ranch, as well as street light reconstruction along Sun City’s Rancho Vistoso Boulevard o Approved continued funding for community-based public safety programs, including school resource officers, dispose-a-med, adopt-a-business, coffee with a cop and citizen volunteer assistance program o Approved continued funding of Sun Shuttle dial-a-ride, providing direct transit service for seniors and the disabled, as well as for all community members o Implemented a new development permitting system o Completed installation of traffic signal at Rancho Vistoso Blvd. and Vistoso Highland Dr. o Began construction on the Naranja Drive widening and improvement project o Developed an Intergovernmental Agreement (IGA) with Pima County Dept of Transportation and the Regional Transportation Authority (RTA) to design the La Cholla Blvd. widening and improvement project. o Fiscal year transit service ridership exceeded 39,000 passenger trips o Sun Shuttle dial-a-ride offered over 31,000 hours of service and operated over 464,000 miles o Completed design and began preparing for construction on the Lambert Lane Phase II widening and improvement project o Implemented a new permits and code enforcement system o Implemented new e-citation program which automatically creates cases in court’s case management system o Citizen volunteer assistants program members contributed 14,878 volunteer hours o Acquired 2,130 acre feet of groundwater extinguishment credits o Recharged 9,000 acre feet of Central Arizona Project (CAP) water o Water Utility completed phase 2 and 3 of the advanced metering infrastructure project ECONOMIC CONDITIONS AND OUTLOOK The information presented in the financial statements is perhaps best understood when it is considered from the broader perspective of the specific environment within which the Town operates. Fiscal year 2014/15 in Oro Valley saw sustained economic progress and recovery with year-over- year increases in most of the Town’s revenue categories. The Town continues to provide services and programs without a property tax to fund operations and, therefore, is dependent upon state shared vi revenues and local sales tax as major sources of operating revenue. These sources accounted for approximately 79% of total General Fund revenue for FY 2014/15. Most of the major local sales tax categories experienced year-over-year increases compared to amounts collected in FY 2013/14, with the exception of construction sales tax, as discussed below:  Retail tax collections totaled $5.8 million for FY 14/15, up 11%, or $565,000 over last fiscal year. Approximately $337,000 of this increase is due to the approved increase in the local sales tax rate from 2% to 2.5% that became effective on March 1, 2015. The additional 0.5% sales tax revenues are dedicated to funding the operating needs of the Town’s newly acquired community and recreation center.  Restaurant and bar tax collections totaled $1.3 million for the fiscal year, up 14%, or $156,000 over last fiscal year. Approximately $72,000 of this increase is due to the increase in the local sales tax rate mentioned above.  Construction sales tax collections totaled $3.3 million for the fiscal year, down 6%, or nearly $200,000 from last fiscal year. This slight decline was due to the completion of several large multi-family housing complexes that were under construction during FY 2013/14, causing a slight spike in construction sales tax collections during the previous year.  Utility tax collections totaled $2.8 million for the fiscal year, flat to collections from last fiscal year. The chart below is a look at the past five years’ local sales tax activity by category: In FY 2014/15, the Town received $10.4 million for state shared revenues in the General Fund, up 8.1%, or $777,000 over last fiscal year. The trend chart below depicts the performance of both of these revenue categories since FY 2005/06: vii Critical to the Town’s success in the area of fiscal responsibility is the preparation of realistic growth assumptions that help guide our revenue projections. As mentioned, we continue to see modest economic growth in Oro Valley and the surrounding region. The FY 2015/16 budget reflects a slight softening of the forecasted growth trends included in prior years’ forecasts. The projected residential development is considerable over the next five-year horizon; however, it will be spread out more than originally projected as we saw production homes going vertical at a slower pace than originally anticipated in FY 2014/15. Currently, there is an inventory of just over 1,600 residential lots available in developments under construction town-wide. In FY 2014/15, we saw 141 single family residential (SFR) building permits issued. The FY 2015/16 budget includes the assumption that 200 SFRs will be issued. We also expect modest commercial activity during FY 2015/16 with some new construction and tenant improvements in previously-vacant space. We expect growth to be slow in the short-term and gradually increase as more homes are added to the community. The below chart depicts the local trends in single family residential (SFR) building permits issued and annual permit revenues from both residential and commercial construction activity from FY 2006/07 through FY 2016/17 projections. viii Future Focus During FY 2015/16, the Town will continue to identify and quantify both one-time revenues derived from increased construction activity and recurring revenues derived from such areas as local sales taxes and state-shared sources. The Town continues to dedicate one-time revenues to funding one- time expenditures in the budget, specifically for capital improvement projects, while ensuring that sufficient recurring revenues exist to fund recurring expenditures in the budget. With the expectation of sustained and moderately increasing development activity continuing in future years, it will be important to continue to analyze the budget in this manner to avoid future reliance on one-time revenues to fund recurring costs. For FY 2015/16, the Town will focus its efforts on supporting the elements of its recently updated Strategic Plan as follows: fiscal responsibility; communication; economic development; parks, recreation and cultural development; and community infrastructure and services. These strategies will be fulfilled in a number of different ways as highlighted below:  Employee performance merit and step increases have been budgeted for FY 2015/16 to maintain fair and competitive compensation provided to the Town’s most valuable assets, its employees.  The FY 2015/16 budget includes continued funding for its vehicle replacement program, which includes the replacement of several vehicles town-wide, as well as setting aside funding for the future replacement of vehicles at the end of their useful lives.  The FY 2015/16 budget includes more than $1.35 million for the Pavement Preservation Program in the Highway Fund, which maintains the current condition of our streets and roads.  The largest addition to the FY 2015/16 budget is the acquisition of the former El Conquistador Country Club for use as the Town’s new community and recreation center. These operations will comprise a new division within the Parks and Recreation Department and adds over $8 million in operational and capital expenditures and accompanying revenues of over $7.4 million, including the 0.5% dedicated sales tax revenues of $2 million. ix  The FY 2015/16 budget has dedicated funding to continue the process of updating the General Plan, which is expected to go before voters in November of 2016. The Town also continues to maintain strong investment grade ratings on its outstanding excise tax bonds, rated “AA-“ by both Standard and Poor’s and Fitch Ratings. This is largely achieved by the Council’s goal of continuing to diversify the Town’s revenue base and maintaining strong fund balance reserves in the General Fund, currently at $10.2 million, or 32% of FY 2015/16 adopted expenditures of $31.6 million. This is well above the Council-adopted policy threshold of 25% of adopted expenditures. AWARDS AND ACKNOWLEDGMENTS Award. The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the Town of Oro Valley for its comprehensive annual financial report for the year ended June 30, 2014. This was the twenty-first consecutive year that the Town has achieved this prestigious award. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program’s requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. Acknowledgments. The preparation of this Comprehensive Annual Financial Report could not have been accomplished without the efficient and dedicated services of the entire staff of the Finance Department who assisted and contributed in its preparation. We thank the Mayor and members of the Town Council for their interest and support in planning and conducting the financial affairs of the Town in a responsible and progressive manner. Respectfully submitted, Greg Caton, ICMA-CM Stacey Lemos, CPA Town Manager Finance Director x Organizational Chart Oro Valley Residents Town MagistrateTown Manager’s Office Town Council Finance Human Resources DISParks & RecreationITWater Utility Communications Economic Development Operations Planning & Engineering Development Services Infrastructure Services Recreation Parks Business Application & Development Technical Services GIS Services Utility Administration Appointed Boards & Commissions Contract Town Attorney Chief of Police Field Services Support Services Legal Services Prosecution Civil Aquatics Town Clerk Trails Cultural Resources xi TOWN OF ORO VALLEY, ARIZONA LIST OF TOWN OFFICIALS ELECTED OFFICIALS Mayor Dr. Satish Hiremath Vice-Mayor Mr. Lou Waters Council Member Mr. Brendan Burns Council Member Mr. William Garner Council Member Mr. Joe Hornat Council Member Ms. Mary Snider Council Member Mr. Mike Zinkin TOWN MANAGER Town Manager Greg Caton DEPARTMENT DIRECTORS Finance Director Stacey Lemos, CPA Human Resources Director Gary Bridget Town Clerk Julie Bower Magistrate George Dunscomb Legal Services Director Tobin Sidles Water Utility Director Philip Saletta Chief of Police Daniel G. Sharp Development & Infrastructure Services Director/Town Engineer Paul Keesler Parks and Recreation Director Kristy Diaz-Trahan Information Technology Director Chuck Boyer xii FINANCIAL SECTION (This page intentionally left blank) Page 1 INDEPENDENT AUDITOR’S REPORT Honorable Mayor and Members of the Town Council Town of Oro Valley, Arizona Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, business-type activities, each major fund, and the aggregate remaining fund information of Town of Oro Valley, Arizona (Town), as of and for the year ended June 30, 2015, and the related notes to the financial statements, which collectively comprise the Town’s basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor’s Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, business-type activities, each major fund, and the aggregate remaining fund information of the Town of Oro Valley, Arizona, as of June 30, 2015, and the respective changes in financial position and, where applicable, cash flows thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America. Change in Accounting Principle As described in Note 1, the Town implemented the provisions of the Governmental Accounting Standards Board (GASB) Statement No. 68, Accounting and Financial Reporting for Pensions, as amended by GASB Statement No. 71, Pension Transition for Contributions Made Subsequent to the Measurement Date, for the year ended June 30, 2015, which represents a change in accounting principle. Our opinion is not modified with respect to this matter. TUCSON • PHOENIX • FLAGSTAFFwww.heinfeldmeech.com 10120 N. Oracle RoadTucson, Arizona 85704Tel (520) 742-2611Fax (520) 742-2718 Page 2 Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the Management’s Discussion and Analysis, budgetary comparison information, and net pension liability information, as listed in the table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the Town’s basic financial statements. The Introductory Section, Combining and Individual Fund Financial Statements and Schedules, and Statistical Section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The Combining and Individual Fund Financial Statements and Schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the Combining and Individual Fund Financial Statements and Schedules Information is fairly stated in all material respects in relation to the basic financial statements as a whole. The Introductory Section and Statistical Section have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated November 20, 2015, on our consideration of Town of Oro Valley, Arizona’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering Town of Oro Valley, Arizona’s internal control over financial reporting and compliance. HEINFELD, MEECH & CO., P.C. CPAs and Business Consultants November 20, 2015 Page 3 MANAGEMENT’S DISCUSSION AND ANALYSIS (MD&A) (Required Supplementary Information) Page 4 (This page intentionally left blank) TOWN OF ORO VALLEY, ARIZONA MANAGEMENT’S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2015 Page 5 As management of the Town of Oro Valley, Arizona (Town), we offer readers of the Town’s financial statements this narrative overview and analysis of the financial activities of the Town for the fiscal year ended June 30, 2015. The management’s discussion and analysis is presented as required supplementary information to supplement the basic financial statements. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found in the introductory section of this report. FINANCIAL HIGHLIGHTS The financial statements which follow the Management’s Discussion and Analysis provide those significant key financial highlights for 2014-15 as follows.  The Town’s total net position of governmental activities decreased $3.8 million to $127.9 million and business-type activities increased $4.5 million to $75.0 million representing 63 percent and 37 percent respectively, of the total net position of $202.9 million.  General revenues from governmental activities accounted for $27.3 million in revenue, or 68 percent of all revenues from governmental activities. Program specific revenues in the form of charges for services and grants and contributions accounted for $12.8 million or 32 percent of total governmental activities revenues. The Town had $18.8 million of program revenues and $124,887 in general revenues related to business-type activities.  The Town had $43.9 million in expenses related to governmental activities, an increase of 13 percent from the prior fiscal year. The Town had $14.5 million in expenses related to business- type activities, an increase of one percent from the prior fiscal year.  Among major funds, the General Fund had $31.7 million in revenues, which primarily consisted of sales taxes and intergovernmental revenues. The total expenditures of the General Fund were $29.3 million. The General Fund’s fund balance decreased from $11.5 million to $10.2 million, primarily due to $2.6 million in transfers to capital projects funds for various improvements and $1.2 million for the establishment of a Community Center Fund.  The Water Fund operating revenues of $14.3 million exceeded operating expenses of $12.0 million. The increase in net position of $4.6 million was primarily due to revenues from charges for services exceeding operating expenses. TOWN OF ORO VALLEY, ARIZONA MANAGEMENT’S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2015 Page 6 OVERVIEW OF FINANCIAL STATEMENTS This discussion and analysis are intended to serve as an introduction to the Town’s basic financial statements. The Town’s basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the Town’s finances, in a manner similar to a private-sector business. The statement of net position presents information on all of the Town’s assets liabilities, and deferred inflows/outflows of resources with the difference between the two reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the Town is improving or deteriorating. The statement of activities presents information showing how the Town’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused compensated absences). In the government-wide financial statements the Town’s activities are presented in the following categories:  Governmental activities – Most of the Town’s basic services are included here, such as general government, public safety, highways and streets, and culture and recreation. Sales taxes, intergovernmental, and charges for services finance most of these activities.  Business-type activities – The services provided by the Town included here are water and stormwater utilities. The services are primarily financed through user fees and charges. Fund Financial Statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The Town uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the Town can be divided into two categories: governmental funds and proprietary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near- term inflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating the Town’s near-term financing requirements. TOWN OF ORO VALLEY, ARIZONA MANAGEMENT’S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2015 Page 7 OVERVIEW OF FINANCIAL STATEMENTS Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the Town’s near-term financing decision. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures and changes in fund balances for the General Fund, which is considered to be a major fund. Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these non- major governmental funds is provided in the form of combining statements and schedules. Proprietary funds. The Town maintains two types of proprietary funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The Town uses enterprise funds to account for its Oro Valley Water Utility and Stormwater Drainage Utility. The Town uses internal service funds to account for its fleet maintenance services and to finance its self-insured employee health benefits. Because these services predominately benefit governmental rather than business-type functions, the internal service funds have been included within governmental activities in the government-wide financial statements. Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found immediately following the basic financial statements. Other information. In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning the Town’s budget process. The Town adopts an annual expenditure budget for all governmental funds. A schedule of revenues, expenditures and changes in fund balances – budget and actual has been provided for the General Fund as required supplementary information. GOVERNMENT-WIDE FINANCIAL ANALYSIS Net position may serve over time as a useful indicator of a government’s financial position. In the case of the Town, assets and deferred outflows exceeded liabilities and deferred inflows by $202.9 million as of the current fiscal year end. The largest portion of the Town’s net position reflects its investment in capital assets (e.g., land, buildings and improvements, improvements other than buildings, infrastructure, vehicles, machinery and equipment and construction in progress), less any related outstanding debt used to acquire those assets. The Town uses these capital assets to provide services to its citizens; consequently, these TOWN OF ORO VALLEY, ARIZONA MANAGEMENT’S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2015 Page 8 GOVERNMENT-WIDE FINANCIAL ANALYSIS assets are not available for future spending. Although the Town’s investment in its capital assets is reported net of related outstanding debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. The following table presents a summary of the Town’s net position for the fiscal years ended June 30, 2015 and June 30, 2014. 2015 Governmental Activities 2014 Governmental Activities 2015 Business-type Activities 2014 Business-type Activities 2015 Total 2014 Total Current and other assets $ 27,920,274 $ 28,033,668 $ 25,242,566 $ 25,162,539 $ 53,162,840 $ 53,196,207 Capital assets, net 144,069,485 143,597,865 100,830,880 98,221,633 244,900,365 241,819,498 Total assets 171,989,759 171,631,533 126,073,446 123,384,172 298,063,205 295,015,705 Deferred outflows 5,837,919 135,085 2,354,675 2,153,646 8,192,594 2,288,731 Current and other liabilities 6,532,855 3,376,544 2,988,661 3,647,811 9,521,516 7,024,355 Long-term liabilities 39,372,914 11,689,969 49,764,066 47,573,244 89,136,980 59,263,213 Total liabilities 45,905,769 15,066,513 52,752,727 51,221,055 98,658,496 66,287,568 Deferred inflows 4,015,632 724,253 4,739,885 Net investment in capital assets 133,800,218 133,714,821 54,858,448 52,775,561 188,658,666 186,490,382 Restricted 3,599,966 4,555,138 3,599,966 4,555,138 Unrestricted (9,493,907) 18,430,146 20,092,694 21,541,202 10,598,787 39,971,348 Total net position $ 127,906,277 $ 156,700,105 $ 74,951,142 $ 74,316,763 $ 202,857,419 $ 231,016,868 The Town’s financial position is the product of several financial transactions including the net results of activities, the acquisition and payment of debt, the acquisition and disposal of capital assets, and the depreciation of capital assets. The following are significant current year transactions that have had an impact on the Statement of Net position.  The addition of $5.8 million in business-type activities capital assets through improvements to the existing water system.  The addition of $9.0 million in governmental activities capital assets, mostly consisting of the replacement of police force vehicles, Naranja Park improvements, purchase of the El Conquistador Country Club, for use as a community and recreation center, and pavement preservation upgrades.  The increase of $2.8 million in business-type activities long-term debt was due mainly to the issuance of a $2.4 million Water Infrastructure Finance Authority (WIFA) loan and annual debt service payments of $3.6 million.  The increase of $2.7 million in governmental activities long-term debt was due mainly to the issuance of a $1.0 million note payable for the purchase of the El Conquistador Country Club for use as a community and recreation center. This note payable will be paid off over the next three fiscal years, with the first payment occurring in fiscal year 2015-16.  The implementation of new pension reporting standards increased total long-term liabilities by $30.6 million. TOWN OF ORO VALLEY, ARIZONA MANAGEMENT’S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2015 Page 9 GOVERNMENT-WIDE FINANCIAL ANALYSIS Changes in net position. The Town’s total revenues for the current fiscal year were $59.1 million. The total cost of all programs and services was $58.4 million. The following table presents a summary of the changes in net position for the fiscal years ended June 30, 2015 and June 30, 2014. 2015 Governmental Activities 2014 Governmental Activities 2015 Business-type Activities 2014 Business-type Activities 2015 Total 2014 Total Revenues: Program revenues: Charges for services $ 5,223,071 $ 5,066,591 $ 16,860,275 $ 20,046,222 $ 22,083,346 $ 25,112,813 Operating grants and contributions 5,070,396 4,706,844 5,070,396 4,706,844 Capital grants and contributions 2,456,727 2,919,641 1,979,037 179,675 4,435,764 3,099,316 General revenues: Sales taxes 16,132,159 15,286,001 16,132,159 15,286,001 Franchise taxes 582,064 571,731 582,064 571,731 Unrestricted state shared revenues 10,413,464 9,636,906 10,413,464 9,636,906 Investment earnings 216,175 255,702 124,887 111,816 341,062 367,518 Total revenues 40,094,056 38,443,416 18,964,199 20,337,713 59,058,255 58,781,129 Expenses: General government 11,533,702 10,990,007 11,533,702 10,990,007 Public safety 16,587,168 13,814,914 16,587,168 13,814,914 Highways and streets 9,400,140 8,754,110 9,400,140 8,754,110 Transit 1,404,646 1,275,093 1,404,646 1,275,093 Culture and recreation 4,572,490 3,399,623 4,572,490 3,399,623 Interest on long-term debt 439,027 656,260 439,027 656,260 Water 13,608,931 13,572,677 13,608,931 13,572,677 Stormwater drainage 854,510 749,038 854,510 749,038 Total expenses 43,937,173 38,890,007 14,463,441 14,321,715 58,400,614 53,211,722 Transfers 3,119 3,178 (3,119) (3,178) Changes in net position (3,839,998) (443,413) 4,497,639 6,012,820 657,641 5,569,407 Net position, beginning, as restated 131,746,275 157,143,518 70,453,503 68,303,943 202,199,778 225,447,461 Net position, ending $ 127,906,277 $156,700,105 $ 74,951,142 $ 74,316,763 $ 202,857,419 $ 231,016,868 Total expenses increased $5.2 million, or 10 percent, primarily due to the completion of various capital projects totaling $3.3 million, such as the on-site health clinic, Aquatic Center parking lot, purchase of computer system module for permitting functions, upgrade to Town’s phone system, funding for Children’s Museum Oro Valley, electric utility line undergrounding project, and completion of Naranja Park. In addition, expenses include $1.2 million in operations and maintenance costs for the newly acquired community and recreation center. The increase of $1.6 million in total revenues was largely due to an increase in the local sales tax rate from 2 percent to 2.5 percent that became effective March 1, 2015 ($850,000), as well as an increase in year-over-year collections in state shared revenues ($777,000). The revenues from the additional 0.5 percent sales tax increase are dedicated to funding the operations and capital improvement needs of the Town’s new community and recreation center acquired on May 1, 2015. Business-type activities charges for services decreased by $3.2 million due to a decrease of $1.2 million in water sales and a decrease of $2.0 million in development impact fees year-over-year due to the completion of several multi-family housing complex construction projects. TOWN OF ORO VALLEY, ARIZONA MANAGEMENT’S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2015 Page 10 GOVERNMENT-WIDE FINANCIAL ANALYSIS Business-type activities capital grants and contributions increased by $1.8 million due to loan proceeds from the Water Infrastructure Finance Authority (WIFA) for the automated meter replacement program. Governmental and Business-type activities. The following table presents the cost of the Town’s major functional activities. The table also shows each function’s net cost (total cost less charges for services generated by the activities and intergovernmental aid provided for specific programs). The net cost shows the financial burden that was placed on the State and Town’s taxpayers by each of these functions. 2015 2014 Governmental Activities Total Expenses Net (Expense)/ Revenue Total Expenses Net (Expense)/ Revenue General government $ 11,533,702 $ (7,800,394) $ 10,990,007 $ (6,861,756) Public safety 16,587,168 (15,706,629) 13,814,914 (12,711,503) Highways and streets 9,400,140 (3,661,685) 8,754,110 (3,006,384) Transit 1,404,646 (141,068) 1,275,093 (28,716) Culture and recreation 4,572,490 (3,438,176) 3,399,623 (2,932,312) Interest on long-term debt 439,027 (439,027) 656,260 (656,260) Total $ 43,937,173 $ (31,186,979) $ 38,890,007 $ (26,196,931) Business-type Activities Water $ 13,608,931 $ 4,458,787 $ 13,572,677 $ 5,893,792 Stormwater drainage 854,510 (82,916) 749,038 10,390 Total $ 14,463,441 $ 4,375,871 $ 14,321,715 $ 5,904,182  The cost of all governmental activities this year was $43.9 million. The increase of $5.0 million from the prior year was due primarily to the completion of several capital projects, such as utility undergrounding costs, roadway widening projects and completion of Naranja Park improvements, as well as operation and maintenance costs from the newly acquired community and recreation center.  The cost of all business-type activities this year was $14.5 million. The increase of $432,093 from the prior year was primarily due to a slight increase in operation and maintenance costs.  Federal and State governments, developer contributions, and charges for services subsidized certain governmental programs and business-type programs with revenues of $31.6 million.  Net cost of governmental activities of $31.2 million was financed by general revenues, which are made up of primarily sales taxes and state shared revenues of $26.5 million. TOWN OF ORO VALLEY, ARIZONA MANAGEMENT’S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2015 Page 11 FINANCIAL ANALYSIS OF THE TOWN’S FUNDS As noted earlier, the Town uses fund accounting to ensure and demonstrate compliance with finance- related legal requirements. Governmental funds. The focus of the Town’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the Town’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of the Town’s net resources available for spending at the end of the fiscal year. The financial performance of the Town as a whole is reflected in its governmental funds. As the Town completed the year, its governmental funds reported a combined fund balance of $20.0 million, a decrease of $3.0 million. This was primarily due to the completion of several capital projects; Naranja Park ($700,000), electric utility line undergrounding ($900,000), on-site health clinic ($200,000), Aquatic Center parking lot ($280,000) and the planned use of fund balance in the Highway User Revenue Fund ($884,000). The General Fund is the principal operating fund of the Town. The fund balance decreased by $1.4 million in the General Fund to $10.2 million for the current fiscal year due to primarily due to the authorized transfer of $1.2 million from the General Fund to the Community and Recreation Fund to fund personnel and operations and maintenance costs for the newly acquired community and recreation center. In addition, the Mayor and Town Council also authorized a one-time, lump sum payment of $300,000 toward reducing the Town’s pension liability with the Public Safety Personnel System. Proprietary funds. Net position of the Enterprise Funds at the end of the year amounted to $75.0 million. This increased by $4.5 million during the fiscal year to the extent that revenues exceeded expenses in the fund and from capital contributions from developers. BUDGETARY HIGHLIGHTS There were amendments to the Town of Oro Valley’s fiscal year 2014-15 operating and capital budget. A schedule showing the original and final budget amounts compared to the Town’s actual financial activity for the General Fund is provided in this report as required supplementary information. The significant variances are summarized as follows:  The unfavorable variance of $499,905 in sales tax revenue was due to lower than anticipated construction sales tax collections primarily from residential construction. The adopted budget for fiscal year 2014-15 included the assumption that 200 single family residential (SFR) building permits would be issued, and only 141 SFR permits were issued during the fiscal year.  The favorable variance of $170,747 in general government expenditures was a result of savings in personnel vacancies and operation and maintenance costs in various Town departments. TOWN OF ORO VALLEY, ARIZONA MANAGEMENT’S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2015 Page 12 BUDGETARY HIGHLIGHTS  The unfavorable variance of $192,102 in culture and recreation expenditures was a result of an increase in operations and maintenance costs at the Oro Valley Aquatic Center. This is offset by a favorable variance in user fees collected for aquatic activities. CAPITAL ASSETS AND DEBT ADMINISTRATION Capital Assets. At year end, the Town had invested $244.9 million in capital assets (net of accumulated depreciation), including buildings, facilities, vehicles, computers, equipment, and infrastructure assets. This amount represents a net increase of $3.1 million from last year. This was primarily due to the purchase of the El Conquistador Country Club, repaving projects, park improvements, and expansion of the Town's water system, as well as depreciation expense of $11.8 million. The following schedule presents capital asset balances for the fiscal years ended June 30, 2015 and June 30, 2014. Governmental Activities As of June 30, 2015 As of June 30, 2014 Land $ 19,253,801 $ 18,878,468 Infrastructure 166,966,180 165,954,674 Buildings and improvements 28,715,296 25,018,388 Machinery, equipment, and vehicles 14,436,773 12,853,856 Construction in progress 3,414,286 1,853,653 Less: Accumulated depreciation (88,716,851) (80,961,174) Total $ 144,069,485 $143,597,865 Business-type Activities Land $ 2,410,660 $ 2,410,660 Water rights 8,534,490 8,534,490 Water system 120,915,619 114,922,175 Stormwater system 2,846,177 2,779,503 Equipment and vehicles 5,054,493 4,467,875 Construction in progress 457,559 1,297,414 Less: Accumulated depreciation (39,388,117) (36,190,485) Total $ 100,830,881 $ 98,221,632 Additional information on the Town’s capital assets can be found in Note 6. TOWN OF ORO VALLEY, ARIZONA MANAGEMENT’S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2015 Page 13 CAPITAL ASSETS AND DEBT ADMINISTRATION Debt Administration. At year end, the Town had $54.5 million in long-term debt outstanding, $4.7 million due within one year. The following table presents a summary of the Town’s outstanding long-term debt for the fiscal years ended June 30, 2015 and June 30, 2014. Governmental Activities 2015 2014 Revenue bonds $ 8,179,610 $ 8,659,050 Special assessment bonds 925,000 1,055,000 Note payable 1,000,000 Capital leases 128,594 168,994 Total $ 10,233,204 $ 9,883,044 Business-type Activities Revenue bonds $ 35,985,390 $ 38,980,950 Loan payable 8,169,765 6,376,774 Capital leases 118,862 93,593 Total $ 44,274,017 $ 45,451,317 State statutes currently limit the amount of general obligation debt a Town may issue to 20 percent of its total assessed valuation for water, sewer, lights, open space preserves, parks, playgrounds and recreational facilities. The current debt limitation for the Town is $121.2 million. The Town of Oro Valley has a bond rating of “AA-” rating from both Standard & Poor’s and Fitch Ratings on its excise tax revenue bonds and an “AA” rating from Standard & Poor’s on outstanding water revenue bonds. Additional information on the Town’s long-term debt can be found in Notes 7 through 11. ECONOMIC FACTORS AND NEXT YEAR’S BUDGET AND RATES  The unemployment rate for the Town of Oro Valley is currently 5.2 percent. Pima County’s and the State of Arizona’s unemployment rates are 5.9 percent and 5.9 percent, respectively.  The Town’s secondary assessed valuation for the current year is $560,863,509.  Single family residential (SFR) building permits issued in this fiscal year totaled 141, as compared to 136 SFR building permits issued last fiscal year. Projections for SFR building permits are 200 for fiscal year 2015-16. TOWN OF ORO VALLEY, ARIZONA MANAGEMENT’S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2015 Page 14 ECONOMIC FACTORS AND NEXT YEAR’S BUDGET AND RATES The adopted combined operating and capital expenditure budget for fiscal year 2015-16 totals $119.7 million, an increase of $12.6 million, or 12 percent over last year’s budget of $107.1 million. This increase is primarily attributed to increased outside funding from regional sources for roadway widening projects and the addition of the newly acquired community and recreation center operations to the town budget. The budget for fiscal year 2015-16 continues to place emphasis on the following: objectives in the town’s updated Strategic Plan: fiscal responsibility; communication; economic development; parks, recreation and cultural development; and community infrastructure and services. CONTACTING THE TOWN’S FINANCIAL MANAGEMENT This financial report is designed to provide our citizens, taxpayers, customers, and investors and creditors with a general overview of the Town’s finances and to demonstrate the Town’s accountability for the resources it receives. If you have questions about this report or need additional information, contact the Finance Department, Town of Oro Valley, Arizona, 11000 North La Cañada Drive, Oro Valley, Arizona 85737. Page 15 BASIC FINANCIAL STATEMENTS Page 16 (This page intentionally left blank) Page 17 GOVERNMENT-WIDE FINANCIAL STATEMENTS Page 18 (This page intentionally left blank) ASSETS Current assets: Cash and cash equivalents Taxes receivable Accounts receivable Intergovernmental receivable Special assessments Inventories Prepaid items Total current assets Noncurrent assets: Capital assets, non-depreciable Capital assets, depreciable (net) Total noncurrent assets Total assets DEFERRED OUTFLOWS OF RESOURCES Deferred charge on refunding Pension plan items Total deferred outflows of resources LIABILITIES Current liabilities: Accounts payable Accrued wages and benefits Intergovernmental payable Interest payable Unearned revenue Customer deposits payable Other accrued liabilities Note payable Compensated absences Capital leases payable Loans payable Bonds payable Total current liabilities Noncurrent liabilities: Non-current portion of long-term obligations Total noncurrent liabilities Total liabilities DEFERRED INFLOWS OF RESOURCES Pension plan items NET POSITION Net investment in capital assets Restricted for: Public safety Capital outlay Debt service Unrestricted Total net position Governmental Activities $24,410,773 777,989 508,278 1,117,608 925,000 149,348 31,278 27,920,274 22,668,087 121,401,398 144,069,485 171,989,759 123,753 5,714,166 5,837,919 3,121,502 1,760,188 237,378 402,560 189,178 822,049 300,000 1,579,271 41,608 665,920 9,119,654 36,786,115 36,786,115 45,905,769 4,015,632 133,800,218 264,386 3,166,835 168,745 (9,493,907) $127,906,277 Business-type Activities $23,143,367 1,961,700 137,499 25,242,566 11,402,709 89,428,171 100,830,880 126,073,446 1,923,123 431,552 2,354,675 341,826 177,710 1,133,374 802,628 533,123 193,768 38,439 556,811 3,054,080 6,831,759 45,920,967 45,920,967 52,752,726 724,253 54,858,448 20,092,694 $74,951,142 Total $47,554,140 777,989 2,469,978 1,117,608 925,000 149,348 168,777 53,162,840 34,070,796 210,829,569 244,900,365 298,063,205 2,046,876 6,145,718 8,192,594 3,463,328 1,937,898 1,370,752 802,628 402,560 722,301 822,049 300,000 1,773,039 80,047 556,811 3,720,000 15,951,413 82,707,082 82,707,082 98,658,495 4,739,885 188,658,666 264,386 3,166,835 168,745 10,598,787 $202,857,419 TOWN OF ORO VALLEY, ARIZONA STATEMENT OF NET POSITION JUNE 30, 2015 The notes to the basic financial statements are an integral part of this statement. Page 19 Program Revenues Net (Expense) Revenue and Changes in Net Position Functions/Programs Primary Government Governmental activities: General government Public safety Highway and streets Transit Culture and recreation Interest on long-term debt Total governmental activities Business-type activities: Water Stormwater drainage Total business-type activities Total primary government Expenses $ 11,533,702 16,587,168 9,400,140 1,404,646 4,572,490 439,027 43,937,173 13,608,931 854,510 14,463,441 $58,400,614 Charges for Services $ 3,516,359 29,097 496,098 72,783 1,108,734 5,223,071 16,088,681 771,594 16,860,275 $22,083,346 Operating Grants and Contributions $ 216,949 678,092 2,958,980 1,190,795 25,580 5,070,396 $5,070,396 Capital Grants and Contributions $ 173,350 2,283,377 2,456,727 1,979,037 1,979,037 $4,435,764 Governmental Activities $ (7,800,394) (15,706,629) (3,661,685) (141,068) (3,438,176) (439,027) (31,186,979) (31,186,979) General revenues: Taxes: Sales taxes Franchise taxes Unrestricted state shared revenues Investment earnings Transfers Total general revenues and transfers Changes in net position Net position, beginning of year, as restated Net position, end of year 16,132,159 582,064 10,413,464 216,175 3,119 27,346,981 (3,839,998) 131,746,275 $127,906,277 TOWN OF ORO VALLEY, ARIZONA STATEMENT OF ACTIVITIES YEAR ENDED JUNE 30, 2015 Page 20 The notes to the basic financial statements are an integral part of this statement. Net (Expense) Revenue and Changes in Net Position Business-type Activities $ 4,458,787 (82,916) 4,375,871 4,375,871 Totals $ (7,800,394) (15,706,629) (3,661,685) (141,068) (3,438,176) (439,027) (31,186,979) 4,458,787 (82,916) 4,375,871 (26,811,108) 124,887 (3,119) 121,768 4,497,639 70,453,503 $74,951,142 16,132,159 582,064 10,413,464 341,062 27,468,749 657,641 202,199,778 $202,857,419 Page 21 Page 22 (This page intentionally left blank) Page 23 FUND FINANCIAL STATEMENTS ASSETS Cash and cash equivalents Taxes receivable Accounts receivable Intergovernmental receivable Special assessments Inventories Prepaid items Total assets LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Liabilities: Accounts payable Accrued wages and benefits Intergovernmental payable Sales tax payable Unearned revenue Customer deposits payable Other accrued liabilities Total liabilities Deferred inflows of resources: Unavailable revenues - special assessments Fund balances: Nonspendable Restricted Committed Assigned Unassigned Total fund balances Total liabilities, deferred inflows of resources and fund balances General Fund $11,640,382 777,989 317,723 514,972 31,278 $13,282,344 $552,169 1,659,940 237,378 305,915 185,889 189,178 3,130,469 31,278 1,553,999 8,566,598 10,151,875 $13,282,344 Non-Major Governmental Funds $12,038,502 190,555 602,636 925,000 149,348 $13,906,041 $2,502,009 100,248 216,671 353,433 3,172,361 925,000 149,348 3,599,966 4,637,773 1,421,593 9,808,680 $13,906,041 Total Governmental Funds $23,678,884 777,989 508,278 1,117,608 925,000 149,348 31,278 $27,188,385 $3,054,178 1,760,188 237,378 305,915 402,560 189,178 353,433 6,302,830 925,000 180,626 3,599,966 4,637,773 2,975,592 8,566,598 19,960,555 $27,188,385 TOWN OF ORO VALLEY, ARIZONA BALANCE SHEET - GOVERNMENTAL FUNDS JUNE 30, 2015 Page 24 The notes to the basic financial statements are an integral part of this statement. Total governmental fund balances 19,960,555$ Amounts reported for governmental activities in the Statement of Net Position are different because: Capital assets used in governmental activities are not financial resources and therefore are not reported in the funds. Governmental capital assets 232,786,336$ Less accumulated depreciation (88,716,851) 144,069,485 Special assessments receivable are not available to pay for current period expenditures and therefore are reported as unavailable revenue in the funds. 925,000 Deferred items related to the issuance of bonds are amortized over the life of the associated issuance in the government-wide statements but not reported in the funds. Deferred bond charges 123,753 Deferred bond premium (36,063) 87,690 Deferred outflows and inflows of resources related to pensions are applicable to future periods and, therefore, are not reported in the funds. Deferred outflows of resources related to pensions 5,714,166 Deferred inflows of resources related to pensions (4,015,632) 1,698,534 The Internal Service Funds are used by management to charge the cost of services to the individual funds. The assets and liabilities of the Internal Service Funds are included in the Statement of Net Position. 405,186 Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds. Special assessment bonds (925,000) Revenue bonds (8,179,610) Note payable (1,000,000) Capital leases (128,594) Net pension liability (26,982,262) Compensated absences (2,024,707) (39,240,173) Net position of governmental activities 127,906,277$ TOWN OF ORO VALLEY, ARIZONA RECONCILIATION OF THE BALANCE SHEET - GOVERNMENTAL FUNDS TO THE STATEMENT OF NET POSITION JUNE 30, 2015 Page 25 The notes to the basic financial statements are integral part of this statement. Revenues: Sales taxes Franchise taxes Development impact fees Special assessments Intergovernmental Licenses, fees & permits Fines, forfeitures & penalties Charges for services Investment earnings Other Total revenues Expenditures: Current - General government Public safety Highway and streets Transit Culture and recreation Capital outlay Debt service - Principal retirement Interest and fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Transfers in Transfers out Total other financing sources (uses): Changes in fund balances Fund balances, beginning of year Fund balances, end of year General Fund $14,637,000 582,064 12,456,454 1,551,289 1,850 2,341,850 168,749 31,739,256 10,233,468 14,737,153 1,404,646 2,914,719 40,400 5,053 29,335,439 2,403,817 185,000 (3,970,965) (3,785,965) (1,382,148) 11,534,023 $10,151,875 Non-Major Governmental Funds $1,495,159 439,637 178,078 5,258,537 54,648 219,721 649,976 47,426 141,618 8,484,800 629,085 334,243 2,602,321 1,164,098 8,093,704 609,440 430,957 13,863,848 (5,379,048) 4,141,627 (352,543) 3,789,084 (1,589,964) 11,398,644 $9,808,680 Total Governmental Funds $16,132,159 582,064 439,637 178,078 17,714,991 1,605,937 221,571 2,991,826 216,175 141,618 40,224,056 10,862,553 15,071,396 2,602,321 1,404,646 4,078,817 8,093,704 649,840 436,010 43,199,287 (2,975,231) 4,326,627 (4,323,508) 3,119 (2,972,112) 22,932,667 $19,960,555 TOWN OF ORO VALLEY, ARIZONA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2015 Page 26 The notes to the basic financial statements are an integral part of this statement. Net changes in fund balances - total governmental funds (2,972,112)$ Amounts reported for governmental activities in the Statement of Activities are different because: Governmental funds report capital outlays as expenditures. However, in the Statement of Activities, the cost of those assets is allocated over their estimated useful lives as depreciation expense. Expenditures for capital assets 8,958,475$ Less current year depreciation (8,462,938) 495,537 Special assessment revenues in the Statement of Activities do not provide current financial resources and therefore are not reported as revenues in the governmental funds. (130,000) Repayment of debt principal are expenditures in the governmental funds, but the repayment reduces long-term liabilities in the Statement of Net Position. Capital lease principal retirement 40,400 Revenue bond principal retirement 479,440 Special assessment bond principal retirement 130,000 649,840 Issuance of obligations under note payables provide current financial resources to governmental funds, but the issuance increases long term liabilities in the Statement of Net Position. (1,000,000) Governmental funds report pension contributions as expenditures. However, they are reported as deferred outflows of resources in the Statement of Net Position. The change in the net pension liability, adjusted for deferred pension items, is reported as pension expense in the Statement of Activities. Current year pension contributions 2,365,755 Pension expense (2,794,180) (428,425) Some expenses reported in the Statement of Activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds. Amortization of premium on long-term debt 8,315 Amortization of deferred charge on refunded debt (11,332) Loss on disposal of capital assets (23,917) Compensated absences (262,160) (289,094) The Internal Service Funds are used by management to charge the cost of services to the individual funds. The changes in net position of the Internal Service Funds are reported with governmental activities in the Statement of Activities. (165,744) Change in net position in governmental activities (3,839,998)$ YEAR ENDED JUNE 30, 2015 AND CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES The notes to the basic financial statements are integral part of this statement. TOWN OF ORO VALLEY, ARIZONA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES Page 27 Enterprise Funds ASSETS Current assets: Cash and cash equivalents Accounts receivable Prepaid items Total current assets Noncurrent assets: Capital assets, non-depreciable Capital assets, depreciable (net) Total noncurrent assets Total assets DEFERRED OUTFLOWS OF RESOURCES Deferred charge on refunding Pension plan items Total deferred outflows of resources LIABILITIES Current liabilities: Accounts payable Accrued wages and benefits Intergovernmental payable Interest payable Customer deposits payable Compensated absences Capital leases payable Loans payable Bonds payable Claims payable Total current liabilities Noncurrent liabilities: Non-current portion of long-term obligations Total noncurrent liabilities Total liabilities DEFERRED INFLOWS OF RESOURCES Pension plan items NET POSITION Net investment in capital assets Unrestricted Total net position Water $22,843,523 1,866,198 137,499 24,847,220 11,402,709 86,136,370 97,539,079 122,386,299 1,923,123 387,196 2,310,319 340,891 157,219 1,133,374 802,628 533,123 179,584 556,811 3,054,080 6,757,710 45,473,697 45,473,697 52,231,407 649,812 51,685,509 20,129,890 $71,815,399 Non-Major Enterprise Funds $299,844 95,502 395,346 3,291,801 3,291,801 3,687,147 44,356 44,356 935 20,491 14,184 38,439 74,049 447,270 447,270 521,319 74,441 3,172,939 (37,196) $3,135,743 Totals $23,143,367 1,961,700 137,499 25,242,566 11,402,709 89,428,171 100,830,880 126,073,446 1,923,123 431,552 2,354,675 341,826 177,710 1,133,374 802,628 533,123 193,768 38,439 556,811 3,054,080 6,831,759 45,920,967 45,920,967 52,752,726 724,253 54,858,448 20,092,694 $74,951,142 TOWN OF ORO VALLEY, ARIZONA STATEMENT OF NET POSITION PROPRIETARY FUNDS JUNE 30, 2015 Page 28 The notes to the basic financial statements are an integral part of this statement. Governmental Activities: Internal Service Funds $731,889 731,889 731,889 11,006 11,006 67,324 162,701 230,025 89,213 89,213 319,238 18,471 405,186 $405,186 Page 29 Enterprise Funds Operating revenues: Charges for services Other Self insurance premiums Total operating revenues Operating expenses: Costs of sales and services Depreciation and amortization Claims payments Administrative fees Reinsurance premiums Total operating expenses Operating income (loss) Nonoperating revenues (expenses): Development impact fees Connection fees Investment earnings Interest expense Total nonoperating revenues (expenses) Income (loss) before capital contributions and transfers Capital contributions Transfers out Changes in net position Total net position, beginning of year, as restated Total net position, end of year Water $14,271,442 54,024 14,325,466 8,865,253 3,174,709 12,039,962 2,285,504 1,172,170 591,045 124,593 (1,568,969) 318,839 2,604,343 1,979,037 (3,119) 4,580,261 67,235,138 $71,815,399 Non-Major Enterprise Funds $771,578 16 771,594 703,423 151,087 854,510 (82,916) 294 294 (82,622) (82,622) 3,218,365 $3,135,743 Totals $15,043,020 54,040 15,097,060 9,568,676 3,325,796 12,894,472 2,202,588 1,172,170 591,045 124,887 (1,568,969) 319,133 2,521,721 1,979,037 (3,119) 4,497,639 70,453,503 $74,951,142 TOWN OF ORO VALLEY, ARIZONA STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION - PROPRIETARY FUNDS FOR THE YEAR ENDED JUNE 30, 2015 Page 30 The notes to the basic financial statements are an integral part of this statement. Governmental Activities: Internal Service Funds $1,409,174 46,936 2,486,095 3,942,205 1,325,240 2,168,380 57,000 557,329 4,107,949 (165,744) (165,744) (165,744) 570,930 $405,186 Page 31 Governmental Activities Water Non-Major Enterprise Funds Total Internal Service Funds Increase (Decrease) in Cash and Cash Equivalents Cash flows from operating activities: Cash received from customers 14,690,326$ 764,194$ 15,454,520$ 1,456,110$ Cash received from premiums 2,486,095 Cash payments to suppliers for goods and services (6,990,867) (18,468) (7,009,335) (1,837,190) Cash payments to employees for services (2,821,306) (694,857) (3,516,163) (81,242) Cash payments for claims (2,168,380) Net cash provided by operating activities 4,878,153 50,869 4,929,022 (144,607) Cash flows from noncapital and related financing activities: Interfund transfers (3,119) (3,119) Connection fees 591,045 591,045 Net cash provided by noncapital financing activities 587,926 587,926 Cash flows from capital and related financing activities: Development impact fees 1,172,170 1,172,170 Acquisition of capital assets (3,581,621) (58,966) (3,640,587) Proceeds from loans 2,353,843 2,353,843 Principal paid on long-term debt (3,556,411) (209,093) (3,765,504) Interest on long-term debt (1,573,911) (1,573,911) Net cash used for capital and related financing activities (5,185,930) (268,059) (5,453,989) Cash flows from investing activities: Investment income 124,593 294 124,887 Net cash provided by investing activities 124,593 294 124,887 Net increase in cash and cash equivalents 404,742 (216,896) 187,846 (144,607) Cash and cash equivalents, beginning of year 22,438,781 516,740 22,955,521 876,496 Cash and cash equivalents, end of year 22,843,523$ 299,844$ 23,143,367$ 731,889$ Reconciliation of Operating Income (Loss) to Net Cash Provided by (Used for) Operating Activities Operating income (loss)2,285,504$ (82,916)$ 2,202,588$ (165,744)$ Adjustments to reconcile operating income (loss) to net cash provided by (used for) operating activities: Depreciation and amortization 3,174,709 151,087 3,325,796 Change in assets and liabilities: Accounts receivable 250,718 (7,400) 243,318 Prepaid items (135,499) (135,499) Accounts payable (811,569) (18,468) (830,037) (44,160) Claims payable 67,146 Accrued payroll and employee benefits 54,461 7,225 61,686 Compensated absences payable 10,746 8,794 19,540 Deposits held for others 114,143 114,143 Pension items (65,060) (7,453) (72,513) (1,849) Total adjustments 2,592,649 133,785 2,726,434 21,137 Net cash provided by (used for) operating activities 4,878,153$ 50,869$ 4,929,022$ (144,607)$ Non-cash capital and financing activities Contribution of assets from developers 1,979,037$ $ 1,979,037$ Capital lease agreements 234,362 234,362 Enterprise Funds TOWN OF ORO VALLEY, ARIZONA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED JUNE 30, 2015 Page 32 The notes to the basic financial statements are an integral part of this statement. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 33 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The financial statements of the Town of Oro Valley, Arizona (Town) have been prepared in conformity with accounting principles generally accepted in the United States of America as applied to government units. The Governmental Accounting Standards Board (GASB) is the accepted standard-setting body for establishing governmental accounting and financial reporting principles. During the year ended June 30, 2015, the Town implemented the provisions of GASB Statement No. 68, Accounting and Financial Reporting for Pensions, as amended by GASB Statement No. 71, Pension Transition for Contributions Made Subsequent to the Measurement Date. This Statement requires governments providing defined benefit pensions to recognize the long-term obligation for pension benefits as a liability, and to more comprehensively and comparably measure the annual costs of pension benefits. This Statement also enhances accountability and transparency through revised note disclosures and new required supplementary information. The more significant of the Town’s accounting policies are described below. A. Reporting Entity The Town is a municipal entity governed by an elected mayor and council. As required by accounting principles generally accepted in the United States of America, these financial statements present the Town and its component units, entities for which the Town is considered to be financially accountable. Blended component units, although legally separate entities, are, in substance, part of the Town’s operations and so data from these units are combined with data of the Town, the primary government. The blended component units presented have a June 30 year end. The financial reporting entity consists of a primary government and its component units. A component unit is a legally separate entity that must be included in the reporting entity in conformity with generally accepted accounting principles. The Town is a primary government that has a separately elected governing body, is legally separate, and is fiscally independent of other state or local governments. Furthermore, component units combined with the Town for financial statement presentation purposes, and the Town, are not included in any other governmental reporting entity. Consequently, the Town’s financial statements include the funds of those organizational entities for which its elected governing body is financially accountable. Blended Component Unit – The financial reporting entity presented in these financial statements consists of the Town and one blended component unit. This component unit, discussed below, is included in the Town’s reporting entity because of the significance of its operational relationship or financial relationship with the Town. The component unit is governed by a board, substantially or wholly, comprised of the Town’s elected council. Separate financial statements are not prepared for the component unit on a stand-alone basis. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 34 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The Town of Oro Valley Municipal Property Corporation’s (MPC) Board of Directors consists of the three members which are appointed by the Town of Oro Valley Town Council. The MPC, a non-profit corporation incorporated under the laws of the State of Arizona, was originally formed for the purpose of assisting the Town in obtaining financing for acquiring the Cañada Hills and Rancho Vistoso water companies. The Town has a contractual obligation for the repayment of the MPC’s Excise Tax Refunding Bonds, Series 2007. The activity of the 2007 MPC is reported in the applicable water enterprise and governmental funds. All related receivables and payables between the Town and the MPC have been eliminated. B. Government-Wide and Fund Financial Statements The government-wide financial statements (i.e., the statement of net position and the statement of activities) present financial information about the Town as a whole. The reported information includes all of the activities of the Town and its component units. For the most part, the effect of internal activity has been removed from these statements. These statements are to distinguish between the governmental and business-type activities of the Town. Governmental activities normally are supported by sales taxes and intergovernmental revenues, and are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Sales taxes, franchise taxes, unrestricted state shared revenues, investment income and other items not included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds and proprietary funds. Major individual governmental funds and the major individual enterprise fund are reported as separate columns in the fund financial statements. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 35 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation Government-wide Financial Statements – The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the grantor or provider have been met. As a general rule, the effect of internal activity has been eliminated from the government-wide financial statements; however, the effects of interfund services provided and used between functions are reported as expenses and program revenues at amounts approximating their external exchange value. Fund Financial Statements – Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the Town considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Sales taxes, franchise taxes, licenses and permits, charges for services, special assessments and investment income associated with the current fiscal period are all considered to be susceptible to accrual and have been recognized as revenues of the current fiscal period. Grants and similar awards are recognized as revenue as soon as all eligibility requirements imposed by the grantor or provider have been met. Miscellaneous revenue is not susceptible to accrual because generally they are not measurable until received in cash. Grants and similar awards are recognized as revenue as soon as all eligibility requirements imposed by the grantor or provider have been met. Unearned revenue arises when resources are received by the Town before it has legal claim to them, as when grant monies are received prior to meeting all eligibility requirements imposed by the provider. The Council adopts the budget at the fund level as a total amount of expenditures. Financial control is administered by fund, with budgetary control for operating performance regulated at the departmental level, e.g., finance, economic development, police, and parks and recreation. The legal level of budgetary control (i.e. the level at which expenditures may not legally exceed appropriations) is at the fund level. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 36 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The focus of governmental fund financial statements is on major funds rather than reporting funds by type. Each major fund is presented in a separate column. Non-major funds are aggregated and presented in a single column. The Town reports the following major governmental fund. General Fund – This fund accounts for all financial resources of the Town, except those required to be accounted for in other funds. The Town reports the following major proprietary funds. Water Fund – This fund accounts for the costs to operate, construct and finance the Town’s water system. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the Town’s internal service fund are charges for health benefits and charges to user departments for fleet maintenance services. The principal operating revenues of the Town’s enterprise fund are charges to customers for water and stormwater drainage services. Operating expenses for these funds include the cost of sales and services, administrative expenses, depreciation, and amortization. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. D. Cash and Investments For purposes of the Statement of Cash Flows, the Town considers all highly liquid investments with a maturity of three months or less when purchased to be cash equivalents. Arizona statute requires a pooled collateral program for public deposits and a Statewide Collateral Pool Administrator (Administrator) in the State Treasurer’s Office. The purpose of the pooled collateral program is to ensure that governmental entities’ public deposits placed in participating depositories are secured with collateral of 102 percent of the public deposits, less any applicable deposit insurance. An eligible depository may not retain or accept any public deposit unless it has deposited the required collateral with a qualified escrow agent or the Administrator. The Administrator manages the pooled collateral program, including reporting on each depository’s compliance with the program. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 37 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Nonparticipating interest-earning investment contracts are stated at cost. Money market investments and participating interest investment contracts with a remaining maturity of one year or less at time of purchase are stated at amortized cost. All other investments are stated at fair value. E. Investment Income Investment income is composed of interest, dividends, and net changes in the fair value of applicable investments. F. Receivables and Payables Activity between funds that is representative of lending/borrowing arrangements outstanding at the end of the fiscal year is referred to as either “due to/from other funds” (i.e., the current portion of interfund loans) or “advances to/from other funds” (i.e., the non-current portion of interfund loans). All other outstanding balances between funds are reported as “due to/from other funds.” Interfund balances between governmental funds are eliminated on the Statement of Net Position All trade receivables are shown net of an allowance for uncollectibles. G. Inventory All inventories are valued at cost using the first-in/first-out (FIFO) method. Inventories consist of expendable supplies held for consumption. Inventories are recorded as expenses when consumed on the government-wide financial statements and the fund financial statements H. Prepaid Items Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in the government-wide and fund financial statements. Prepaid items are recorded as expenses when consumed in the government-wide financial statements and the fund financial statements. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 38 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES I. Capital Assets Capital assets, which include property, plant, and equipment, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the Town as assets with an initial, individual cost of $5,000 or more and an estimated useful life of more than one year. Such assets are recorded at historical cost or estimated historical cost if actual historical cost is not available. Donated capital assets are recorded at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend the life of the asset are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed. Certain capital assets of the Town are depreciated using the straight line method over the following estimated useful lives: Assets Years Buildings 50 Improvements other than buildings 20-30 Infrastructure 20-50 Vehicles 4-6 Machinery and equipment 7-20 J. Deferred Outflows/Inflows of Resources In addition to assets, the statement of financial position may report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period and so will not be recognized as an outflow of resources (expense/expenditure) until then. In addition to liabilities, the statement of financial position may report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position that applies to a future period and so will not be recognized as an inflow of resources (revenue) until that time. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 39 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES K. Compensated Absences The Town’s employee annual and sick leave policies generally provide for granting annual and sick leave with pay. Full-time employees accrue annual leave based on the number of years employed. Employees who terminate employment shall be paid in a lump sum. Full- time employees accumulate sick leave at the rate of one work day per month. Part-time employees whose normal week is twenty hours or more receive sick leave at half the rate of full-time employees. Once an employee has exceeded 480 hours of accrued sick leave, one half of the sick leave balance in excess of the 480 hours shall be paid to the employee upon separation from employment. The current and long-term liabilities, including related benefits, for accumulated vacation and sick leave are reported on the government-wide financial statements. A liability for these amounts, including related benefits, is reported in governmental funds only if they have matured, for example, as a result of employee leave, resignations and retirements. Generally, resources from the General Fund are used to pay for compensated absences. L. Pensions For purposes of measuring the net pension liability, deferred outflows of resources and deferred inflows of resources related to pensions, and pension expense, information about the pension plan’s fiduciary net position and additions to/deductions from the plan’s fiduciary net position have been determined on the same basis as they are reported by the plan. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. M. Long-term Obligations In the government-wide financial statements and proprietary fund financial statements, long- term debt and other long-term obligations are reported as liabilities in the applicable business- type activities and proprietary fund type statement of net position. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 40 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES N. Interfund Activity Flows of cash from one fund to another without a requirement for repayment are reported as interfund transfers. Interfund transfers between governmental funds are eliminated in the Statement of Activities. Interfund transfers in the fund statements are reported as other financing sources/uses in governmental funds and after nonoperating revenues/expenses in proprietary funds. O. Net Position Flow Assumption In the government-wide and proprietary fund financial statements the Town applies restricted resources first when outlays are incurred for purposes for which either restricted or unrestricted amounts are available. P. Estimates The preparation of the financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results may differ from those estimates. NOTE 2 – STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY Excess Expenditures Over Budget – At year end, the Town had expenditures in funds that exceeded the budget, however, this does not constitute a violation of any legal provisions. NOTE 3 – FUND BALANCE CLASSIFICATIONS Fund balances of the governmental funds are reported separately within classifications based on a hierarchy of the constraints placed on the use of those resources. The classifications are based on the relative strength of the constraints that control how the specific amounts can be spent. The classifications are nonspendable, restricted, and unrestricted, which includes committed, assigned, and unassigned fund balance classifications. Nonspendable. The nonspendable fund balance classification includes amounts that cannot be spent because they are not in spendable form, or legally or contractually required to be maintained intact. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 41 NOTE 3 – FUND BALANCE CLASSIFICATIONS Restricted. Fund balance is reported as restricted when constraints placed on the use of resources are either externally imposed by creditors (such as through debt covenants), grantors, contributors, or laws or regulations of other governments or is imposed by law through constitutional provisions or enabling legislation. Committed. The committed fund balance classification includes amounts that can be used only for the specific purposes imposed by formal action of the Town Council through the approval of a Town resolution. Those committed amounts cannot be used for any other purpose unless the Town Council removes or changes the specified use by taking the same type of action it employed to previously commit those amounts. The committed fund balance reported in the Bed Tax Fund is to be used for local economic development purposes. The committed fund balance reported in the Highway User Revenue Fund is to be used for roadway maintenance and preservation purposes. The committed fund balance reported in the Townwide Facilities Projects Fund is used for improvements to Town parks. Assigned. Amounts in the assigned fund balance classification are intended to be used by the Town for specific purposes but do not meet the criteria to be classified as restricted or committed. In governmental funds other than the General Fund, assigned fund balance represents the remaining amount that is not restricted or committed. In the General Fund, assigned amounts represent intended uses established by the Town Council or a management official delegated that authority by the formal Town Council action. This authorization has been given to the Town Manager through the approval of Resolution No. (R)11-30, which amended the Town Financial and Budgetary Policies. The assigned fund balance in the General Fund is set aside for the payout of compensated absences and for unemployment compensation claims. The assigned fund balance in the General Government CIP Fund is to be used for governmental capital asset projects. Unassigned. Unassigned fund balance is the residual classification for the General Fund and includes all spendable amounts not contained in the other classifications. In other governmental funds, the unassigned classification is used only to report a deficit balance resulting from overspending for specific purposes for which amounts had be restricted, committed, or assigned. The Town applies restricted resources first when outlays are incurred for purposes for which either restricted or unrestricted (committed, assigned, and unassigned) amounts are available. Similarly, within unrestricted fund balance, committed amounts are reduced first followed by assigned, and then unassigned amounts when expenditures are incurred for purposes for which amounts in any of the unrestricted fund balance classifications could be used. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 42 NOTE 3 – FUND BALANCE CLASSIFICATIONS The table below provides detail of the major components of the Town’s fund balance classifications at year end. General Fund Non-Major Governmental Funds Fund Balances: Nonspendable: Inventory $ $ 149,348 Prepaid items 31,278 Restricted: Debt service 168,745 Capital projects 3,166,835 Public safety 264,386 Committed 4,637,773 Assigned: Compensated absences 1,356,608 Unemployment claims 197,391 Townwide capital 1,421,593 Unassigned 8,566,598 Total fund balances $ 10,151,875 $ 9,808,680 NOTE 4 – CASH AND INVESTMENTS A.R.S. authorize the Town to invest public monies in obligations of the U.S. Government and its agencies, obligations of the State and certain local government subdivisions, interest- bearing savings accounts and certificates of deposit, collateralized repurchase agreements, certain obligations of U.S. corporations, and certain other securities. The statutes do not include any requirements for credit risk, custodial credit risk, concentration of credit risk, interest rate risk, or foreign currency risk for the Town’s investments. The State Treasurer’s pools are external investment pools, the Local Government Investment Pool (Pool 5) and Local Government Investment Pool - Government (Pool 7), with no regulatory oversight. The pools are not required to register (and are not registered) with the Securities and Exchange Commission. The activity and performance of the pools are reviewed monthly by the State Board of Investment. The fair value of each participant’s position in the State Treasurer investment pools approximates the value of the participant’s shares in the pool and the participants’ shares are not identified with specific investments. No regulatory oversight is provided for the County Treasurer’s investment pool and that pool’s structure does not provide for shares. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 43 NOTE 4 – CASH AND INVESTMENTS The County Treasurer’s pool is an external investment pool with no regulatory oversight. The pool is not required to register (and is not registered) with the Securities and Exchange Commission. The fair value of each participants’ position in the County Treasurer investment pool approximates the value of the participants’ shares in the pool and the participants’ shares are not identified with specific investments. Custodial Credit Risk – Deposits. Custodial Credit risk is the risk that in the event of bank failure the Town’s deposits may not be returned to the Town. The Town does not have a deposit policy for custodial credit risk. At year end, the carrying value of the Town’s deposits was $2,879,201 and the bank balance was $1,697,304. At year end, the Town’s investments consisted of the following: Investments Maturities (in Years) Investment Type Fair Value Less than 1 1-5 Money Market - U.S. Treasuries $ 4,889,890 $ 4,889,890 $ Municipal Securities 230,660 230,660 Commercial Paper 1,448,690 1,448,690 U.S. Treasury Bonds/Notes 28,339,147 709,843 27,629,304 U.S. Agencies Bonds/Notes 5,143,732 5,143,732 $ 7,048,423 $ 33,003,696 County Treasurer’s investment pool 401,570 223 days average maturities State Treasurer’s investment pool 5 4,221,250 40 days average maturities Total $44,674,939 Interest Rate Risk. The Town has implemented an investment policy that will minimize interest rate risk, which is the risk that the market value of securities in the portfolio will fall due to changes in market interest rates by the following. 1. Structuring the investment portfolio so that securities mature to meet cash requirements for ongoing operations, thereby avoiding the need to sell securities on the open market prior to maturity; and 2. Investing operating funds primarily in shorter-term securities, money market mutual funds, or similar investment pools limiting the average maturity in the portfolio in accordance with this policy. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 44 NOTE 4 – CASH AND INVESTMENTS Credit Risk. The Town has implemented an investment policy that will minimize credit risk, which is the risk of loss due to the failure of the security or backer by the following: 1. Limiting investments to the types of securities listed in Section 6 if this investment policy; 2. Pre-qualifying financial institutions, broker/dealers, intermediaries, and advisers with which the Town will do business in accordance with Section 5; and 3. Diversifying the investment portfolio so that the impact of potential losses from any one type of security or from any one individual issuer will be minimized. As of year end, the Town’s investment in the State and County Treasurers’ investment pools did not receive a credit quality rating from a national rating agency. The State Treasurer’s investment pool 5 was rated AAAF/S1+ by Standard and Poor’s at year end. The Town’s investments in U.S. agencies, municipal bonds, and commercial paper were rated AA+, AAA, and A-1 respectively, by Standard and Poor’s. Custodial Credit Risk – Investments. The Town’s investment in the State and County Treasurer’s investment pools represents a proportionate interest in the pool’s portfolio; however, the Town’s portion is not identified with specific investments and is not subject to custodial credit risk. Concentration of Credit Risk. The Town places no limit on the amount the Town may invest in any one issuer. More than five percent of the Town’s investments are in Federal Home Loan Mortgage Corporation notes, which make up five percent of the Town’s total investments. NOTE 5 – RECEIVABLES Receivable balances, net of allowance for uncollectibles, have been disaggregated by type and presented separately in the financial statements with the exception of intergovernmental receivables. Intergovernmental receivables, net of allowance for uncollectibles, as of year end for the Town’s individual major fund in the aggregate, were as follows: General Fund Non-Major Governmental Funds Intergovernmental receivables: Due from federal government $ 117,115 $ Due from state government 397,857 273,882 Due from other governments 328,754 Net intergovernmental receivables $ 514,972 $ 602,636 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 45 NOTE 6 – CAPITAL ASSETS A summary of capital asset activity for the current fiscal year follows: Governmental Activities Beginning Balance Increase Decrease Ending Balance Capital assets, not being depreciated: Land $ 18,878,468 $ 375,333 $ $ 19,253,801 Construction in progress 1,853,653 3,070,079 1,509,446 3,414,286 Total capital assets, not being depreciated 20,732,121 3,445,412 1,509,446 22,668,087 Capital assets, being depreciated: Infrastructure 165,954,674 1,011,506 166,966,180 Buildings and improvements 25,018,388 3,711,618 14,710 28,715,296 Machinery, equipment, and vehicles 12,853,856 2,299,385 716,468 14,436,773 Total capital assets being depreciated 203,826,918 7,022,509 731,178 210,118,249 Less accumulated depreciation for: Infrastructure (67,366,548) (6,431,907) (73,798,455) Buildings and improvements (4,986,493) (665,673) (25) (5,652,141) Machinery, equipment, and vehicles (8,608,133) (1,365,358) (707,236) (9,266,255) Total accumulated depreciation (80,961,174) (8,462,938) (707,261) (88,716,851) Total capital assets, being depreciated, net 122,865,744 (1,440,429) 23,917 121,401,398 Governmental activities capital assets, net $ 143,597,865 $ 2,004,983 $ 1,533,363 $ 144,069,485 Business-Type Activities Beginning Balance Increase Decrease Ending Balance Capital assets, not being depreciated: Land $ 2,410,660 $ $ $ 2,410,660 Water rights 8,534,490 8,534,490 Construction in progress 1,297,414 342,724 1,182,579 457,559 Total capital assets, not being depreciated 12,242,564 342,724 1,182,579 11,402,709 Capital assets, being depreciated: Water system 114,922,175 5,993,444 120,915,619 Stormwater system 2,779,503 66,674 2,846,177 Equipment and vehicles 4,467,875 616,136 29,519 5,054,492 Total capital assets being depreciated 122,169,553 6,676,254 29,519 128,816,288 Less accumulated depreciation for: Water system (32,898,940) (2,886,515) (35,785,455) Stormwater system (251,227) (60,123) (311,350) Equipment and vehicles (3,040,318) (274,890) (23,896) (3,291,312) Total accumulated depreciation (36,190,485) (3,221,528) (23,896) (39,388,117) Total capital assets, being depreciated, net 85,979,068 3,454,726 5,623 89,428,171 Business-type activities capital assets, net $ 98,221,632 $ 3,797,450 $ 1,188,202 $ 100,830,880 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 46 NOTE 6 – CAPITAL ASSETS Depreciation expense was charged to functions/programs as follows: Governmental activities: General government $ 618,730 Public Safety 579,208 Highways and streets 6,759,864 Culture and recreation 505,136 Total depreciation expense – governmental activities 8,462,938 Business-type activities: Water 3,070,442 Stormwater 151,086 Total depreciation expense –business-type activities $3,221,528 Construction Commitments – As of year end, the Town was involved in several construction projects. The estimated cost to complete the construction projects is $5.5 million. NOTE 7 – LOANS PAYABLE The Town has loans from the Water Infrastructure Finance Authority of Arizona for water system projects. The loans payable at current fiscal year end are presented below. Business-type activities: Interest Rate (Including Fees) Remaining Maturities Outstanding Principal June 30, 2015 Due Within One Year WIFA Loan, 2007 2.04% 7/1/15-27 $ 3,235,941 $ 205,999 WIFA Loan, 2009 2.75% 7/1/15-29 1,777,300 94,462 WIFA Loan, 2014 2.65% 7/1/15-25 3,156,524 256,350 Total $ 8,169,765 $ 556,811 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 47 NOTE 7 – LOANS PAYABLE Principal and interest payments on the business-type activities loans payable at June 30, 2015 are summarized as follows: Business-type Activities Year ending June 30: Principal Interest 2016 $ 556,811 $ 277,869 2017 577,857 310,070 2018 599,707 283,952 2019 622,395 256,817 2020 645,949 228,629 2021-25 3,615,883 680,485 2026-30 1,551,163 96,853 Total $ 8,169,765 $ 2,134,675 NOTE 8 – BONDS PAYABLE Bonds payable at year end, consisted of the following outstanding revenue and refunding bonds. The bonds are both callable and noncallable with interest payable semiannually. Taxes and Impact Fees are used to pay bonded debt. Purpose Original Amount Issued Interest Rates Remaining Maturities Outstanding Principal June 30, 2015 Due Within One Year Governmental activities: Revenue Bonds, 2005 $ 4,164,050 3.50-4.25% 7/1/15-25 $ 2,690,050 $ 201,000 Refunding Revenue Bonds, 2007 1,389,180 4.25-5.00% 7/1/15-26 1,249,560 49,920 Excise Tax Revenue Obligations, 2010 2,445,000 3.72-6.59% 7/1/15-27 1,915,000 135,000 Revenue Bonds, 2012 2,580,000 2.00-4.00% 7/1/15-27 2,325,000 145,000 Total $ 8,179,610 $ 530,920 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 48 NOTE 8 – BONDS PAYABLE Annual debt service requirements to maturity on revenue and refunding bonds for governmental activities at year end are summarized as follows: Governmental Activities Year ending June 30: Principal Interest 2016 $ 530,920 $ 350,711 2017 539,960 330,665 2018 554,000 308,392 2019 581,390 283,392 2020 599,560 257,109 2021-25 3,661,090 813,377 2026-28 1,712,690 102,727 Total $ 8,179,610 $ 2,446,373 Purpose Original Amount Issued Interest Rates Remaining Maturities Outstanding Principal June 30, 2015 Due Within One Year Business-type activities: Revenue Bonds, 2005 $ 2,050,950 3.50-4.25% 7/1/15-25 $ 1,324,950 $ 99,000 Refunding Revenue Bonds, 2007 16,420,820 4.25-5.00% 7/1/15-26 14,770,440 590,080 Refunding Revenue Bonds, 2012 16,595,000 2.00-5.00% 7/1/15-28 14,955,000 1,390,000 Refunding Revenue Bonds, 2013 6,355,000 1.45% 7/1/15-19 4,935,000 975,000 Total $ 35,985,390 $ 3,054,080 Annual debt service requirements to maturity revenue and refunding bonds for business-type activities at year end are summarized as follows: Business-type Activities Year ending June 30: Principal Interest 2016 $ 3,054,080 $ 1,322,821 2017 3,155,040 1,236,878 2018 3,231,000 1,152,362 2019 3,323,610 1,047,297 2020 3,440,440 930,527 2021-25 14,798,910 2,434,493 2026-29 4,982,310 346,033 Total $ 35,985,390 $ 8,470,411 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 49 NOTE 8 – BONDS PAYABLE Pledged revenues – governmental activities. The Town has pledged future sales (excise) tax revenues to repay outstanding revenue bonds and refunding revenue bonds of $8.2 million as of June 30, 2015. Proceeds from the original bond issuances, including those subsequently refunded, provided financing for land acquisition and facility construction. The bonds are paid solely from the Town’s sales taxes and are payable through 2028. Total annual principal and interest payments for all sales tax revenue bonds are expected to require less than seven percent of gross revenues. The total principal and interest to be paid on the bonds is $10.6 million. The current total sales tax revenues were $16.1 million and the total principal and interest paid on the bonds was $847,431, or five percent of gross revenues. Pledged revenues – business-type activities. The Town has pledged future water revenues to repay outstanding revenue bonds and refunding revenue bonds of $36.0 million as of June 30, 2015. Proceeds from the original bond issuances, including those subsequently refunded, provided financing for the construction and improvements to the Town’s water systems and infrastructure. The bonds are paid solely from water utility revenues and are payable through 2029. Total annual principal and interest payments for all water revenue bond issuances are expected to require approximately 25 percent of gross revenues. The total principal and interest to be paid on the bonds is $44.5 million. The current total customer gross revenues were $16.1 million and the total principal and interest paid on the bonds was $4.3 million or 27 percent of gross revenues. NOTE 9 – SPECIAL ASSESSMENT BONDS Special assessment bonds at year end consisted of the following outstanding bonds. The bonds are both callable and noncallable with interest payable semiannually. Special assessments from the Oracle Road Debt Service Fund are used to pay bonded debt. Purpose Original Amount Issued Interest Rates Remaining Maturities Outstanding Principal June 30, 2015 Due Within One Year Governmental activities: Special assessments debt $3,945,000 4.30-5.00% 1/1/16-21 $ 925,000 $ 135,000 Total $ 925,000 $ 135,000 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 50 NOTE 9 – SPECIAL ASSESSMENT BONDS Annual debt service requirements to maturity on special assessment bonds at year end are summarized as follows: Governmental Activities Year ending June 30: Principal Interest 2016 $ 135,000 $ 40,152 2017 145,000 33,557 2018 150,000 26,520 2019 160,000 19,428 2020 165,000 11,911 2021 170,000 4,037 Total $ 925,000 $ 135,605 NOTE 10 – OBLIGATIONS UNDER CAPITAL LEASES The governmental activities of the Town have acquired police motorcycles under the provisions of long-term lease agreements classified as capital leases. The lease agreements qualify as capital leases for accounting purposes and, therefore, have been recorded at the present value of their future minimum lease payments as of the inception date. Revenues from the Federal Seizures and Forfeitures Fund are used to pay the capital lease obligations. Amortization of assets recorded under capital leases is included with depreciation expense. Governmental Activities Asset: Vehicles $ 212,895 Less: Accumulated depreciation 59,024 Total $ 153,871 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 51 NOTE 10 – OBLIGATIONS UNDER CAPITAL LEASES The future minimum lease obligations and the net present value of these minimum lease payments at year end were as follows: Year Ending June 30: Governmental Activities 2016 $ 45,453 2017 45,453 2018 45,453 Total minimum lease payments 136,359 Less: amount representing interest 7,764 Present value of minimum lease payments $ 128,595 Due within one year $ 41,608 The business-type activities of the Town have acquired a wheel loader under the provisions of a long-term lease agreement classified as a capital lease. The lease agreement qualifies as a capital lease for accounting purposes and, therefore, has been recorded at the present value of its future minimum lease payments as of the inception date. Revenues from the Stormwater Fund are used to pay the capital lease obligations. Amortization of assets recorded under capital leases is included with depreciation expense. The assets capitalized and acquired through capital leases are as follows: Business-type Activities Asset: Machinery, equipment, and vehicles $ 234,362 Less: Accumulated depreciation 18,028 Total $ 216,334 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 52 NOTE 10 – OBLIGATIONS UNDER CAPITAL LEASES The future minimum lease obligations and the net present value of these minimum lease payments at year end were as follows: Year Ending June 30: Business-type Activities 2016 $ 42,055 2017 42,055 2018 42,055 Total minimum lease payments 126,165 Less: amount representing interest 7,303 Present value of minimum lease payments $ 118,862 Due within one year $ 38,439 NOTE 11 – CHANGES IN LONG-TERM LIABILITIES Long-term liability activity for the current fiscal year was as follows: Beginning Balance Additions Reductions Ending Balance Due Within One Year Governmental activities: Revenue bonds payable $ 8,659,050 $ $ 479,440 $ 8,179,610 $ 530,920 Bond premium 44,378 8,315 36,063 Total bonds payable 8,703,428 487,755 8,215,673 530,920 Special assessments payable 1,055,000 130,000 925,000 135,000 Note payable 1,000,000 1,000,000 300,000 Capital leases payable 168,994 40,400 128,594 41,608 Net pension liability 24,953,830 2,125,110 27,078,940 Compensated absences payable 1,762,547 1,613,713 1,351,553 2,024,707 1,579,271 Governmental activity long-term liabilities $ 36,643,799 $ 4,738,823 $ 2,009,708 $ 39,372,914 $ 2,586,799 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 53 NOTE 11 – CHANGES IN LONG-TERM LIABILITIES Beginning Balance Additions Reductions Ending Balance Due Within One Year Business-type activities: Revenue bonds payable $ 38,980,950 $ $ 2,995,560 $ 35,985,390 $ 3,054,080 Deferred bond premium 1,830,293 131,878 1,698,415 Total bonds payable 40,811,243 3,127,438 37,683,805 3,054,080 Loan payable 6,376,774 2,353,843 560,852 8,169,765 556,811 Capital leases payable 93,593 234,362 209,093 118,862 38,439 Net pension liability 3,863,260 365,214 3,498,046 Compensated absences payable 291,634 253,361 251,408 293,587 193,768 Business-type activities long-term liabilities $ 51,436,504 $ 2,841,566 $ 4,514,005 $ 49,764,065 $ 3,843,098 NOTE 12 – INTERFUND RECEIVABLES, PAYABLES, AND TRANSFERS Interfund transfers: Transfers in Transfers out General Fund Non-Major Governmental Funds Total General Fund $ $ 3,970,965 3,970,965 Non-Major Governmental Funds 185,000 167,543 352,543 Water Fund 3,119 3,119 Total $ 185,000 $ 4,141,627 4,326,627 Transfers were made from the General, Bed Tax, and Water Funds to the Municipal Debt Service Fund for debt service. In addition, transfers were made from the General Fund to the General Government CIP Fund to fund capital projects for the upcoming fiscal year, 2015-16. Transfers were also made from the General Fund to the Community Center Fund to fund the operations of the new community and recreation center. Finally, transfers were made from the Bed Tax Fund to the General Fund to subsidize the operating costs related to the Aquatics Center. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 54 NOTE 13 – CONTINGENT LIABILITIES Compliance – Amounts received or receivable from grantor agencies are subject to audit and adjustment by grantor agencies, principally the federal government. Any disallowed claims, including amounts already collected, may constitute a liability of the applicable funds. The amount, if any, of expenditures/expenses that may be disallowed by the grantor cannot be determined at this time, although the Town expects such amounts, if any, to be immaterial. NOTE 14 – RISK MANAGEMENT The Town is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The Town’s insurance protection is provided by the Arizona Municipal Risk Retention Pool, of which the Town is a participating member. The limit for basic coverage is for $2,000,000 per occurrence on a claims made basis. Excess coverage is for an additional $10,000,000 per occurrence on a follow form, claims made basis. The aggregate limit is also $10,000,000. No significant reduction in insurance coverage occurred during the year and no settlements exceeded insurance coverage during any of the past three fiscal years. The Arizona Municipal Risk Retention Pool is structured such that member premiums are based on an actuarial review that will provide adequate reserves to allow the Pool to meet its expected financial obligations. The Pool has the authority to assess its members’ additional premiums should reserves and annual premiums be insufficient to meet the Pool’s obligations. The Town is insured by Arizona Municipal Workers Compensation Pool for potential worker related accidents. The Town has established a Self Insurance Fund to account for and finance its employee health benefits program. The activity is reported in an internal service fund in these financial statements. Under this program, the Fund provides coverage for up to a maximum of $125,000 for each claim, not to exceed an annual aggregate of $2,000,000. The Fund purchases commercial insurance for claims in excess of this coverage. Settled claims have not exceeded this coverage for the past three fiscal years. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 55 NOTE 14 – RISK MANAGEMENT The Town limits its exposure through specific and aggregate stop-loss coverage. All claims handling procedures are performed by a third-party claims administrator. Reported unpaid claims, as well as incurred but not reported claims, have been accrued as a liability based upon monthly claims lag summary reports. These claims are expected to be fully paid within one year of the financial statement date. Claims Payable Beginning of Year Current Year Claims and Changes in Estimates Claim Payments Claims Payable at End of Year 2014-15 $ 95,555 $ 1,951,936 $ 1,884,790 $ 162,701 2013-14 87,134 1,592,726 1,584,305 95,555 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS The Town contributes to the pension plans described below. The plans are component units of the State of Arizona. The Town reported $2.4 million of pension expenditures in the governmental funds and $260,000 in enterprise funds related to all pension plans to which it contributes. A. Arizona State Retirement System Plan Description. Town employees not covered by the other pension plans described after this section participate in the Arizona State Retirement System (ASRS). The ASRS administers a cost-sharing multiple-employer defined benefit pension plan, a cost-sharing multiple-employer defined benefit health insurance premium benefit (OPEB) plan, and a cost-sharing multiple-employer defined benefit long-term disability (OPEB) plan. The Arizona State Retirement System Board governs the ASRS according to the provisions of A.R.S. Title 38, Chapter 5, Articles 2 and 2.1. The ASRS issues a publicly available financial report that includes its financial statements and required supplementary information. The report is available on the ASRS website at www.azasrs.gov. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 56 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS Benefits Provided. The ASRS provides retirement, health insurance premium supplement, long-term disability, and survivor benefits. State statute establishes benefit terms. Retirement benefits are calculated on the basis of age, average monthly compensation, and service credit as follows: Retirement Initial Membership Date: Before July 1, 2011 On or After July 1, 2011 Years of service and age required to receive benefit Sum of years and age equals 80 10 years age 62 5 years age 50* Any years age 65 30 years age 55 25 years age 60 10 years age 62 5 years age 50* Any years age 65 Final average salary is based on Highest 36 months of last 120 months Highest 60 months of last 120 months Benefit percent per year of service 2.1% to 2.3% 2.1% to 2.3% *With actuarially reduced benefits Retirement benefits for members who joined the ASRS prior to September 13, 2013, are subject to automatic cost-of-living adjustments based on excess investment earnings. Members with a membership date on or after September 13, 2013, are not eligible for cost- of-living adjustments. Survivor benefits are payable upon a member’s death. For retired members, the survivor benefit is determined by the retirement benefit option chosen. For all other members, the beneficiary is entitled to the member’s account balance that includes the member’s contributions and employer’s contributions, plus interest earned. Contributions. In accordance with state statutes, annual actuarial valuations determine active member and employer contribution requirements. The combined active member and employer contribution rates are expected to finance the costs of benefits employees earn during the year, with an additional amount to finance any unfunded accrued liability. For the current fiscal year, active ASRS members were required by statute to contribute at the actuarially determined rate of 11.60 percent (11.48 percent for retirement and 0.12 percent for long-term disability) of the members’ annual covered payroll, and the Town was required by statute to contribute at the actuarially determined rate of 11.60 percent (10.89 percent for retirement, 0.59 percent for health insurance premium benefit, and 0.12 percent for long-term disability) of the members’ annual covered payroll. The Town’s contributions to the pension plan for the year ended June 30, 2015 were $1.2 million. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 57 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS The Town’s contributions for the current and two preceding years for the Arizona State Retirement System OPEB, all of which were equal to the required contributions, were as follows: Health Benefit Supplement Fund Long-Term Disability Fund Year ending June 30: 2015 $ 65,413 $ 13,304 2014 61,821 24,728 2013 69,082 25,507 Pension Liability. At June 30, 2015, the Town reported a liability of $16.6 million for its proportionate share of the net pension liability of the ASRS. The net pension liability was measured as of June 30, 2014. The total pension liability used to calculate the net pension liability was determined using update procedures to roll forward the total pension liability from an actuarial valuation as of June 30, 2013, to the measurement date of June 30, 2014. The Town’s proportion of the net pension liability was based on a projection of the Town’s long-term share of contributions to the pension plan relative to the projected contributions of all participating employers, actuarially determined. At June 30, 2014 and 2013, the Town’s proportion was 0.11 percent. Pension Expense and Deferred Outflows/Inflows of Resources. For the year ended June 30, 2015, the Town recognized pension expense for ASRS of $862,365 and reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Outflows of Resources Deferred Inflows of Resources Differences between expected and actual experience $ 845,831 $ Changes of assumptions or other inputs Net difference between projected and actual earnings on pension plan investments 2,910,297 Changes in proportion and differences between contributions and proportionate share of contributions 535,471 Contributions subsequent to the measurement date 1,207,362 Total $ 2,053,193 $ 3,445,768 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 58 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS The deferred outflows of resources related to ASRS pensions resulting from contributions subsequent to the measurement date as reported in the table above will be recognized as a reduction of the net pension liability in the year ended June 30, 2016. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to ASRS pensions will be recognized in pension expense as follows: Year Ending June 30: 2016 $ (592,635) 2017 (592,635) 2018 (687,092) 2019 (727,575) Actuarial Assumptions. The significant actuarial assumptions used to measure the total ASRS pension liability are as follows: Actuarial valuation date June 30, 2013 Actuarial roll forward date June 30, 2014 Actuarial cost method Entry age normal Investment rate of return 8.0% Projected salary increases 3.0-6.75% Inflation 3.0% Permanent base increases Included Mortality rates 1994 GAM Scale BB The actuarial assumptions used in the June 30, 2013 valuation were based on the results of an actuarial experience study for the five-year period ended June 30, 2012. The purpose of the experience study was to review actual experience in relation to the actuarial assumptions in effect. The ASRS Board adopted the experience study recommended changes which were applied to the June 30, 2013, actuarial valuation. The study did not include an analysis of the assumed investment rate of return. The long-term expected rate of return on ASRS pension plan investments was determined to be 8.79 percent using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 59 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS The target allocation and best estimates of arithmetic real rates of return for each major asset class of ASRS are summarized in the following table: Asset Class Target Allocation Long-Term Expected Real Rate of Return Equity 63% 7.03% Fixed income 25% 3.20 Real estate 8% 4.75 Commodities 4% 4.50 Total 100% Discount Rate. The discount rate used to measure the ASRS total pension liability was 8.0 percent, which is less than the long-term expected rate of return of 8.79 percent. The projection of cash flows used to determine the discount rate assumed that contributions from participating employers will be made based on the actuarially determined rates based on the ASRS Board’s funding policy, which establishes the contractually required rate under Arizona statute. Based on those assumptions, the pension plan’s fiduciary net position was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Sensitivity of the Proportionate Share of the Net Pension Liability to Changes in the Discount Rate. The following presents the Town’s proportionate share of the net pension liability calculated using the discount rate of 8.0 percent, as well as what the proportionate share of the net pension liability would be if it were calculated using a discount rate that is 1- percentage-point lower or 1-percentage-point higher than the current rate: 1% Decrease (7.0%) Current Discount Rate (8.0%) 1% Increase (9.0%) Proportionate share of the net pension liability $21,035,535 $16,642,712 $14,259,385 Pension Plan Fiduciary Net Position. Detailed information about the pension plan’s fiduciary net position is available in the separately issued ASRS financial report. The report is available on the ASRS website at www.azasrs.gov. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 60 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS B. Public Safety Personnel Retirement System and Corrections Officer Retirement Plan Plan Descriptions. Town public safety employees who are regularly assigned hazardous duty participate in the Public Safety Personnel Retirement System (PSPRS). The PSPRS administers an agent multiple-employer defined benefit pension plan and an agent multiple- employer defined benefit health insurance premium benefit (OPEB) plan. A seven-member board known as the Board of Trustees and the participating local boards govern the PSPRS according to the provisions of A.R.S. Title 38, Chapter 5, Article 4. Town dispatchers participate in the Corrections Officer Retirement Plan (CORP). The CORP administers an agent multiple-employer defined benefit pension plan and an agent multiple- employer defined benefit health insurance premium benefit (OPEB) plan. A seven-member board known as the Board of Trustees and the participating local boards govern CORP according to the provisions of A.R.S. Title 38, Chapter 5, Article 6. The PSPRS and CORP issue publicly available financial reports that include their financial statements and required supplementary information. The reports are available on the PSPRS website at www.psprs.com. Benefits Provided. The PSPRS and CORP provide retirement, health insurance premium supplement, disability, and survivor benefits. State statute establishes benefits terms. Certain retirement and disability benefits are calculated on the basis of age, average monthly compensation, and service credit as follows. See the publicly available PSPRS and CORP financial reports for additional benefits information. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 61 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS Public Safety Personnel Retirement System: Retirement Initial Membership Date: Before January 1, 2012 On or After January 1, 2012 Years of service and age required to receive benefit 20 years any age 15 years age 62 25 years and age 52.5 Final average salary is based on Highest 36 months of last 20 years Highest 60 months of last 20 years Normal retirement 50% less 2.0% for each year of credited service less than 20 years or plus 2.0% to 2.5% for each year of credited service over 20 years, not to exceed 80% 2.5% per year of credited service, not to exceed 80% Accidental disability retirement 50% or normal retirement, whichever is greater Survivor benefit: Retired members 80% of retired member’s pension benefit Active members 80% of accidental disability retirement benefit or 100% of average monthly compensation if death was the result of injuries received on the job Corrections Officer Retirement Plan: Retirement Initial Membership Date: Before January 1, 2012 On or After January 1, 2012 Years of service and age required to receive benefit Sum of years and age equals 80 25 years any age 10 years age 62 25 years and age 52.5 10 years age 62 Final average salary is based on Highest 36 months of last 10 years Highest 60 months of last 10 years Normal retirement 2.0% to 2.5% per year of credited service, not to exceed 80% Accidental disability retirement 50% or normal retirement if more than 20 years of credited service 50% of normal retirement if more than 25 years of credited service Survivor benefit: Retired members 80% of retired member’s pension benefit Active members 40% of accidental disability retirement benefit or 100% of average monthly compensation if death was the result of injuries received on the job TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 62 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS Retirement and survivor benefits are subject to automatic cost-of-living adjustments based on excess investment earning. PSPRS also provides temporary disability benefits of 50 percent of the member's compensation for up to 12 months. Employees Covered by Benefit Terms. At June 30, 2015, the following employees were covered by the agent pension plans’ benefit terms: PSPRS – Police CORP – Dispatchers Retirees and beneficiaries 24 3 Inactive, non-retired members 10 2 Active members 96 8 Total 130 13 Contributions and Annual OPEB Cost. State statutes establish the pension contribution requirements for active PSPRS and CORP employees. In accordance with state statutes, annual actuarial valuations determine employer contribution requirements for PSPRS and CORP pension and health insurance premium benefits. The combined active member and employer contribution rates are expected to finance the costs of benefits employees earn during the year, with an additional amount to finance any unfunded accrued liability. Contributions rates for the year ended June 30, 2015, are indicated below. Rates are a percentage of active members’ annual covered payroll. PSPRS – Police CORP – Dispatchers Active members – pension 11.05% 7.96% Town: Pension 19.34% 16.83% Health insurance 1.26 %1.15% TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 63 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS For the agent plans, the contributions to the pension plan and annual OPEB cost and contributions for the health insurance premium benefit for the year ended were: PSPRS – Police CORP – Dispatchers Pension: Contributions made $ 1,354,630 $ 64,005 Health insurance premium benefit: Annual OPEB cost 88,254 4,374 Contributions made 88,254 4,374 Pension Liability. At June 30, 2015, the Town reported the following net pension liabilities: PSPRS – Police $ 12,881,586 CORP – Dispatchers 1,052,788 The net pension liabilities were measured as of June 30, 2014, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The total pension liability as of June 30, 2014, reflects changes of benefit terms and actuarial assumptions for a court ruling for funding permanent benefit increases and a decrease in the wage growth assumption. Actuarial Assumptions. The significant actuarial assumptions used to measure the total pension liability are as follows: PSPRS CORP Actuarial valuation date June 30, 2014 June 30, 2014 Actuarial cost method Entry age normal Entry age normal Asset valuation Discount rate 7.85% 7.85% Projected salary increases 4.0 - 8.0% 4.0 - 7.25% Inflation 4.0% 4.0% Permanent benefit increase Included Included Mortality rates RP-2000 mortality table, adjusted by 105% for both males and females RP-2000 mortality table, adjusted by 105% for both males and females Actuarial assumptions used in the June 30, 2014, valuation were based on the results of an actuarial experience study for the 5-year period ended June 30, 2011. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 64 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS The long-term expected rate of return on PSPRS and CORP pension plan investments was determined to be 7.85 percent using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expenses and inflation) are developed for each major asset class. The target allocation and best estimates of geometric real rates of return for each major asset class for all agent pension plans are summarized in the following table: Asset Class Target Allocation Long-Term Expected Real Rate of Return Short-term investments 2% 3.25% Absolute return 4% 6.75% Risk parity 4% 6.04% Fixed income 7% 4.75% Real assets 8% 5.96% GTAA 10% 5.73% Private equity 11% 9.50% Real estate 11% 6.50% Credit opportunities 13% 8.00% Non-U.S. equity 14% 8.63% U.S. equity 16% 7.60% Total 100% Pension Discount Rates. The following discount rates were used to measure the total pension liabilities: PSPRS – Police CORP – Dispatchers Discount rates 7.85% 7.85% The projection of cash flows used to determine the PSPRS and CORP discount rates assumed that plan member contributions will be made at the current contribution rate and that employer contributions will be made at rates equal to the difference between the actuarially determined contribution rates and the member rate. Based on those assumptions, the PSPRS and CORP pension plans’ fiduciary net position were projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 65 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS Changes in the Agent Plans Net Pension Liability: PSPRS – Police Increase/Decrease Total Pension Liability Plan Fiduciary Net Position Net Pension Liability Balances at June 30, 2014 $ 30,759,243 $ 19,978,154 $ 10,781,089 Changes for the year: Service cost 1,157,832 1,157,832 Interest on the total pension liability 2,408,825 2,408,825 Changes of benefit terms 444,387 444,387 Differences between expected and actual experience in the measurement of the pension liability (356,776) (356,776) Changes of assumptions or other inputs 3,014,125 3,014,125 Contributions – employer 1,211,218 (1,211,218) Contributions – employee 698,036 (698,036) Net investment income 2,774,126 (2,774,126) Benefit payments, including refunds of employee contributions (1,304,993) (1,304,993) Administrative expense (22,342) 22,342 Other (93,142) 93,142 Net changes 5,363,400 3,262,903 2,100,497 Balances at June 30, 2015 $ 36,122,643 $ 23,241,057 $ 12,881,586 Changes in the Agent Plans Net Pension Liability: CORP – Dispatchers Increase/Decrease Total Pension Liability Plan Fiduciary Net Position Net Pension Liability Balances at June 30, 2014 $ 1,974,876 $ 1,044,662 $ 930,214 Changes for the year: Service cost 53,985 53,985 Interest on the total pension liability 154,443 154,443 Changes of benefit terms 29,545 29,545 Differences between expected and actual experience in the measurement of the pension liability (48,767) (48,767) Changes of assumptions or other inputs 174,536 174,536 Contributions – employer 63,179 (63,179) Contributions – employee 32,699 (32,699) Net investment income 146,441 (146,441) Benefit payments, including refunds of employee contributions (68,874) (68,874) Administrative expense (1,151) 1,151 Net changes 294,868 172,294 122,574 Balances at June 30, 2015 $ 2,269,744 $ 1,216,956 $ 1,052,788 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 66 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS Sensitivity of the Net Pension Liability to Changes in the Discount Rate. The following presents the Town’s net pension liabilities calculated using the discount rates noted above, as well as what the net pension liability would be if it were calculated using a discount rate that is 1-percentage-point lower or 1-percentage-point higher than the current rate: 1% Decrease Current Discount Rate 1% Increase PSPRS – Police: Rate 6.85% 7.85% 8.85% Net pension liability $ 17,864,009 $ 12,881,586 $ 8,784,432 CORP – Dispatchers: Rate 6.85% 7.85% 8.85% Net pension liability $ 1,355,148 $ 1,052,788 $ 801,092 Pension Plan Fiduciary Net Position. Detailed information about the pension plans’ fiduciary net position is available in the separately issued PSPRS and CORP financial reports. The reports are available on the PSPRS website at www.psprs.com. Pension Expense. For the year ended June 30, 2015, the Town’s recognized the following pension expense: Pension Expense PSPRS – Police $ 1,985,055 CORP – Dispatchers 132,640 Pension Deferred Outflows/Inflows of Resources. At June 30, 2015, the Town reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: PSPRS – Police: Deferred Outflows of Resources Deferred Inflows of Resources Differences between expected and actual experience $ $ 299,944 Changes of assumptions or other inputs 2,533,993 Net difference between projected and actual earnings on pension plan investments 907,389 Contributions subsequent to the measurement date 1,354,630 Total $ 3,888,623 $ 1,207,333 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 67 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS CORP – Dispatchers: Deferred Outflows of Resources Deferred Inflows of Resources Differences between expected and actual experience $ $ 39,089 Changes of assumptions or other inputs 139,897 Net difference between projected and actual earnings on pension plan investments 47,695 Contributions subsequent to the measurement date 64,005 Total $ 203,902 $ 86,784 The amounts reported as deferred outflows of resources related to pension resulting from contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability (or an increase in the net pension asset) in the year ended June 30, 2016. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Year Ending June 30: PSPRS – Police CORP – Dispatchers 2016 $ 196,453 $ 13,037 2017 196,453 13,037 2018 196,453 13,037 2019 196,453 13,037 2020 423,300 965 Thereafter 117,548 - 0 - Agent Plan OPEB Trend Information. The table below presents the annual OPEB cost information for the health insurance premium benefit for the current and two preceding years: Fiscal Year Ended Annual OPEB Cost Percentage of Annual Cost Contributed Net OPEB Obligation PSPRS – Police: June 30, 2015 $ 88,254 $ 88,254 $- 0 - June 30, 2014 75,539 75,539 - 0 - June 30, 2013 84,632 84,362 - 0 - CORP – Dispatchers: June 30, 2015 4,374 4,374 $- 0 - June 30, 2014 4,533 4,533 - 0 - June 30, 2013 5,093 5,093 - 0 - TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 68 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS Agent Plan OPEB Actuarial Assumptions. Actuarial valuations involve estimates of the reported amounts’ value and assumptions about the probability of events in the future. Amounts determined regarding the funded status of the plans and the annual required contributions are subject to continual revision as actual results are compared to past expectations and new estimates are made. The required schedule of funding progress for the health insurance premium benefit presented as required supplementary information provides multiyear trend information that shows whether the actuarial value of the plans’ assets are increasing or decreasing over time relative to the actuarial accrued liability for benefits. Projections of benefits are based on (1) the plans as understood by the Town and plans’ members and include the types of benefits inforce at the valuation date, and (2) the pattern of sharing benefit costs between the Town and plans’ members to that point. Actuarial calculations reflect a long-term perspective and employ methods and assumptions that are designed to reduce short-term volatility in actuarial accrued liabilities and the actuarial value of assets. The significant actuarial methods and assumptions used are the same for all PSPRS and CORP plans and related benefits (unless noted), and the actuarial methods and assumptions used to establish the fiscal year 2015 contribution requirements, are as follows: PSPRS CORP Actuarial valuation date June 30, 2013 June 30, 2013 Actuarial cost method Entry age normal Entry age normal Amortization method Level percent closed for unfunded actuarial accrued liability, open for excess Level percent closed for unfunded actuarial accrued liability, open for excess Remaining amortization period 23 years for unfunded actuarial accrued liability, 20 years for excess 23 years for unfunded actuarial accrued liability, 20 years for excess Asset valuation method 7-year smoothed market value (80%/120% market) 7-year smoothed market value (80%/120% market) Actuarial assumptions: Investment rate of return 7.85% 7.85% Projected salary increases includes inflation at 4.5%-8.5% 4.5% 4.5%-7.75% 4.5% TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 69 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS The funded status of the all the PSPRS and CORP health insurance premium benefit plans in the June 30, 2014, actuarial valuation was determined using the following actuarial methods and assumptions, applied to all periods included in the measurement. PSPRS CORP Actuarial valuation date June 30, 2014 June 30, 2014 Actuarial cost method Entry age normal Entry age normal Amortization method Level percent closed for unfunded actuarial accrued liability, open for excess Level percent closed for unfunded actuarial accrued liability, open for excess Remaining amortization period 22 years for unfunded actuarial accrued liability, 20 years for excess 22 years for unfunded actuarial accrued liability, 20 years for excess Asset valuation method 7-year smoothed market value (80%/120% market) 7-year smoothed market value (80%/120% market) Actuarial assumptions: Investment rate of return 7.85% 7.85% Projected salary increases includes inflation at 4%-8% 4% 4%-7.25% 4% Agent Plan OPEB Funded Status. The following table presents the funded status of the health insurance premium benefit plans as of the most recent valuation date, June 30, 2014. PSPRS – Police CORP – Dispatchers Actuarial value of assets $ 920,139 $ 78,501 Actuarial accrued liability 937,923 67,692 Unfunded actuarial accrued asset (liability) (17,784) 10,809 Funded ratio 98.10% 115.97% Annual covered payroll 6,446,142 410,789 Unfunded actuarial accrued asset (liability) as a percentage of covered payroll (0.28)% 2.63% TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2015 Page 70 NOTE 15 – PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS Beginning Net Position Restatement. The implementation of GASB Statement No. 68, Accounting and Financial Reporting for Pensions, as amended by GASB Statement No. 71, Pension Transition for Contributions Made Subsequent to the Measurement Date, represents a change in accounting principle. Net position as of July 1, 2014, has been restated as follows for this change in accounting principle: Statement of Activities Governmental Activities Business-Type Activities Net position, June 30, 2014, as previously reported $ 156,700,105 $ 74,316,763 Net pension liability (24,953,830) (3,863,260) Net position, July 1, 2014, as restated $ 131,746,275 $ 70,453,503 Page 71 REQUIRED SUPPLEMENTARY INFORMATION Revenues: Sales taxes Franchise taxes Intergovernmental Licenses, fees & permits Fines, forfeitures & penalties Charges for services Investment earnings Other Total revenues Expenditures: Current - General government Public safety Transit Culture and recreation Debt service - Principal retirement Interest and fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Transfers in Transfers out Total other financing sources (uses): Changes in fund balances Fund balances (deficits), beginning of year Fund balances (deficits), end of year Budgeted Amounts Original & Final $15,136,905 540,000 12,523,427 1,805,547 180,000 1,688,995 81,125 135,000 32,090,999 10,404,215 14,840,366 1,553,149 2,722,617 40,400 5,053 29,565,800 2,525,199 185,000 (4,090,965) (3,905,965) (1,380,766) (9,234) $(1,390,000) Actual $14,637,000 582,064 12,456,454 1,551,289 1,850 2,341,850 168,749 31,739,256 10,233,468 14,737,153 1,404,646 2,914,719 40,400 5,053 29,335,439 2,403,817 185,000 (3,970,965) (3,785,965) (1,382,148) 11,534,023 $10,151,875 Variance with Final Budget Positive (Negative) $(499,905) 42,064 (66,973) (254,258) (178,150) 652,855 87,624 (135,000) (351,743) 170,747 103,213 148,503 (192,102) 230,361 (121,382) 120,000 120,000 (1,382) 11,543,257 $11,541,875 TOWN OF ORO VALLEY, ARIZONA SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL GENERAL FUND YEAR ENDED JUNE 30, 2015 Page 72 See accompanying notes to this schedule. 2015 Town's proportion of the net pension liability (asset)0.11% Town's proportionate share of the net pension liability (asset)16,642,712$ Town's covered-employee payroll 10,101,536$ Town's proportionate share of the net pension liability (asset) as a percentage of its covered-employee payroll 164.75% Plan fiduciary net position as a percentage of the total pension liability 69.49% TOWN OF ORO VALLEY, ARIZONA SCHEDULE OF THE PROPORTIONATE SHARE OF THE NET PENSION LIABILITY ARIZONA STATE RETIREMENT SYSTEM YEAR ENDED JUNE 30, 2015 Page 73 See accompanying notes to this schedule. 2015 Total pension liability Service cost $ 1,157,832 Interest 2,408,825 Changes of benefit terms 444,387 Differences between expected and actual experience (356,776) Changes of assumptions 3,014,125 Benefit payments, including refunds (1,304,993) Net change in total pension liability 5,363,400 Total pension liability—beginning 30,759,243 Total pension liability—ending $ 36,122,643 Plan fiduciary net position Contributions—employer $ 1,211,218 Contributions—employee 698,036 Net investment income 2,774,126 Benefit payments, including refunds (1,304,993) Administrative expense (22,342) Other (93,142) Net change in plan fiduciary net position 3,262,903 Plan fiduciary net position—beginning 19,978,154 Plan fiduciary net position—ending $ 23,241,057 Net pension liability—ending $ 12,881,586 Plan fiduciary net position as a percentage of the total pension liability 64.34% Covered-employee payroll $ 7,024,456 Net pension liability as a percentage of covered-employee payroll 183.38% TOWN OF ORO VALLEY, ARIZONA SCHEDULE OF CHANGES IN THE NET PENSION LIABILITY AND RELATED RATIOS PUBLIC SAFETY PERSONNEL RETIREMENT SYSTEM - POLICE YEAR ENDED JUNE 30, 2015 Page 74 See accompanying notes to this schedule. 2015 Total pension liability Service cost $ 53,985 Interest 154,443 Changes of benefit terms 29,545 Differences between expected and actual experience (48,767) Changes of assumptions 174,536 Benefit payments, including refunds (68,874) Net change in total pension liability 294,868 Total pension liability—beginning 1,974,876 Total pension liability—ending $ 2,269,744 Plan fiduciary net position Contributions—employer $ 63,179 Contributions—employee 32,699 Net investment income 146,441 Benefit payments, including refunds (68,874) Administrative expense (1,151) Other Net change in plan fiduciary net position 172,294 Plan fiduciary net position—beginning 1,044,662 Plan fiduciary net position—ending $ 1,216,956 Net pension liability—ending $ 1,052,788 Plan fiduciary net position as a percentage of the total pension liability 53.62% Covered-employee payroll $ 380,303 Net pension liability as a percentage of covered-employee payroll 276.83% TOWN OF ORO VALLEY, ARIZONA SCHEDULE OF CHANGES IN THE NET PENSION LIABILITY AND RELATED RATIOS CORRECTIONS OFFICER RETIREMENT PLAN - DISPATCHERS YEAR ENDED JUNE 30, 2015 Page 75 See accompanying notes to this schedule. 2015 Arizona State Retirement System: Actuarially determined contribution 1,207,362$ Contributions in relation to the actuarially determined contribution 1,207,362 Contribution deficiency (excess) $ Town's covered-employee payroll 10,934,704$ Contributions as a percentage of covered-employee payroll 11.04% Public Safety Personnel Retirement System - Police: Actuarially determined contribution 1,354,630$ Contributions in relation to the actuarially determined contribution 1,354,630 Contribution deficiency (excess) $ Town's covered-employee payroll 7,024,456$ Contributions as a percentage of covered-employee payroll 19.28% Corrections Officer Retirement Plan - Dispatchers: Actuarially determined contribution 64,005$ Contributions in relation to the actuarially determined contribution 64,005 Contribution deficiency (excess) $ Town's covered-employee payroll 380,303$ Contributions as a percentage of covered-employee payroll 16.83% TOWN OF ORO VALLEY, ARIZONA SCHEDULE OF CONTRIBUTIONS ALL PENSION PLANS YEAR ENDED JUNE 30, 2015 Page 76 See accompanying notes to this schedule. PSPRS - Police: 2014 920,139$ 937,923$ (17,784)$ 98.10% 6,446,142$ (0.28) % 2013 - 896,558 (896,558) - 6,048,143 (14.82) 2012 - 870,374 (870,374) - 5,994,297 (14.52) CORP - Dispatchers: 2014 78,501 67,692 10,809 115.97 410,789 2.63 2013 - 66,776 (66,776) - 405,564 (16.47) 2012 - 62,245 (62,245) - 451,808 (13.78) TOWN OF ORO VALLEY, ARIZONA SCHEDULE OF FUNDING PROGRESS Actuarial Valuation Date LAST THREE ACTUARIAL VALUATIONS OTHER POSTEMPLOYMENT BENEFITS Actuarial Valuation of Assets Actuarial Accrued Liability (AAL) Unfunded AAL (UAAL) Funded Ratio Covered Payroll UAAL as a percentage of Covered Payroll Page 77 See accompanying notes to this schedule. TOWN OF ORO VALLEY, ARIZONA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION JUNE 30, 2015 Page 78 NOTE 1 – BUDGETARY BASIS OF ACCOUNTING The Town budget is prepared on a basis consistent with accounting principles generally accepted in the United States of America. NOTE 2 – PENSION PLAN SCHEDULES Actuarial Assumptions for Valuations Performed. The information presented in the required supplementary schedules was determined as part of the actuarial valuations at the dates indicated, which is the most recent actuarial valuation. The actuarial assumptions used are disclosed in the notes to the financial statements. Factors that Affect Trends – ASRS. The actuarial assumptions used in the June 30, 2013, valuation were based on the results of an actuarial experience study for the five-year period ended June 30, 2012. The purpose of the experience study was to review actual experience in relation to the actuarial assumptions in effect. The ASRS Board adopted the experience study recommended changes which were applied to the June 30, 2013, actuarial valuation. The study did not include an analysis of the assumed investment rate of return. Factors that Affect Trends – PSPRS. The total pension liability as of June 30, 2014, reflects changes of benefit terms and actuarial assumptions for a court ruling for funding permanent benefit increases and a decrease in the wage growth assumption. Page 79 COMBINING AND INDIVIDUAL FUND FINANCIAL STATEMENTS AND SCHEDULES Page 80 (This page intentionally left blank) Page 81 GOVERNMENTAL FUNDS ASSETS Cash and cash equivalents Accounts receivable Intergovernmental receivable Special assessments Inventories Total assets LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Liabilities: Accounts payable Accrued wages and benefits Unearned revenue Other accrued liabilities Total liabilities Deferred inflows of resources: Unavailable revenues - special assessments Fund balances: Nonspendable Restricted Committed Assigned Total fund balances Total liabilities, deferred inflows of resources and fund balances Special Revenue $6,085,659 190,555 273,882 149,348 $6,699,444 $983,775 100,248 216,671 353,433 1,654,127 149,348 264,386 4,631,583 5,045,317 $6,699,444 Debt Service $168,745 925,000 $1,093,745 $ 925,000 168,745 168,745 $1,093,745 Capital Projects $5,784,098 328,754 $6,112,852 $1,518,234 1,518,234 3,166,835 6,190 1,421,593 4,594,618 $6,112,852 TOWN OF ORO VALLEY, ARIZONA COMBINING BALANCE SHEET - ALL NON-MAJOR GOVERNMENTAL FUNDS - BY FUND TYPE JUNE 30, 2015 Page 82 Total Non- Major Governmental Fund $12,038,502 190,555 602,636 925,000 149,348 $13,906,041 $2,502,009 100,248 216,671 353,433 3,172,361 925,000 149,348 3,599,966 4,637,773 1,421,593 9,808,680 $13,906,041 Page 83 Revenues: Sales taxes Development impact fees Special assessments Intergovernmental Licenses, fees & permits Fines, forfeitures & penalties Charges for services Investment earnings Other Total revenues Expenditures: Current - General government Public safety Highway and streets Culture and recreation Capital outlay Debt service - Principal retirement Interest and fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Transfers in Transfers out Total other financing sources (uses): Changes in fund balances Fund balances, beginning of year Fund balances, end of year Special Revenue $1,495,159 2,958,980 54,648 219,721 649,976 44,459 17,635 5,440,578 629,085 334,243 2,602,321 1,164,098 1,997,202 6,726,949 (1,286,371) 1,200,000 (352,543) 847,457 (438,914) 5,484,231 $5,045,317 Debt Service $ 178,078 64,258 62 100,908 343,306 609,440 430,957 1,040,397 (697,091) 331,627 331,627 (365,464) 534,209 $168,745 Capital Projects $ 439,637 2,235,299 2,905 23,075 2,700,916 6,096,502 6,096,502 (3,395,586) 2,610,000 2,610,000 (785,586) 5,380,204 $4,594,618 TOWN OF ORO VALLEY, ARIZONA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - ALL NON-MAJOR GOVERNMENTAL FUNDS - BY FUND TYPE YEAR ENDED JUNE 30, 2015 Page 84 Total Non- Major Governmental Funds $1,495,159 439,637 178,078 5,258,537 54,648 219,721 649,976 47,426 141,618 8,484,800 629,085 334,243 2,602,321 1,164,098 8,093,704 609,440 430,957 13,863,848 (5,379,048) 4,141,627 (352,543) 3,789,084 (1,589,964) 11,398,644 $9,808,680 Page 85 Page 86 (This page intentionally left blank) Page 87 SPECIAL REVENUE FUNDS The Special Revenue Funds account for the proceeds of specific revenue sources, other than major capital projects, that are legally restricted to expenditures for specified purposes. Highway User Revenue – accounts for the Town’s share of motor fuel tax revenues. State Seizures and Forfeitures – accounts for state police seizures and forfeitures received by the Town. Federal Seizures and Forfeitures – accounts for federal police seizures and forfeitures received by the Town. Bed Tax – accounts for the collection of the 6 percent bed tax revenues which funds economic development and tourism initiatives. Impound Fee – accounts for the collection of administrative fees for processing vehicles impounded by the Oro Valley police department. Community Center – accounts for the activity of the Oro Valley Community and Recreation Center. ASSETS Cash and cash equivalents Accounts receivable Intergovernmental receivable Inventories Total assets LIABILITIES AND FUND BALANCES Liabilities: Accounts payable Accrued wages and benefits Unearned revenue Other accrued liabilities Total liabilities Fund balances: Nonspendable Restricted Committed Total fund balances Total liabilities and fund balances HURF $3,794,492 42,325 273,882 $4,110,699 $719,369 100,248 819,617 3,291,082 3,291,082 $4,110,699 State Seizures and Forfeitures $224,020 $224,020 $ 224,020 224,020 $224,020 Federal Seizures and Forfeitures $32,866 $32,866 $20,935 20,935 11,931 11,931 $32,866 TOWN OF ORO VALLEY, ARIZONA COMBINING BALANCE SHEET - NON-MAJOR SPECIAL REVENUE FUNDS JUNE 30, 2015 Page 88 Bed Tax $526,132 $526,132 $61,505 61,505 464,627 464,627 $526,132 Impound Fee $28,444 $28,444 $9 9 28,435 28,435 $28,444 Community Center $1,479,705 148,230 149,348 $1,777,283 $181,957 216,671 353,433 752,061 149,348 875,874 1,025,222 $1,777,283 Totals $6,085,659 190,555 273,882 149,348 $6,699,444 $983,775 100,248 216,671 353,433 1,654,127 149,348 264,386 4,631,583 5,045,317 $6,699,444 Page 89 Revenues: Sales taxes Intergovernmental Licenses, fees & permits Fines, forfeitures & penalties Charges for services Investment earnings Other Total revenues Expenditures: Current - General government Public safety Highway and streets Culture and recreation Capital outlay Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Transfers in Transfers out Total other financing sources (uses): Changes in fund balances Fund balances, beginning of year Fund balances, end of year HURF $ 2,958,980 54,648 129,492 34,597 12,138 3,189,855 2,602,321 1,471,613 4,073,934 (884,079) (884,079) 4,175,161 $3,291,082 State Seizures and Forfeitures $ 157,697 2,316 5,497 165,510 154,368 314,023 468,391 (302,881) (302,881) 526,901 $224,020 Federal Seizures and Forfeitures $ 14,324 1,450 15,774 179,875 173,692 353,567 (337,793) (337,793) 349,724 $11,931 TOWN OF ORO VALLEY, ARIZONA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - NON-MAJOR SPECIAL REVENUE FUNDS YEAR ENDED JUNE 30, 2015 Page 90 Bed Tax $988,449 6,096 994,545 602,474 602,474 392,071 (352,543) (352,543) 39,528 425,099 $464,627 Impound Fee $ 47,700 47,700 26,611 26,611 21,089 21,089 7,346 $28,435 Community Center $506,710 520,484 1,027,194 1,164,098 37,874 1,201,972 (174,778) 1,200,000 1,200,000 1,025,222 $1,025,222 Totals $1,495,159 2,958,980 54,648 219,721 649,976 44,459 17,635 5,440,578 629,085 334,243 2,602,321 1,164,098 1,997,202 6,726,949 (1,286,371) 1,200,000 (352,543) 847,457 (438,914) 5,484,231 $5,045,317 Page 91 Total revenues Revenues: Sales taxes Intergovernmental Licenses, fees & permits Fines, forfeitures & penalties Charges for services Investment earnings Other Expenditures: Current - General government Public safety Highway and streets Culture and recreation Capital outlay Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Transfers in Transfers out Total other financing sources (uses): Changes in fund balances Fund balances, beginning of year Fund balances (deficits), end of year HURF Budget $ 2,754,947 52,000 129,493 19,250 10,000 2,965,690 6,798,419 6,798,419 (3,832,729) (3,832,729) $(3,832,729) Actual $ 2,958,980 54,648 129,492 34,597 12,138 3,189,855 2,602,321 1,471,613 4,073,934 (884,079) (884,079) 4,175,161 $3,291,082 Variance - Positive (Negative) $ 204,033 2,648 (1) 15,347 2,138 224,165 4,196,098 (1,471,613) 2,724,485 2,948,650 2,948,650 4,175,161 $7,123,811 TOWN OF ORO VALLEY, ARIZONA COMBINING SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL NON-MAJOR SPECIAL REVENUE FUNDS YEAR ENDED JUNE 30, 2015 Page 92 State Seizures and Forfeitures Budget $ 175,000 175,000 582,353 582,353 (407,353) (407,353) $(407,353) Actual $ 157,697 2,316 5,497 165,510 154,368 314,023 468,391 (302,881) (302,881) 526,901 $224,020 Variance - Positive (Negative) $ (17,303) 2,316 5,497 (9,490) 427,985 (314,023) 113,962 104,472 104,472 526,901 $631,373 Federal Seizures and Forfeitures Budget $ 250,000 250,000 564,398 564,398 (314,398) (314,398) $(314,398) Actual $ 14,324 1,450 15,774 179,875 173,692 353,567 (337,793) (337,793) 349,724 $11,931 Variance - Positive (Negative) $ (235,676) 1,450 (234,226) 384,523 (173,692) 210,831 (23,395) (23,395) 349,724 $326,329 Page 93 (Continued) Total revenues Revenues: Sales taxes Intergovernmental Licenses, fees & permits Fines, forfeitures & penalties Charges for services Investment earnings Other Expenditures: Current - General government Public safety Highway and streets Culture and recreation Capital outlay Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Transfers in Transfers out Total other financing sources (uses): Changes in fund balances Fund balances, beginning of year Fund balances (deficits), end of year Bed Tax Budget $944,571 4,125 948,696 836,029 836,029 112,667 (352,543) (352,543) (239,876) $(239,876) Actual $988,449 6,096 994,545 602,474 602,474 392,071 (352,543) (352,543) 39,528 425,099 $464,627 Variance - Positive (Negative) $43,878 1,971 45,849 233,555 233,555 279,404 279,404 425,099 $704,503 TOWN OF ORO VALLEY, ARIZONA COMBINING SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL NON-MAJOR SPECIAL REVENUE FUNDS YEAR ENDED JUNE 30, 2015 Page 94 Impound Fee Budget $ 26,610 26,610 26,610 26,610 $ Actual $ 47,700 47,700 26,611 26,611 21,089 21,089 7,346 $28,435 Variance - Positive (Negative) $ 21,090 21,090 (1) (1) 21,089 21,089 7,346 $28,435 Community Center Budget $ 1,200,000 1,200,000 1,200,000 $1,200,000 Actual $506,710 520,484 1,027,194 1,164,098 37,874 1,201,972 (174,778) 1,200,000 1,200,000 1,025,222 $1,025,222 Variance - Positive (Negative) $506,710 520,484 1,027,194 (1,164,098) (37,874) (1,201,972) (174,778) (174,778) $(174,778) Page 95 (Continued) Total revenues Revenues: Sales taxes Intergovernmental Licenses, fees & permits Fines, forfeitures & penalties Charges for services Investment earnings Other Expenditures: Current - General government Public safety Highway and streets Culture and recreation Capital outlay Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Transfers in Transfers out Total other financing sources (uses): Changes in fund balances Fund balances, beginning of year Fund balances (deficits), end of year Totals Budget $944,571 2,754,947 52,000 451,610 129,493 23,375 10,000 4,365,996 862,639 1,146,751 6,798,419 8,807,809 (4,441,813) 1,200,000 (352,543) 847,457 (3,594,356) $(3,594,356) Actual $1,495,159 2,958,980 54,648 219,721 649,976 44,459 17,635 5,440,578 629,085 334,243 2,602,321 1,164,098 1,997,202 6,726,949 (1,286,371) 1,200,000 (352,543) 847,457 (438,914) 5,484,231 $5,045,317 Variance - Positive (Negative) $550,588 204,033 2,648 (231,889) 520,483 21,084 7,635 1,074,582 233,554 812,508 4,196,098 (1,164,098) (1,997,202) 2,080,860 3,155,442 3,155,442 5,484,231 $8,639,673 TOWN OF ORO VALLEY, ARIZONA COMBINING SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL NON-MAJOR SPECIAL REVENUE FUNDS YEAR ENDED JUNE 30, 2015 Page 96 Page 97 MUNICIPAL DEBT SERVICE FUNDS Municipal Debt Service - to account for the payments of debt service on the Series 2005 Excise Tax Revenue Obligations, the Series 2007 MPC Excise Tax Revenue Refunding Bonds, the Series 2010 Excise Tax Revenue Clean Renewable Energy Bonds (CREBs), and the Series 2012 Excise Tax Revenue Obligations. Oracle Road Debt Service – to account for the special assessment collections and payment of the outstanding Oracle Road bond issue. ASSETS Cash and cash equivalents Special assessments Total assets LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND FUND BALANCES Deferred inflows of resources: Unavailable revenues - special assessments Fund balances: Restricted Total fund balances Total liabilities, deferred inflows of resources and fund balances Municipal Debt Service $166,799 $166,799 $ 166,799 166,799 $166,799 Oracle Road Debt Service $1,946 925,000 $926,946 $925,000 1,946 1,946 $926,946 Totals $168,745 925,000 $1,093,745 $925,000 168,745 168,745 $1,093,745 TOWN OF ORO VALLEY, ARIZONA COMBINING BALANCE SHEET - NON-MAJOR DEBT SERVICE FUNDS JUNE 30, 2015 Page 98 Revenues: Special assessments Intergovernmental Investment earnings Other Total revenues Expenditures: Debt service - Principal retirement Interest and fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Transfers in Total other financing sources (uses): Changes in fund balances Fund balances, beginning of year Fund balances, end of year Municipal Debt Service $ 64,258 62 100,908 165,228 479,440 382,544 861,984 (696,756) 329,627 329,627 (367,129) 533,928 $166,799 Oracle Road Debt Service $178,078 178,078 130,000 48,413 178,413 (335) 2,000 2,000 1,665 281 $1,946 Totals $178,078 64,258 62 100,908 343,306 609,440 430,957 1,040,397 (697,091) 331,627 331,627 (365,464) 534,209 $168,745 TOWN OF ORO VALLEY, ARIZONA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - NON-MAJOR DEBT SERVICE FUNDS YEAR ENDED JUNE 30, 2015 Page 99 Total revenues Revenues: Special assessments Intergovernmental Investment earnings Other Expenditures: Debt service - Principal retirement Interest and fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Transfers in Total other financing sources (uses): Changes in fund balances Fund balances, beginning of year Fund balances (deficits), end of year Municipal Debt Service Budget $ 67,877 83,000 150,877 479,440 523,200 1,002,640 (851,763) 329,627 329,627 (522,136) $(522,136) Actual $ 64,258 62 100,908 165,228 479,440 382,544 861,984 (696,756) 329,627 329,627 (367,129) 533,928 $166,799 Variance - Positive (Negative) $ (3,619) 62 17,908 14,351 140,656 140,656 155,007 155,007 533,928 $688,935 TOWN OF ORO VALLEY, ARIZONA COMBINING SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL NON-MAJOR DEBT SERVICE FUNDS YEAR ENDED JUNE 30, 2015 Page 100 Oracle Road Debt Service Budget $175,918 175,918 178,054 178,054 (2,136) 2,000 2,000 (136) $(136) Actual $178,078 178,078 130,000 48,413 178,413 (335) 2,000 2,000 1,665 281 $1,946 Variance - Positive (Negative) $2,160 2,160 48,054 (48,413) (359) 1,801 1,801 281 $2,082 Totals Budget $175,918 67,877 83,000 326,795 657,494 523,200 1,180,694 (853,899) 331,627 331,627 (522,272) $(522,272) Actual $178,078 64,258 62 100,908 343,306 609,440 430,957 1,040,397 (697,091) 331,627 331,627 (365,464) 534,209 $168,745 Variance - Positive (Negative) $2,160 (3,619) 62 17,908 16,511 48,054 92,243 140,297 156,808 156,808 534,209 $691,017 Page 101 Page 102 (This page intentionally left blank) Page 103 CAPITAL PROJECTS FUNDS Capital Projects Funds are created to account for the purchase or construction of major capital facilities which are not financed by the general, enterprise, or special revenue funds. Townwide Roadway Development Impact Fees – to account for the collection and capital expenditures of the Townwide Roadway Development Impact Fees. General Impact Fees – accounts for the collection of development impact fees charged for new residential and nonresidential growth to be used for future general government facilities, vehicles, equipment, and other necessary general government infrastructure needed as a result of new growth. Townwide Facilities Projects – accounts for revenues dedicated to improvements to Town parks. General Government CIP – to account for governmental capital asset projects. ASSETS Cash and cash equivalents Intergovernmental receivable Total assets LIABILITIES AND FUND BALANCES Liabilities: Accounts payable Total liabilities Fund balances: Restricted Committed Assigned Total fund balances Total liabilities and fund balances Townwide Roadway Development Impact Fees $2,796,083 328,754 $3,124,837 $446,985 446,985 2,677,852 2,677,852 $3,124,837 General Impact Fees $488,983 $488,983 $ 488,983 488,983 $488,983 Townwide Facilities Projects $6,190 $6,190 $ 6,190 6,190 $6,190 TOWN OF ORO VALLEY, ARIZONA COMBINING BALANCE SHEET - NON-MAJOR CAPITAL PROJECTS FUNDS JUNE 30, 2015 Page 104 General Government CIP $2,492,842 $2,492,842 $1,071,249 1,071,249 1,421,593 1,421,593 $2,492,842 Totals $5,784,098 328,754 $6,112,852 $1,518,234 1,518,234 3,166,835 6,190 1,421,593 4,594,618 $6,112,852 Page 105 Revenues: Development impact fees Intergovernmental Investment earnings Other Total revenues Expenditures: Current - Capital outlay Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Transfers in Total other financing sources (uses): Changes in fund balances Fund balances, beginning of year Fund balances, end of year Townwide Roadway Development Impact Fees $276,745 2,235,299 2,606 23,075 2,537,725 2,651,039 2,651,039 (113,314) (113,314) 2,791,166 $2,677,852 General Impact Fees $162,892 299 163,191 20,000 20,000 143,191 143,191 345,792 $488,983 Townwide Facilities Projects $ 737,056 737,056 (737,056) (737,056) 743,246 $6,190 TOWN OF ORO VALLEY, ARIZONA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - NON-MAJOR CAPITAL PROJECTS FUNDS YEAR ENDED JUNE 30, 2015 Page 106 General Government CIP $ 2,688,407 2,688,407 (2,688,407) 2,610,000 2,610,000 (78,407) 1,500,000 $1,421,593 Totals $439,637 2,235,299 2,905 23,075 2,700,916 6,096,502 6,096,502 (3,395,586) 2,610,000 2,610,000 (785,586) 5,380,204 $4,594,618 Page 107 Total revenues Revenues: Development impact fees Intergovernmental Investment earnings Other Expenditures: Current - Capital outlay Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Transfers in Total other financing sources (uses): Changes in fund balances Fund balances, beginning of year Fund balances (deficits), end of year Townwide Roadway Development Impact Fees Budget $900,666 4,060,000 3,000 22,500 4,986,166 7,037,558 7,037,558 (2,051,392) (2,051,392) $(2,051,392) Actual $276,745 2,235,299 2,606 23,075 2,537,725 2,651,039 2,651,039 (113,314) (113,314) 2,791,166 $2,677,852 Variance - Positive (Negative) $(623,921) (1,824,701) (394) 575 (2,448,441) 4,386,519 4,386,519 1,938,078 1,938,078 2,791,166 $4,729,244 TOWN OF ORO VALLEY, ARIZONA COMBINING SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL NON-MAJOR CAPITAL PROJECTS FUNDS YEAR ENDED JUNE 30, 2015 Page 108 General Impact Fees Budget $441,768 441,768 426,154 426,154 15,614 15,614 $15,614 Actual $162,892 299 163,191 20,000 20,000 143,191 143,191 345,792 $488,983 Variance - Positive (Negative) $(278,876) 299 (278,577) 406,154 406,154 127,577 127,577 345,792 $473,369 Townwide Facilities Projects Budget $ 615,011 615,011 (615,011) (615,011) $(615,011) Actual $ 737,056 737,056 (737,056) (737,056) 743,246 $6,190 Variance - Positive (Negative) $ (122,045) (122,045) (122,045) (122,045) 743,246 $621,201 Page 109 (Continued) Total revenues Revenues: Development impact fees Intergovernmental Investment earnings Other Expenditures: Current - Capital outlay Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Transfers in Total other financing sources (uses): Changes in fund balances Fund balances, beginning of year Fund balances (deficits), end of year General Government CIP Budget $ 4,040,000 4,040,000 (4,040,000) (4,040,000) $(4,040,000) Actual $ 2,688,407 2,688,407 (2,688,407) 2,610,000 2,610,000 (78,407) 1,500,000 $1,421,593 Variance - Positive (Negative) $ 1,351,593 1,351,593 1,351,593 2,610,000 2,610,000 3,961,593 1,500,000 $5,461,593 TOWN OF ORO VALLEY, ARIZONA COMBINING SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL NON-MAJOR CAPITAL PROJECTS FUNDS YEAR ENDED JUNE 30, 2015 Page 110 Totals Budget $1,342,434 4,060,000 3,000 22,500 5,427,934 12,118,723 12,118,723 (6,690,789) (6,690,789) $(6,690,789) Actual $439,637 2,235,299 2,905 23,075 2,700,916 6,096,502 6,096,502 (3,395,586) 2,610,000 2,610,000 (785,586) 5,380,204 $4,594,618 Variance - Positive (Negative) $(902,797) (1,824,701) (95) 575 (2,727,018) 6,022,221 6,022,221 3,295,203 2,610,000 2,610,000 5,905,203 5,380,204 $11,285,407 Page 111 Page 112 (This page intentionally left blank) Page 113 INTERNAL SERVICE FUNDS Self Insurance - to account for the financial activity associated with the Town’s self-insurance program for employee health care. Fleet Maintenance - to account for the Town’s fleet maintenance services. ASSETS Current assets: Cash and cash equivalents Total current assets Total assets DEFERRED OUTFLOWS OF RESOURCES Pension plan items LIABILITIES Current liabilities: Accounts payable Claims payable Total current liabilities Noncurrent liabilities: Non-current portion of long-term obligations Total noncurrent liabilities Total liabilities DEFERRED INFLOWS OF RESOURCES Pension plan items NET POSITION Unrestricted Total net position Fleet Maintenance $298,922 298,922 298,922 11,006 41,220 41,220 89,213 89,213 130,433 18,471 161,024 $161,024 Self Insurance $432,967 432,967 432,967 26,104 162,701 188,805 188,805 244,162 $244,162 Totals $731,889 731,889 731,889 11,006 67,324 162,701 230,025 89,213 89,213 319,238 18,471 405,186 $405,186 TOWN OF ORO VALLEY, ARIZONA COMBINING STATEMENT OF NET POSITION - ALL INTERNAL SERVICE FUNDS JUNE 30, 2015 Page 114 Operating revenues: Charges for services Other Self insurance premiums Total operating revenues Operating expenses: Costs of sales and services Claims payments Administrative fees Reinsurance premiums Total operating expenses Operating income (loss) Changes in net position Total net position, beginning of year, as restated Total net position, end of year Fleet Maintenance $1,409,174 46,936 1,456,110 1,281,507 1,281,507 174,603 174,603 (13,579) $161,024 Self Insurance $ 2,486,095 2,486,095 43,733 2,168,380 57,000 557,329 2,826,442 (340,347) (340,347) 584,509 $244,162 Totals $1,409,174 46,936 2,486,095 3,942,205 1,325,240 2,168,380 57,000 557,329 4,107,949 (165,744) (165,744) 570,930 $405,186 TOWN OF ORO VALLEY, ARIZONA COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION - ALL INTERNAL SERVICE FUNDS FOR THE YEAR ENDED JUNE 30, 2015 Page 115 Fleet Maintenance Self Insurance Total Increase (Decrease) in Cash and Cash Equivalents Cash flows from operating activities: Cash received from customers 1,456,110$ 1,456,110$ Cash received from premiums 2,486,095 2,486,095 Cash payments to suppliers for goods and services (1,258,500) (578,690) (1,837,190) Cash payments to employees for services (81,242) (81,242) Cash payments for claims (2,168,380) (2,168,380) Net cash provided by (used for) operating activities 116,368 (260,975) (144,607) Net increase (decrease) in cash and cash equivalents 116,368 (260,975) (144,607) Cash and cash equivalents, beginning of year 182,554 693,942 876,496 Cash and cash equivalents, end of year 298,922$ 432,967$ 731,889$ Reconciliation of Operating Income (Loss) to Net Cash Provided by (Used For) Operating Activities Operating income (loss)174,603$ (340,347)$ (165,744)$ Adjustments to reconcile operating income to net cash provided by (used for) operating activities: Change in assets and liabilities: Accounts payable (56,386) 12,226 (44,160) Claims payable 67,146 67,146 Pension items (1,849) (1,849) Total adjustments (58,235) 79,372 21,137 Net cash provided by (used for) operating activities 116,368$ (260,975)$ (144,607)$ TOWN OF ORO VALLEY, ARIZONA COMBINING STATEMENT OF CASH FLOWS ALL INTERNAL SERVICE FUNDS FOR THE YEAR ENDED JUNE 30, 2015 Page 116 Page 117 STATISTICAL SECTION The statistical section presents financial statement trends as well as detailed financial and operational information not available elsewhere in the report. The statistical section is intended to enhance the reader’s understanding of the information presented in the financial statements, notes to the financial statements, and other supplementary information presented in this report. The statistical section is comprised of the five categories of statistical information presented below. Financial Trends These schedules contain information on financial trends to help the reader understand how the Town’s financial position and financial activities have changed over time. Revenue Capacity These schedules contain information to help the reader assess the factors affecting the Town’s ability to generate property revenue. Debt Capacity These schedules present information to help the reader evaluate the Town’s current levels of outstanding debt as well as assess the Town’s ability to make debt payments and/or issue additional debt in the future. Demographic and Economic Information These schedules present various demographic and economic indicators to help the reader understand the environment in which the Town’s financial activities take place and to help make comparisons with other municipalities. Operating Information These schedules contain information about the Town’s operations and various resources to help the reader draw conclusions as to how the Town’s financial information relates to the services provided by the Town. Page 118 (This page intentionally left blank) 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015Governmental activities Net investment in capital assets 107,413,486$ 106,644,847$ 115,177,344$ 120,515,962$ 127,712,057$ 132,956,156$ 135,336,862$ 134,512,094$ 133,714,821$ 133,800,218$ Restricted 8,919,398 8,326,731 14,072,781 7,537,331 9,580,610 9,048,505 11,454,390 3,730,312 4,555,138 3,599,966 Unrestricted 15,063,081 23,571,109 26,698,611 26,135,593 15,979,093 10,588,160 10,808,596 18,901,112 18,430,146 (9,493,907) Total governmental activities net position 131,395,965$ 138,542,687$ 155,948,736$ 154,188,886$ 153,271,760$ 152,592,821$ 157,599,848$ 157,143,518$ 156,700,105$ 127,906,277$ Business-type activities Net investment in capital assets 7,240,791$ 15,534,043$ 21,274,023$ 28,212,750$ 31,383,715$ 40,005,568$ 45,669,488$ 48,802,267$ 52,775,561$ 54,858,448$ Restricted 2,331,001 Unrestricted 22,958,536 23,252,747 24,651,948 24,393,984 24,404,427 20,371,225 19,067,780 19,501,676 21,541,202 20,092,694 Total business-type activities net position 32,530,328$ 38,786,790$ 45,925,971$ 52,606,734$ 55,788,142$ 60,376,793$ 64,737,268$ 68,303,943$ 74,316,763$ 74,951,142$ Primary government Net investment in capital assets 114,654,277$ 122,178,890$ 136,451,367$ 148,728,712$ 159,095,772$ 172,961,724$ 181,006,350$ 183,314,361$ 186,490,382$ 188,658,666$ Restricted 11,250,399 8,326,731 14,072,781 7,537,331 9,580,610 9,048,505 11,454,390 3,730,312 4,555,138 3,599,966 Unrestricted 38,021,617 46,823,856 51,350,559 50,529,577 40,383,520 30,959,385 29,876,376 38,402,788 39,971,348 10,598,787 Total primary government net position 163,926,293$ 177,329,477$ 201,874,707$ 206,795,620$ 209,059,902$ 212,969,614$ 222,337,116$ 225,447,461$ 231,016,868$ 202,857,419$ Source: Town of Oro Valley Finance Department(UNAUDITED)Fiscal YearTOWN OF ORO VALLEY, ARIZONANET POSITION BY COMPONENTLAST TEN FISCAL YEARS(ACCRUAL BASIS OF ACCOUNTING)Page 119 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015ExpensesGovernmental activities:General government 7,162,732$ 7,529,245$ 9,080,766$ 9,936,639$ 9,950,053$ 9,887,523$ 9,961,376$ 9,861,131$ 10,990,007$ 11,533,702$ Public Safety 11,155,542 12,352,671 14,347,250 15,019,980 13,730,593 12,509,201 12,349,948 12,770,224 13,814,914 16,587,168 Highways and streets 5,732,026 7,757,276 7,292,972 9,481,040 9,353,689 8,895,987 9,339,062 9,255,004 8,754,110 9,400,140 Transit1,275,093 1,404,646 Culture and recreation 3,014,341 3,375,314 3,644,973 3,806,555 3,527,949 3,375,281 3,227,895 2,783,633 3,399,623 4,572,490 Interest on long-term debt 805,123 996,336 987,074 954,645 1,767,155 430,570 654,262 522,917 656,260 439,027 Total governmental activities/expenses 27,869,764 32,010,842 35,353,035 39,198,859 38,329,439 35,098,562 35,532,543 35,192,909 38,890,007 43,937,173 Business-type activities:Water 10,438,869 11,446,958 12,676,275 13,495,124 12,830,137 12,527,851 11,984,829 13,047,373 13,572,677 13,608,931 Stormwater drainage 111,695 74,235 177,673 494,166 486,994 586,006 636,966 983,975 749,038 854,510 Total business-type activities expenses 10,550,564 11,521,193 12,853,948 13,989,290 13,317,131 13,113,857 12,621,795 14,031,348 14,321,715 14,463,441 Total primary government expenses 38,420,328$ 43,532,035$ 48,206,983$ 53,188,149$ 51,646,570$ 48,212,419$ 48,154,338$ 49,224,257$ 53,211,722$ 58,400,614$ Program RevenuesGovernmental activities:Fees, Fines and Charges for Services:General government 4,013,368$ 3,291,983$ 3,830,060$ 2,835,884$ 2,261,815$ 2,455,182$ 3,079,526$ 3,740,046$ 3,978,117$ 3,516,359$ Public Safety 229,546 69,256 83,279 28,785 33,976 33,109 45,346 35,976 29,097 Highways and streets 183,842 122,124 211,088 119,847 137,436 400,977 329,420 1,052,581 546,066 496,098 Transit71,078 72,783 Culture and recreation 121,358 73,149 110,857 119,273 126,290 82,832 169,965 435,354 1,108,734 Operating grants and contributions 4,558,864 4,893,869 5,619,003 5,392,667 4,728,050 4,887,283 5,247,844 5,318,097 4,706,844 5,070,396 Capital grants and contributions 3,994,640 8,321,691 10,264,829 1,781,571 6,514,602 8,980,239 7,107,063 2,920,335 2,919,641 2,456,727 Total governmental activities program revenues 12,750,714 16,980,571 20,067,385 10,324,105 13,789,961 16,883,947 15,879,794 13,246,370 12,693,076 12,750,194 Business-type activities:Charges for services:Water 14,038,391 13,617,336 16,803,950 16,098,086 15,136,784 15,119,065 15,817,345 16,732,600 19,286,794 16,088,681 Stormwater Utility 21,401 125 357,602 746,655 927,238 888,391 752,212 813,400 759,428 771,594 Capital grants and contributions 628,501 3,066,170 3,567,083 3,697,229 362,273 1,655,307 245,607 48,871 179,675 1,979,037 Total business-type activities program revenues 14,688,293 16,683,631 20,728,635 20,541,970 16,426,295 17,662,763 16,815,164 17,594,871 20,225,897 18,839,312 Total primary government program revenues 27,439,007$ 33,664,202$ 40,796,020$ 30,866,075$ 30,216,256$ 34,546,710$ 32,694,958$ 30,841,241$ 32,918,973$ 31,589,506$ (ACCRUAL BASIS OF ACCOUNTING)(UNAUDITED)Fiscal YearTOWN OF ORO VALLEY, ARIZONACHANGES IN NET POSITIONLAST TEN FISCAL YEARSPage 120 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015Net (Expense)/RevenuesGovernmental activities (15,119,050)$ (15,030,271)$ (15,285,650)$ (28,874,754)$ (24,539,478)$ (18,214,615)$ (19,652,749)$ (21,946,539)$ (26,196,931)$ (31,186,979)$ Business-type activities 4,137,729 5,162,438 7,874,687 6,552,680 3,109,164 4,548,906 4,193,369 3,563,523 5,904,182 4,375,871 Total primary government net expenses (10,981,321)$ (9,867,833)$ (7,410,963)$ (22,322,074)$ (21,430,314)$ (13,665,709)$ (15,459,380)$ (18,383,016)$ (20,292,749)$ (26,811,108)$ General Revenues and Other Changes in Net PositionGovernmental activities:Taxes:Sales taxes 12,455,609$ 16,873,630$ 17,168,998$ 15,376,408$ 12,970,865$ 11,572,148$ 12,799,678$ 14,241,065$ 15,286,001$ 16,132,159$ Franchise taxes 435,428 478,175 516,652 506,685 509,285 514,814 525,427 539,477 571,731 582,064 Impact fees* 1,098,977 1,038,217 910,741 441,020 584,113 Unrestricted state revenue sharing 3,343,471 4,473,305 5,544,763 5,886,132 5,086,953 4,520,935 3,461,359 9,048,365 9,636,906 10,413,464 Unrestricted state sales tax revenue sharing 3,432,007 3,744,864 3,621,016 3,134,789 2,891,386 2,569,666 3,204,612 Unrestricted auto lieu tax revenue sharing 1,541,560 1,726,149 1,738,875 1,655,875 1,484,125 1,318,989 1,479,094 Special assessmentsInvestment earnings (loss) 991,151 1,471,641 1,590,654 113,995 95,625 39,124 189,606 265,787 255,702 216,175 Special item - Capital asset conveyance(2,606,804) Transfers (79,778) 69,813 1,600,000 2,319 3,178 3,119 Total governmental activities 23,218,425 29,875,794 32,691,699 27,114,904 23,622,352 20,535,676 21,659,776 21,490,209 25,753,518 27,346,981 Business-type activities:Investment earnings (loss) 956,189 1,163,837 864,494 128,083 72,244 39,745 167,106 5,471 111,816 124,887 Transfers 79,778 (69,813) (1,600,000) (2,319) (3,178) (3,119) Total business-type activities 1,035,967 1,094,024 (735,506) 128,083 72,244 39,745 167,106 3,152 108,638 121,768 Total primary government 24,254,392$ 30,969,818$ 31,956,193$ 27,242,987$ 23,694,596$ 20,575,421$ 21,826,882$ 21,493,361$ 25,862,156$ 27,468,749$ Change in Net PositionGovernmental activities 8,099,375$ 14,845,523$ 17,406,049$ (1,759,850)$ (917,126)$ 2,321,061$ 2,007,027$ (456,330)$ (443,413)$ (3,839,998)$ Business-type activities 5,173,696 6,256,462 7,139,181 6,680,763 3,181,408 4,588,651 4,360,475 3,566,675 6,012,820 4,497,639 Total primary government 13,273,071$ 21,101,985$ 24,545,230$ 4,920,913$ 2,264,282$ 6,909,712$ 6,367,502$ 3,110,345$ 5,569,407$ 657,641$ Source: Town of Oro Valley Finance Department* Impact fees in fiscal year 2011 are now presented in program revenues.Fiscal YearPage 121 Page 122 (This page intentionally left blank) 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015General FundNonspendable$$$$$$$$$31,278$ RestrictedCommittedAssigned1,769,333 1,608,035 1,608,035 1,608,035 1,553,999 Unassigned9,237,805 9,793,614 11,529,070 9,925,988 8,566,598 Reserved 7,267 Unreserved 14,356,224 18,477,706 16,666,388 15,940,438 11,904,429 Total general fund 14,363,491$ 18,477,706$ 16,666,388$ 15,940,438$ 11,904,429$ 11,007,138$ 11,401,649$ 13,137,105$ 11,534,023$ 10,151,875$ All Other Governmental FundsNonspendable$$$$$$$$$149,348$ Restricted9,128,505 11,454,390 3,730,312 4,555,138 3,599,966 Committed 840,704 622,919 4,166,818 5,343,506 4,637,773 Assigned1,500,000 1,421,593 UnassignedReserved 80,624 Unreserved, reported in:Special revenue funds 4,439,573 4,891,095 5,534,192 5,887,082 5,868,523 Capital projects funds 4,985,836 4,520,718 15,396,024 9,071,398 3,933,044 Debt service funds 280,055 245,208 263,478 158,816 1,929,635 Total all other governmental funds 9,786,088$ 9,657,021$ 21,193,694$ 15,117,296$ 11,731,202$ 9,969,209$ 12,077,309$ 7,897,130$ 11,398,644$ 9,808,680$ Source: Town of Oro Valley Finance DepartmentNote:(MODIFIED ACCRUAL BASIS OF ACCOUNTING)(UNAUDITED)The provisions of the Governmental Accounting Standards Board (GASB) Statement No. 54 were adopted in fiscal year 2011. The standard replaces the previous reserved and unreserved fund balance categorieswith the following five fund balance classifications; nonspendable, restricted, committed, assigned, and unassigned fund balance.Fiscal YearTOWN OF ORO VALLEY, ARIZONAFUND BALANCES OF GOVERNMENTAL FUNDSLAST TEN FISCAL YEARSPage 123 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015RevenuesTaxes 12,891,037$ 17,351,805$ 17,685,650$ 15,883,093$ 13,480,150$ 12,086,962$ 13,325,105$ 14,780,542$ 15,857,732$ 16,714,223$ Intergovernmental 16,773,215 18,405,713 21,863,875 17,616,213 17,940,749 18,040,619 19,723,086 16,817,756 16,732,631 17,714,991 Fines and forfeitures 462,246 429,458 391,921 413,720 612,031 560,941 895,820 551,962 673,336 221,571 Licenses and permits 2,433,264 2,368,851 2,792,684 1,507,930 1,108,411 1,059,309 1,185,862 1,813,947 2,116,700 1,605,937 Charges for services 942,676 1,026,921 1,040,694 1,066,376 965,455 926,135 1,209,814 1,630,238 1,850,181 2,991,826 Contributions and donations 97,327 19,171 249,999 1,000 59 15,000 995 27,229 Special assessments 189,820 193,023 367,539 368,152 365,811 366,028 365,935 1,462,307 178,078 Impact fees 1,098,977 1,038,217 910,741 441,020 584,113 481,619 417,742 988,342 569,338 439,637 Investment earnings 991,151 1,471,641 1,590,654 113,995 95,625 39,124 189,606 265,787 255,702 216,175 Other revenues 325,428 135,261 555,790 233,123 216,030 297,109 460,512 349,326 305,489 141,618 Total revenues 36,015,321$ 42,436,858$ 47,275,031$ 37,644,009$ 35,370,775$ 33,872,629$ 37,774,570$ 37,591,064$ 39,823,416$ 40,224,056$ ExpendituresGeneral government 9,988,956$ 7,019,030$ 8,767,496$ 9,586,029$ 9,452,778$ 9,848,393$ 9,212,866$ 9,289,771$ 10,610,673$ 10,862,553$ Public safety 11,636,915 11,808,799 13,549,170 14,289,423 12,979,291 11,928,567 11,993,864 12,342,349 13,539,322 15,071,396 Highways and streets 13,773,561 3,768,851 4,107,871 3,848,725 3,475,556 3,288,349 3,191,654 3,513,479 3,710,577 2,602,321 Transit1,404,646 Culture and recreation 3,868,249 3,109,228 3,324,066 3,416,305 3,157,369 3,031,520 2,954,549 2,468,129 2,445,131 4,078,817 Capital Outlay 10,662,190 13,090,313 11,332,914 3,189,765 7,014,659 6,929,834 11,053,739 5,495,185 8,093,704 Debt ServicePrincipal retirement 2,856,595 1,077,813 3,403,102 938,900 3,400,877 3,459,970 3,052,953 571,910 1,867,901 649,840 Interest and fiscal charges 731,358 921,205 907,658 1,034,061 831,580 470,578 554,274 498,729 472,268 436,010 Payment to bond escrow agent6,279,112 Bond Issuance costs 107,897 28,868 26,550 75,800 Total expenditures 42,963,531$ 38,395,984$ 47,149,676$ 44,446,357$ 42,792,878$ 39,042,036$ 37,965,794$ 39,738,106$ 38,141,057$ 43,199,287$ Excess of revenues (6,840,313)$ 4,069,742$ 125,355$ (6,802,348)$ (7,395,553)$ (5,169,407)$ (115,424)$ (2,147,042)$ 1,682,359$ (2,975,231)$ over (under) expendituresTOWN OF ORO VALLEY, ARIZONACHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDSLAST TEN FISCAL YEARS(MODIFIED ACCRUAL BASIS OF ACCOUNTING)(UNAUDITED)Fiscal YearPage 124 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015Other Financing Sources (Uses)Premium on bonds issued $ 25,719$ $$$$113,835$ $ $ $Proceeds from certificates of participationProceeds from capital lease agreements212,895 Proceeds from loanIssuance of long-term loan payable 8,000,000 Issuance of refunding debt 1,389,180 Payment to bond escrow agent (1,540,438) Issuance of long-term debt 4,164,050 2,445,000 2,580,000 Transfers in 1,248,569 2,927,754 8,447,951 1,950,898 10,012,679 860,143 1,003,666 1,704,272 4,115,152 4,326,627 Transfers out (1,328,347) (2,857,941) (6,847,951) (1,950,898) (10,012,679) (795,020) (1,003,666) (2,001,953) (4,111,974) (4,323,508) Total other financing sources (uses) 4,084,272$ (55,726)$ 9,600,000$ $ $ 2,510,123$ 2,693,835$ (297,681)$ 216,073$ 3,119$ Net change in fund balances (2,756,041)$ 4,014,016$ 9,725,355$ (6,802,348)$ (7,395,553)$ (2,659,284)$ 2,578,411$ (2,444,723)$ 1,898,432$ (2,972,112)$ Debt service as a percentage of 13.02% 7.17% 12.51% 5.88% 10.60% 12.36% 11.55% 3.76% 7.30% 3.09%noncapital expendituresSource: Town of Oro Valley Finance DepartmentFiscal YearPage 125 2015 2006Percentage Percentageof Total Town of Total TownEmployerEmployees Rank Employment Employees Rank EmploymentVentana Medical Systems 1,200 1 7.03% 566 2 3.22%Oro Valley Hospital 672 2 3.94% 0.00%Town of Oro Valley 478 3 2.80% 333 5 1.89%Amphitheater Public Schools 449 4 2.63% 646 1 3.67%Hilton El Conquistador Golf & Tennis Resort 337 5 1.97% 440 4 2.50%Fry's Food & Drug Store 272 6 1.59% 270 6 1.54%Walmart Supercenter 226 7 1.32%Splendido at Rancho Vistoso 185 8 1.08% 0.00%Securaplane 174 9 1.02%Home Depot 143 10 160 8Northwest Medical Center450 3Hilton El Conquistador Country Club260 7 1.48%Northwest Medical Center urgent care150 9Stone Canyon Golf/Golf Club at Vistoso130 10Total 4,136 23.40% 3,405 14.30%Source: U.S. Bureau of Labor StatisticsTOWN OF ORO VALLEY, ARIZONAPRINCIPAL EMPLOYERS(UNAUDITED)CURRENT FISCAL YEAR AND FISCAL YEAR NINE YEARS PRIORPage 126 Fiscal Year 2015 Fiscal Year 2006Percentage of Percentage ofSales Tax Total Sales Sales Tax Total SalesTaxpayerBusiness TypePayments Rank Tax Payments Payments Rank Tax PaymentsTaxpayer A Utility 1,813,674$ 1 11.24%Taxpayer B Retail Trade 879,702 3 5.45%Taxpayer C Retail Trade 677,765 4 4.20% 634,586$ 3 5.04%Taxpayer D Utility 463,623 5 2.87%Taxpayer E Construction 313,305 9 1.94%Taxpayer F Utility 456,911 6 2.83%Taxpayer G Retail Trade 419,305 7 2.60% 573,810 4 4.56%Taxpayer H Retail Trade 361,373 8 2.24% 244,548 8Taxpayer I Accomodation 1,117,925 2 6.93% 1,441,236 1 11.45%Taxpayer J Retail Trade 310,394 100.00%Taxpayer K Construction714,012 2 5.67%Taxpayer L Construction317,740 5 2.52%Taxpayer M Construction266,459 6 2.12%Taxpayer N Retail Trade264,900 7 2.11%Taxpayer O Construction211,851 9 1.68%Taxpayer P Construction193,782 10 1.54%Total 6,813,977$ 40.32% 4,862,924$ 36.70%Source: Arizona Department of RevenueTOWN OF ORO VALLEY, ARIZONAPRINCIPAL SALES TAXPAYERSCURRENT FISCAL YEAR AND FISCAL YEAR NINE YEARS PRIOR(UNAUDITED)Page 127 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015Construction 5,602$ 6,895$ 7,038$ 5,143$ 2,110$ 1,707$ 1,738$ 2,842$ 3,338$ 3,199$ Manufacturing 165 181 280 230 230 266 258 258 257 141 Transportation, Warehousing, Communications & Utilities 91 226 1,279 1,632 1,554 1,534 2,450 2,785 2,959 3,068 Wholesale Trade 56 58 69 54 75 93 106 110 103 125 Retail Trade 3,229 3,665 4,017 4,264 4,544 4,720 4,925 5,153 5,243 5,808 Restaurants, Bars & Lodging 2,392 2,720 2,775 2,333 2,283 2,314 2,314 2,164 2,761 2,803 Finance, Insurance & Real Estate 155 859 496 324 381 324 333 335 75 270 Services 262 313 312 322 378 417 456 456 529 599 All Other 197 167 337 896 627 102 103 75 60 115 Cable Franchise 435 478 517 507 509 515 525 540 572 582 Total 12,584$ 15,562$ 17,120$ 15,705$ 12,691$ 11,992$ 13,208$ 14,718$ 15,897$ 16,710$ Town sales tax rate* 2.00% 2.00% 2.00% 2.00% 2.00% 2.00% 2.00% 2.00% 2.00% 2.50%Source: Arizona Department of Revenue*Note:1% Additional Bed Tax Effective May 1, 19903% Additional Bed Tax Effective September 1, 20014% Construction Sales Tax Effective May 1, 20046% Additional Bed Tax Effective January 1, 20062% Utility Sales Tax Effective April 1, 20072% Additional Utility Sales Tax Effective August 1, 2011Fiscal YearTOWN OF ORO VALLEY, ARIZONATAXABLE SALES BY CATEGORYLAST TEN FISCAL YEARS (UNAUDITED)($000's)Page 128 Town of Oro Town of Oro Town of Oro Valley Town of Oro Fiscal Valley Valley Construction Valley Year Sales Tax Bed Tax Sales Tax Utility Sales Tax Pima County 2006 2.00% 6.00% 4.00% 0.00% 6.10% 2007 2.00% 6.00% 4.00% 2.00% 6.10% 2008 2.00% 6.00% 4.00% 2.00% 6.10% 2009 2.00% 6.00% 4.00% 2.00% 6.10% 2010 2.00% 6.00% 4.00% 2.00% 7.10% 2011 2.00% 6.00% 4.00% 2.00% 7.10% 2012 2.00% 6.00% 4.00% 4.00% 7.10% 2013 2.00% 6.00% 4.00% 4.00% 6.10% 2014 2.00% 6.00% 4.00% 4.00% 6.10% 2015* 2.50% 6.00% 4.00% 4.00% 6.10% *.5% Additional sales tax effective March 1, 2015 Source: Arizona Department of Revenue TOWN OF ORO VALLEY, ARIZONA DIRECT AND OVERLAPPING SALES TAX RATES LAST TEN FISCAL YEARS (UNAUDITED) Page 129 Year Primary Assessed Valuation Secondary Assesed Valuation Estimated Full Cash Value Total Outstanding General Obligation Bond Debt 2007 515,095,975 582,838,439 5,098,720,276 0 2008 582,236,657 686,707,506 6,141,419,229 0 2009 642,601,840 693,924,598 6,140,054,657 0 2010 649,015,575 672,309,638 6,041,904,306 0 2011 618,976,953 629,340,548 5,716,229,517 0 2012 589,160,533 592,761,968 5,461,131,133 0 2013 553,366,744 556,259,856 5,175,406,955 0 2014 556,566,167 560,863,509 5,252,917,489 0 2015 572,696,599 593,299,222 5,616,655,680 0 Source: State of Arizona Department of Revenue Abstract of the Assessment Roll TOWN OF ORO VALLEY, ARIZONA PRIMARY & SECONDARY ASSESSED PROPERTY VALUES LAST NINE FISCAL YEARS (UNAUDITED) Page 130 Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal FiscalYear Year Year Year Year Year Year Year Year YearRevenue Source 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017Town Sales and Franchise Taxes 17,685,650$ 15,883,093$ 13,480,150$ 12,086,962$ 13,325,106$ 14,780,543$ 15,857,732$ 16,714,223$ 18,295,654$ 18,844,524$ Licenses and Permits 2,792,684 1,507,930 1,108,411 1,059,309 1,185,862 1,813,947 2,116,700 1,605,937 1,815,000 1,869,450 Fines 249,762 285,628 202,144 195,933 200,672 180,875 172,232 148,050 120,000 123,600 State-Shared Sales Tax 3,621,016 3,134,789 2,891,386 3,024,857 3,204,612 3,356,826 3,569,711 3,747,944 3,917,908 4,035,445 State-Shared Income Tax 5,544,763 5,886,132 5,086,954 3,834,911 3,461,359 4,189,186 4,571,196 4,964,635 4,937,719 5,085,851 Total 29,893,875$ 26,697,572$ 22,769,045$ 20,201,972$ 21,377,611$ 24,321,377$ 26,287,571$ 27,180,789$ 29,086,281$ 29,958,870$ (a) All revenue sources are presented on a modified accrual basis of accounting except for Town sales taxes which are presented on the cash basis of accounting per the Arizona Department of Revenue Standard Industry Summary Local Taxes Collection Reports.Source: Oro Valley Finance DepartmentNote: The above information is provided for bond requirements only and the bond does not require ten years of data.TOWN OF ORO VALLEY, ARIZONAHISTORICAL AND PROJECTED EXCISE TAX COLLECTIONSJUNE 30, 2015(UNAUDITED)ProjectedAcutalPage 131 Governmental Activities Business-Type ActivitiesCertificates Special Total PercentageFiscal Capital Note of Loan Excise Tax Assessment Revenue Capital Loan Primary of Personal PerYear Leases Payable Participation Payable Bonds Bonds Bonds Leases Payable Government Income Capita2006$ $ 215,000$ 2,604,143$ 13,173,254$ 3,945,000$ 64,437,008$ 84,374,405$ 5.48% 2,098$ 20072,500,000 12,891,148 3,760,000 61,568,852 80,720,000 4.81% 1,897 20088,000,000 12,183,046 3,565,000 59,586,954 5,731,766 89,066,766 5.02% 2,040 20098,000,000 11,449,146 3,360,000 57,575,854 107,046 5,788,122 86,280,168 4.72% 1,975 20105,513,133 4,939,750 3,145,000 52,305,500 123,883 6,305,650 72,332,916 3.86% 1,662 20112,513,133 7,149,780 2,920,000 49,803,970 35,392 5,473,096 67,895,371 3.73% 1,656 20129,485,968 2,685,000 45,988,331 5,893,122 64,052,421 3.85% 1,550 20139,155,743 2,435,000 43,349,121 185,307 5,575,041 60,700,212 3.59% 1,409 2014168,994 8,703,428 1,055,000 40,811,243 93,593 6,371,529 57,203,787 3.41% 1,366 2015128,594 1,000,000 8,215,673 925,000 37,683,805 118,862 8,169,765 56,241,699 3.25% 1,331 Source: Town of Oro Valley Finance Department and U.S. Census BureauTOWN OF ORO VALLEY, ARIZONARATIO OF OUTSTANDING DEBT BY TYPELAST TEN FISCAL YEARS (UNAUDITED)Page 132 Estimated Estimated Share of Debt Percentage Overlapping Governmental Unit Outstanding Applicable Debt Pima County 1,501,691$ 7.40% 111,125$ Pima County Community College District - 7.40% - Amphitheater Unified School District No. 10 97,530,000 18.32% 17,867,496 Total Overlapping 17,978,621 Town of Oro Valley 10,269,267 100.00% 10,269,267 Total Direct 10,269,267 Total direct and overlapping debt 28,247,888$ Source: Pima County, Pima County Community College District and Amphitheater Unified School District No. 10. (1) Proportion applicable to the Town of Oro Valley, Arizona, is computed on the ratio of secondary assessed valuation for 2014-15. TOWN OF ORO VALLEY, ARIZONA DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT JUNE 30, 2015 (UNAUDITED) Page 133 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015Debt Limit 108,807,180$ 120,435,053$ 151,537,994$ 178,543,952$ 180,420,396$ 174,800,436$ 163,628,543$ 154,118,112$ 144,627,563$ 145,824,512$ Total net debt applicable to limitLegal debt margin 93,101,081$ 108,807,180$ 120,435,053$ 151,537,994$ 178,543,952$ 180,420,396$ 174,800,436$ 163,628,543$ 154,118,112$ 145,824,512$ Total net debt applicable to the limitas a percentage of debt limit 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00%Source: Town of Oro Valley Finance DepartmentFiscal YearTOWN OF ORO VALLEY, ARIZONALEGAL DEBT MARGIN INFORMATIONLAST TEN FISCAL YEARS(UNAUDITED)Page 134 Net secondary assessed valuation 560,863,509$ Water, Sewer, Light, Parks, Open Space and Recreational Facility Bonds Debt limit - 20% of secondary net assessed valuation 112,172,702$ Debt applicable to limit General obligation bonds outstanding $ Less amount set aside for repayment of debt Net debt applicable to limit 20% legal debt margin 112,172,702$ All other general obligation bonds Debt Limit - 6% of secondary net assessed valuation 33,651,811$ Debt applicable to limit General obligation bonds outstanding $ Less amount set aside for repayment of debt Net debt applicable to limit All other general obligation bonds debt margin 33,651,811$ Total legal debt margin 145,824,512$ Source: Pima County Assessor's Office TOWN OF ORO VALLEY CALCULATION OF LEGAL DEBT MARGIN JUNE 30, 2015 (UNAUDITED) Page 135 Water Utility Revenue Bonds Fiscal Gross Year Revenues Principal Interest Total Coverage 2006 14,989,621$ 1,907,362$ 2,888,226$ 4,795,588$ 3.13 2007 14,810,173 2,336,330 2,552,081 4,888,411 3.03 2008 17,668,212 1,981,898 2,452,583 4,434,481 3.98 2009 16,223,544 2,011,100 2,784,444 4,795,544 3.38 2010 15,207,113 5,270,354 2,689,427 7,959,781 1.91 2011 15,359,681 2,501,530 2,505,960 5,007,490 3.07 2012 15,983,999 2,370,180 2,190,894 4,561,074 3.50 2013 16,732,600 2,536,840 1,732,008 4,268,848 3.92 2014 19,397,409 2,406,000 1,429,538 3,835,538 5.06 2015 16,213,273 2,995,560 1,372,024 4,367,584 3.71 Governmental Revenue Bonds Fiscal Gross Year Revenues Principal Interest Total Coverage 2006 25,018,727$ 452,638$ 415,640$ 868,278$ 28.81 2007 29,200,152 788,670 642,711 1,431,381 20.40 2008 30,629,130 708,102 501,150 1,209,252 25.33 2009 28,084,482 733,900 486,372 1,220,272 23.01 2010 25,695,598 6,510,516 933,536 7,444,052 3.45 2011 23,921,715 234,970 253,984 488,954 48.92 2012 25,085,767 304,820 314,703 619,523 40.49 2013 28,135,868 321,910 371,951 693,861 40.55 2014 29,512,099 444,000 382,639 826,639 35.70 2015 31,739,256 479,440 367,991 847,431 37.45 Certificates of Participation Fiscal Gross Year Revenues Principal Interest Total Coverage 2006 21,011,720$ 190,000$ 26,690$ 216,690$ 96.97 2007 25,018,727 205,000 16,566 221,566 112.92 2008 29,200,152 0.00 2009 30,629,130 0.00 2010 28,084,482 0.00 2011 25,695,598 0.00 2012 23,921,715 0.00 2013 28,135,868 0.00 2014 29,512,099 0.00 2015 31,739,256 0.00 Special Assessment Fiscal Gross Year Revenues Principal Interest Total Coverage 2006 $ $ 176,967$ 176,967$ 0.00 2007 379,840 185,000 186,828 371,828 1.02 2008 365,810 195,000 177,577 372,577 0.98 2009 367,539 205,000 248,429 453,429 0.81 2010 368,152 215,000 152,203 367,203 1.00 2011 365,811 225,000 147,548 372,548 0.98 2012 366,028 235,000 132,423 367,423 1.00 2013 365,935 250,000 117,576 367,576 1.00 2014 1,462,307 1,380,000 80,020 1,460,020 1.00 2015 178,078 130,000 45,917 175,917 1.01 Source: Town of Oro Valley Finance Department Debt Service Debt Service TOWN OF ORO VALLEY, ARIZONA PLEDGED-REVENUE COVERAGE LAST TEN FISCAL YEARS (UNAUDITED) Debt Service Debt Service Page 136 Historical Historical Historical Historical Historical Historical Historical Actual2007/082008/09 2009/10 2010/11 2011/12 2012/13 2013/14 2014/15Revenues:Water revenues 11,686,598$ 11,424,787$ 12,071,031$ 12,038,482$ 11,578,981$ 11,585,181$ 12,169,375$ 11,280,269$ Water connection fees 1,925,656 1,588,084 293,607 244,376 462,762 706,159 1,413,047 591,045 Alternative water connection fees 512,543 812,740 475,973 400,988 759,958 1,253,055 2,376,682 1,172,170 Groundwater preservation fees 1,092,778 1,632,549 1,769,142 2,096,093 2,315,277 2,527,524 2,599,718 2,330,231 Other revenues 1,586,375 639,926 527,031 541,299 557,222 660,681 727,972 714,965 Interest income 864,262 125,458 70,329 38,445 166,654 - 110,615 124,593 Total revenues 17,668,212 16,223,544 15,207,113 15,359,683 15,840,854 16,732,600 19,397,409 16,213,273 Expenses:Personnel 2,324,921 2,447,642 2,514,595 2,418,118 2,497,865 2,537,150 2,659,895 2,767,143 Operations & maintenance 5,836,698 5,415,423 4,505,751 3,721,167 3,559,807 4,564,894 4,303,230 4,530,436 CAP water costs 602,682 185,490 154,575 903,855 636,519 1,093,105 1,499,594 1,570,793 Total expenses 8,764,301 8,048,555 7,174,921 7,043,140 6,694,191 8,195,149 8,462,719 8,868,372 Net water system revenues 8,903,911 8,174,989 8,032,192 8,316,544 9,146,662 8,537,452 10,934,690 7,344,901 Water supported debt service:2007 WIFA Loan 308,406 369,627 316,983 316,875 316,763 311,494 311,377 2009 WIFA Loan161,554 182,268 186,817 150,471 149,367 2014 WIFA Loan296,972 2003 Revenue Bonds 2,542,673 2,544,423 2,544,973 2,545,935 2,545,435 980,000 2003 Refunding Revenue Bonds 648,512 648,674 647,374 1,152,546 1,238,996 1,243,058 2005 Excise Tax Bonds 152,817 151,946 152,672 151,744 152,099 151,245 152,565 152,516 2007 Excise Tax Bonds 735,007 1,136,077 1,516,494 791,099 791,203 791,111 790,822 1,255,948 2012 Refunding Bonds956,975 1,968,281 1,971,082 2013 Refunding Bonds1,513,427 1,046,558 Total water supported debt service 4,079,008$ 4,789,526$ 5,231,140$ 5,119,860$ 5,226,876$ 4,625,969$ 4,887,060 5,183,820 Debt service coverage2.18 1.71 1.54 1.62 1.75 1.85 2.24 1.42Source: Oro Valley Finance DepartmentTOWN OF ORO VALLEY, ARIZONAHISTORICAL AND PROJECTED WATER SYSTEM REVENUES, EXPENSES, DEBT SERVICE AND COVERAGE(UNAUDITED)JUNE 30, 2015Page 137 Personal Per Income Capita (thousands Personal Unemployment Year Population of dollars) Income Rate 2006 40,215 1,539,868,259$ 38,291$ 3.0% 2007 42,551 1,678,195,258 39,440 2.6% 2008 43,651 1,773,226,205 40,623 3.0% 2009 43,694 1,828,222,176 41,841 5.1% 2010 43,521 1,875,613,105 43,097 6.2% 2011 41,011 1,820,460,164 44,390 6.0% 2012 41,335 1,661,839,665 40,204 6.4% 2013 43,070 1,692,780,210 39,303 6.4% 2014 41,887 1,679,965,408 40,107 6.2% 2015 42,259 1,728,773,431 40,909 5.2% Source: US Census Bureau, Arizona Employment statistics and Pima Association of Governments TOWN OF ORO VALLEY, ARIZONA DEMOGRAPHIC AND ECONOMIC STATISTICS LAST TEN FISCAL YEARS (UNAUDITED) Page 138 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 Function/Program Administration Town Clerk 4.56 4.90 4.54 4.44 4.60 4.00 4.60 4.60 4.60 4.50 Town Manager 8.00 7.00 7.00 7.10 7.10 8.10 8.50 8.10 6.00 6.00 Human Resources 3.50 2.00 5.00 5.00 5.00 4.00 4.00 4.00 4.00 3.00 Economic Development 2.00 2.00 3.00 1.00 1.00 1.40 1.40 2.25 2.25 2.00 Finance 7.00 7.00 7.00 7.00 7.00 7.00 9.00 9.00 8.00 7.50 Information Systems 7.00 7.30 6.50 6.50 8.00 8.00 7.00 8.00 5.00 4.00 Legal 6.00 6.00 6.00 8.00 8.00 7.00 10.00 10.25 10.25 10.25 Community Development Building Safety 0.00 0.00 0.00 0.00 0.00 13.00 16.00 18.00 17.00 16.00 Community Development Admin. 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4.00 Planning & Zoning 0.00 0.00 0.00 0.00 0.00 13.00 16.00 16.00 14.00 13.50 Development & Infrastructure Services 81.45 78.84 77.22 73.38 73.10 0.00 0.00 0.00 0.00 0.00 Parks and Recreation 36.20 37.61 27.26 20.62 22.70 27.50 27.60 28.10 27.00 20.80 Cultural Resources 0.00 0.00 1.35 1.30 1.30 0.00 0.00 0.00 0.00 0.00 Library 0.00 0.00 0.00 18.55 18.40 18.50 18.70 19.40 19.30 19.43 Police Civilians 30.25 25.93 30.25 30.25 29.70 30.70 33.00 34.00 34.00 29.00 Officers 102.88 101.91 101.44 97.96 95.00 97.90 102.40 108.00 105.00 96.00 Magistrate Court 8.00 8.70 8.00 8.00 9.00 9.00 9.00 8.50 8.50 8.50 Public Works 0.00 0.00 0.00 0.00 0.00 47.70 52.90 56.10 53.13 54.00 Water Utility 37.48 37.00 36.00 36.00 34.00 35.00 36.30 35.50 35.50 34.00 Total 334.32 326.19 320.56 325.10 323.90 331.80 356.40 369.80 353.53 332.48 Source: Town of Oro Valley Finance Department TOWN OF ORO VALLEY, ARIZONA FULL-TIME EQUIVALENT EMPLOYEES BY FUNCTION LAST TEN FISCAL YEARS (UNAUDITED) Full-time Equivalent Employees as of June 30 Page 139 Fiscal Irrigation Construction Turf Wholesale/Year Residential Commercial Irrigation Reclaimed Construction Reclaimed Turf Reclaimed Unmetered Total2006 7,227,509$ 614,474$ 921,364$ 368,784$ 940,753$ 670,968 1,235 9,709,471$ 2007 7,187,885 614,404 978,556 1,555 542,879 680,833 1,015,709 10,745,087$ 2008 7,511,067 667,910 1,146,222 796 652,446 1,630 666,558 1,039,969 11,021,820 2009 7,573,960 749,019 1,093,852 9,007 349,994 3,757 265,413 1,389,783 11,686,598 2010 8,040,762 902,432 1,152,529 14,240 222,447 720 354,308 1,383,592 11,434,785 2011 8,043,658 921,825 1,166,921 13,258 92,257 814 130,704 1,669,045 12,071,030 2012 7,761,639 954,472 1,050,602 13,466 120,830 653 115,568 1,561,750 11,578,980 2013 7,752,934 962,824 1,040,793 19,000 196,354 884 135,720 1,507,574 11,616,083 2014 7,881,436 886,712 1,169,067 187,622 283,632 816 121,108 1,638,981 12,169,374 2015 7,649,136 779,877 981,545 214,848 271,815 115,955 1,267,093 11,280,269 Source: Town of Oro Valley Water Utility DepartmentWATER UTILITY REVENUES BY USER TYPELAST TEN FISCAL YEARS(UNAUDITED)TOWN OF ORO VALLEY, ARIZONAPage 140 2006200720082009201020112012201320142015Function/ProgramPoliceBurglaries 97 112 125 125 120 100 134 105 75 77Citations (traffic) 8,203 8,183 7,497 9,256 6,736 5,244 5,084 5,456 4,668 4,486Investigations 5,106 6,656 6,892 917 732 746 711 681 765 832Total Arrests 2,053 2,236 2,254 2,478 2,176 1,932 1,716 1,564 1,679 1,721Thefts 568 575 577 528 567 656 571 563 561 500Development & Infrastructure ServicesStreet resurfacing (miles) 5.4 7.7 10.5 53.4 14.8 13.9 22.4 30.5 73.4 101.0Parks and RecreationRecreation Programs Held Annually 38 42 46 46 40 47 37 35 30 38Months of Public Pool Operations 10 10 10 10 12 12 12 10 12 12Parks Maintenance Man-Hours Worked 13,520 15,600 17,472 16,288 16,120 18,680 16,016 17,000 20,000 16,255LibraryCollection volume 86,000 90,000 96,000 95,750 100,142 100,652 97,364 0 0 0WaterNew connections 508 367 346 196 68 61 97 213 165 202Total connections 17,463 17,830 18,177 18,373 18,441 18,502 18,599 18,812 18,977 19,179TransitTotal route miles 165,202 165,202 175,841 163,964 138,752 138,333 200,058 353,936 439,512 392,071Passengers 14,387 14,858 16,908 17,101 15,573 14,873 20,119 32,442 39,196 39,102Source: Town of Oro Valley Finance DepartmentNote: Oro Valley Library was transferred to Pima County Library District on January 1, 2013.TOWN OF ORO VALLEY, ARIZONAOPERATING INDICATORS BY FUNCTIONLAST TEN FISCAL YEARS(UNAUDITED)Page 141 Base Rate Tier 1 Tier 2 Tier 3 Tier 4 GPF Year monthly per 1,000 per 1,000 per 1,000 per 1,000 per 1,000 2006 12.65$ 1.98$ 2.68$ 3.58$ N/A 0.21$ 2007 13.25 2.08 2.81 3.76 N/A 0.25 2008 13.25 2.08 2.81 3.76 5.00 0.40 2009 13.91 2.18 2.95 3.95 5.25 0.55 2010 14.19 2.20 2.99 4.03 5.38 0.75 2011 14.19 2.20 2.99 4.03 5.38 0.75 2012 14.19 2.20 2.99 4.03 5.38 0.95 2013 14.19 2.20 2.99 4.03 5.38 0.95 2014 14.19 2.23 3.01 4.07 5.49 0.95 2015 14.19 2.27 3.10 4.23 5.76 0.90 Source: Town of Oro Valley Water Utility TOWN OF ORO VALLEY, ARIZONA WATER RATES LAST TEN FISCAL YEARS (UNAUDITED) Page 142 2006200720082009201020112012201320142015Function/ProgramPoliceStations 1111111111Substations 3222333333Patrol units 105 105 113 109 108 53 67 66 64 74Other fleet 000005542434245Development & Infrastructure ServicesStreets (miles) 191.3 201.9 220.1 220.1 214.0 203.8 203.8 205.1 221.0 221.0Streetlights 93939393939393959595Traffic signals 10 15 16 16 18 16 17 19 19 19Parks and recreationAcreage 300 300 300 300 374 374 436 436 457 448Playgrounds2222222222Baseball/softball diamonds7777777777Community centers 0000000001Golf course holes 00000000045Tennis courts11111111132Swimming pools1111112224WaterWells 22 22 19 22 18 22 22 22 18 20Storage capacity (MG) 17 17.5 18 19 19 20 20 20 13 12Booster capacity 28 28 27 27 26 25 25 25 26 27TransitTransit vans 9999955597Transit mini buses 00000510121719Source: Town of Oro Valley Finance DepartmentTOWN OF ORO VALLEY, ARIZONACAPITAL ASSETS STATISTICS BY FUNCTIONLAST TEN FISCAL YEARS(UNAUDITED)Page 143 Page 144 (This page intentionally left blank)