HomeMy WebLinkAboutPopular Annual Financial Report (PAFR) - 6/30/2020Town ofTown of TTown ofown of ORO VALLEY, ARIZONAORO VALLEY, ARIZONA
Fiscal Year ending June 30, 2020
POPULAR ANNUAL FINANCIAL REPORT
INSIDE
Overview 2
Oro Valley Fast Facts 3
Message from
the Town Manager 3
Accomplishments &
Accolades 4
GFOA Award 4
Net Position 5
Activities 6
Revenues 7
Expenses 8
Debt & Financial Ratings 10
Town Assets 11
Employment &
Economic Statistics 12
OVERVIEW
The Town of Oro Valley is proud to present its ninth annual Popular Annual Financial Report (PAFR). The purpose
of the PAFR is to provide a user-friendly summary of the financial position of the Town of Oro Valley and other
interesting information for citizens who want a better understanding of the Town’s finances. The financial
information in the PAFR is taken from the Town’s Comprehensive Annual Financial Report (CAFR). The CAFR
outlines the Town’s financial position and operating activities each fiscal year presented in conformity with
generally accepted accounting principles (GAAP) and includes financial statements audited by Heinfeld Meech &
Co., P.C., certified public accountants. The Town received an unmodified (or clean) audit opinion, which is the best
audit opinion that the financial statements could receive.
While the numbers in the PAFR come from an audited source, they are presented in a summarized, unaudited
non-GAAP format that is more accessible to the public. Additionally, some of the information in the PAFR is
from the Town’s Annual Budget. Citizens who wish to review the audited, GAAP-based, full disclosure financial
statements can refer to the Town’s CAFR available on the Town’s website at www.orovalleyaz.gov, or contact the
Finance Department by phone at 520-229-4700 or in person at 11000 N. La Cañada Drive, Oro Valley, AZ 85737.
ORO VALLEY TOWN COUNCIL
2
Connect with us! Visit www.orovalleyaz.gov.
Left to right:
Bill Rodman, Councilmember
Steve Solomon, Councilmember
Rhonda Piña, Councilmember
Joe Winfield, Mayor
Melanie Barrett, Vice Mayor
Josh Nicolson, Councilmember
Joyce Jones-Ivey, Councilmember
INCORPORATED 1974
SERVICES Police, Parks and Recreation, Water
Utility, Stormwater Utility, Public
Transit, Community Development
and Public Works
FORM OF GOVERNMENT Council/Manager
GOVERNING BODY Mayor elected at large to four-year
term; 6 councilmembers elected at
large to four-year terms
POPULATION 45,848
(Arizona Commerce Authority)
# OF HOUSEHOLDS
(US Census estimate)
19,522
BACHELOR’S DEGREE
OR HIGHER (AGE 25+)
52.4%
MEDIAN INCOME
(US Census estimate)
$83,341
# OF PARKS 7
PARK ACRES MAINTAINED
449
TRAILS AND PATHS 76 miles
PARKS PROGRAMS HELD ANNUALLY
96
2020 BUDGET $111 million
ORO VALLEY FAST FACTS
HISTORY
After World War II, the Tucson area experienced dramatic
population growth. In the early 1950s, the Oro Valley
Country Club opened at the base of Pusch Ridge, and
land owners began building residential homes. As the
community continued to grow, area residents increasingly
desired local control of the land in the area. In the late
1960s, a petition to incorporate began to circulate in Oro
Valley, and Oro Valley was successfully incorporated in
1974. What began as a Town with only 2.4 square miles
and 1,200 residents has grown into a vibrant community
and tourist destination featuring world-class amenities
and outdoor attractions, excellent
schools, and a diverse
business environment.
3
Mary Jacobs
Town Manager
MESSAGE from the TOWN MANAGER
We are pleased to present the
Town of Oro Valley Popular
Annual Financial Report (PAFR)
for fiscal year 2019/20. This
is the ninth consecutive year
that we have produced this
summarized overview of various
financial aspects of the Town,
including sources of revenues
and expenditures, financial
trends, assets and liabilities and
debt obligations. We are humbled to have earned recognition
from the Government Finance Officers Association (GFOA)
for the past eight years with their Popular Annual Financial
Reporting Award. The Town is one of only fifteen government
agencies in Arizona to prepare a PAFR, representing the Town’s
ongoing commitment to transparency, accountability and
communicating the financial position of the Town in this easy-
to-understand format.
The Town’s audited financial statements once again received an
unmodified or “clean” audit opinion by our outside, independent
auditors, which is the highest form of audit opinion given.
In spite of the onset of COVID-19, the Town demonstrated
continued strong financial performance during fiscal year
2019/20. We are pleased to report that in the General Fund, our
main operating fund, revenues exceeded expenditures by more
than $1.3 million. These surplus funds will be allocated toward
future capital project funding and reducing the Town’s Public
Safety Personnel Retirement System (PSPRS) unfunded liability.
The Town’s disciplined approach to budgeting, adherence to
strong financial management principles and policies and a track
record of prudent financial decision-making helps to ensure
both near- and long-term fiscal health and sustainability. This is
evidenced by the Town’s strong credit rating, including our ‘AA+’
rating from Standard and Poor’s.
In the coming year, we look forward to making investments in
our facilities that provide maximum benefit to our community
and managing your taxpayer dollars in the most efficient and
effective manner to ensure long-term financial sustainability.
We hope that our 2020 Popular Annual Financial Report fulfills
its purpose as an understandable, informative publication, and
thank you for your interest in the Town of Oro Valley government
functions and finances.
Respectfully,
Mary Jacobs, Town Manager
ACCOLADES
• “Oro Valley named
safest city in Arizona”
Safewise 2019
• “Oro Valley is ranked
safest city in Arizona“
Safe Home 2017
• “Oro Valley named
Arizona’s best small city”
WalletHub 2017
• “One of America’s 10
Safest Suburbs”
Movoto Real Estate, 2014
• “Best Place in Arizona to
Raise Kids”
Bloomberg Businessweek
2013
• Playful City USA
KaBOOM! 2011 - 2017
FY 19/20 ACCOMPLISHMENTS
Received an upgrade by Fitch Ratings of its long-
term rating from ‘AA-’ to ‘AA’ for Water Revenue
Bond obligations
Received the Certificate of Achievement for
Excellence in Financial Reporting Award,
Distinguished Budget Presentation Award
with special recognition for the Town’s Capital
Improvement Program and Popular Annual
Financial Reporting Award from the Government
Finance Officers Association
Ended FY 2019/20 with a $1.3 million increase in
the General Fund ending fund balance
Issued a Mayoral Declaration of Emergency and
Amendments to help prevent the spread of
COVID-19
Implemented remote Town Council meetings
that still allowed for the conduct of municipal
business and effective public participation while
affected by the Governor’s stay-at-home order
Approved the placement of a permanent base
adjustment ballot initiative on the August 2020
primary election ballot, which was ultimately
approved by voters
Approved a plan to continue operating the
Town’s 36 holes of golf with predictable
investments, and implement course
improvements on a pay-as-you-go basis
Secured federal CARES Act funding
to assist in dealing with COVID-19-
related expenditures in the amount of
approximately $5.3 million for use in FY
2020/21
Developed an updated reclaimed water cost
allocation model and completed the 2019
reclaimed water cost allocation analysis
Updated and drafted continuity of
operations plans across all Town
departments
Continued and accelerated La Cholla Blvd.
Widening Project with partners from Pima
County and the Regional Transportation
Authority
Completed La Cañada Drive and Moore
Road roundabout construction
Increased employee participation in
organizational process improvement as part
of the Town’s Peak Performance initiative,
resulting in 35 implemented improvements
and an estimated $65,000 in savings for
FY19/20
Received the Achievement of Excellence
in Procurement award from the National
Procurement Institute for the 13th
consecutive year
The Government Finance Officers Association of the United States and Canada
(GFOA) has given an Award for Outstanding Achievement in Popular Annual
Financial Reporting to the Town of Oro Valley for its Popular Annual Financial
Report for the fiscal year ended June 30, 2019. The Award for Outstanding
Achievement in Popular Annual Financial Reporting is a prestigious national
award recognizing conformance with the highest standards for preparation of
state and local government popular reports.
In order to receive this award, a government unit must publish a Popular Annual
Financial Report, whose contents conform to program standards of creativity,
presentation, understandability and reader appeal.
The award is valid for a period of one year only. We believe our current report
continues to conform to program requirements, and we are submitting it to
GFOA to determine eligibility for another award.
4
STATEMENT OF NET POSITION
This Statement of Net Position is presented in much more detail in the Town’s
Comprehensive Annual Financial Report. This is a very high-level summary that
captures total assets and liabilities and compares them to prior years. This Statement of
Net Position may serve as a useful overall indicator of the Town’s financial position and
trends over the last two years.
The Town’s activities are presented in two categories. Governmental activities include
most of the Town’s core services, such as public safety, parks and recreation, and street
maintenance. Sales taxes, state-shared revenues and grants finance most of these
activities. Business-type activities are the Water and Stormwater utilities, which are
primarily financed through user fees and charges.
The largest portion of the Town’s net position reflects its investment in capital
assets such as land, buildings and improvements, vehicles, machinery and
equipment, and construction, less any outstanding debt used to acquire those
assets. The Town uses these capital assets to provide services to its citizens;
consequently, these assets are not available for future spending.
The following are significant transactions that impacted the Statement of Net
Position:
• The principal retirement of $1,042,354 in bonds and $2,803 in bond
premium for governmental activities, and the principal retirement of $4.3
million in bonds and $116,678 in bond premium for business-type activities.
• The addition of $9.5 million and $3.7 million for governmental activities and
business-type activities, respectively, in accumulated depreciation due to
depreciation expense.
• The addition of $19.4 million and $3.0 million for governmental activities
and business-type activities, respectively, in capital assets related to
buildings and improvements, infrastructure, and water systems.
WHAT IT MEANSi
5
Statement of Net Position for the year ended June 30, 2020
2020 2019
Assets
Current assets and other assets $ 74,827, 315 $ 73, 663,286
Capital assets, net 267,764,775 258,548,990
Total assets 342,592,090 332,212,276
Deferred outflows 9,507, 349 10,355,143
Liabilities
Current and other liabilities 10,210,356 12,350,907
Long-term liabilities 90,626,887 94,066,616
Total liabilities 100,837,243 106,417,523
Deferred inflows $ 1,802,798 $ 2,841,551
Net Position $ 249,459,398 $ 233,308,345
Current Assets and Other Assets
are assets that one can reasonably
expect to convert to cash, sell, or
consume within one year.
Capital Assets, Net are the
Town’s land, buildings, equipment,
improvements, infrastructure, and
construction in progress, net of
accumulated depreciation.
Deferred Outflows are outflows of
resources that have already occurred
but are applicable to future periods.
Deferred Inflows are inflows of
resources that have already occurred
but are applicable to future periods.
Liabilities are payments due
to vendors and employees, lease
payments due, and other long term
debt of the Town.
Net Position is the difference
between assets plus deferred
outflows and liabilities plus deferred
inflows, of which may or may not be
available for future spending.
STATEMENT OF ACTIVITIES
The Statement of Activities, often referred to as the Town’s income
statement, reflects all of the financial activity for the Town during
the fiscal year ended June 30, 2020. This statement presents
information to show how the Town’s net position changed during
the year as a result of the financial activity (e.g., revenues and
expenses). Over time, increases or decreases in net position may
serve as a useful indicator of whether the Town’s financial position
is improving or deteriorating. Below is a summarized version of the
detailed statement of activities found in the Town’s Comprehensive
Annual Financial Report.
Statement of Activities for the year ended
June 30, 2020
Note: The totals below reflect both the governmental and business-type
activities of the Town.
The Statement of Activities shows that the Town’s total net position
has improved over the beginning net position. The increase of $3.2
million in total expenses is primarily due to an increase in general
government costs related to COVID-19 and increased pension
expenses. Total revenues increased $8.2 million, or 9.9 percent,
largely due to additional intergovernmental revenues for road
construction projects.
2020 2019
Revenues $ 91,398,732 $ 83,163,924
Expenses 75,247,679 72,038,610
Change in net
position
16,151,053
11,125,314
Net position,
beginning of year,
restated
233,308,345
222,183,031
Net position, end of year $ 249,459,398 $ 233,308,345
6
Revenues by Source
Includes Governmental & Business-Type Activities
This chart illustrates the sources and percentages of the Town’s revenues totaling $91.4
million for FY 2019/20. The Town’s primary revenue sources during 2020 include charges for
services, sales taxes and state-shared revenues. Together these three categories represented
75% of all revenue collections in FY 2019/20.
The Town Council and management are focused on efforts to maintain long-term
financial health through diversified revenue sources while strategically investing in
community initiatives. These decisions range from increasing efficiencies to using
valuable intergovernmental partnerships to enhance and expand services.
Three-Year Historical Comparison - Revenues
Governmental funds only
REVENUES
Where the money comes from
Charges for Services
33,202,575
36%
Operating Grants &
Contributions
3,621,830 4%
Investment Earnings
2,009,187
2%
Unrestricted State Shared Revenues
12,638,148
14%Franchise Taxes
662,048
1%
Sales Taxes
22,757,403
25%
Capital Grants & Contributions
16,507,541
18%MillionsIntergo
ver
n
me
nt
al
Charges f
or Ser
vic
es
Sales & Fr
a
nc
hise T
axes
Investm
e
nt
Ear
ni
n
gs
Other R
e
ve
n
u
es
WHAT IT MEANSi
$36
$32
$28
$24
$20
$16
$12
$8
$4
$-
2018
2019
2020
7
Charges for Services are
revenues collected for services
rendered to the public. Water
sales make up the majority of
these revenues.
Sales Taxes are levied on
retail sales at 2.5%, utilities and
construction activity at 4%, and
lodging at 6%.
Franchise Taxes are
negotiated fee revenues from a
local cable provider.
Unrestricted State Shared
Revenues consist of the
Town’s portion of Arizona
state income tax, sales tax, and
vehicle license tax revenue
shared with incorporated cities,
towns, and counties.
Capital Grants and
Contributions are dedicated
towards specific capital
expenditures and purposes,
such as highways and streets.
Operating Grants and
Contributions are dedicated
towards specific operating
expenditures and purposes,
such as employee salaries and
ongoing maintenance costs for
roadways, public safety, and
culture and recreation.
Investment Earnings consist
of interest income earned on
the Town’s invested funds.
EXPENSES
Where the money goes
This chart illustrates the uses and percentages of the Town’s
expenses across all funds totaling $75.2 million for FY 2019/20.
The majority of expenses relate to public safety (police),
general government operations and Water Utility operations.
More than two-thirds of the Town’s total expenses (70%) are
from these three areas.
Expenses by Category
Includes Governmental & Business-Type Activities
WHAT IT MEANSi
8
General Government
17,210,855
23%
Stormwater Drainage
1,444,865
2%
Water
15,953,546
21%Interest on Long-term debt
362,651
0%
Culture &
Recreation
9,551,170
13%Transit
1,106,750
1%
Highways & Streets
10,201,832
14%
Public Safety
19,416,010
26%
General Government expenses are incurred
by the Town’s administrative departments,
including Town Council, Town Manager, Legal
Services, Finance, Town Clerk, Human Resources,
Magistrate Court, and include other non-
departmental costs.
Highways and Streets expenses are related
to the design, construction, maintenance and
operation of all roadways, sidewalks and related
infrastructure within the town.
Culture and Recreation expenses are those
incurred by the Town to enrich the quality of life
in Oro Valley through parks, recreational and
cultural activities.
Public Safety expenses are those incurred
by the Town to provide police services to the
public.
Water expenses are those incurred by the
Town to provide water to the public.
Transit expenses are those related to the
operation of the Sun Shuttle Dial-a-Ride service
funded through a partnership with the Regional
Transportation Authority (RTA).
Stormwater Drainage expenses are those
related to the design, construction, maintenance
and operation of all stormwater drainageways
within the town.
Interest on Long-Term Debt reflects the
interest costs for long-term debt, such as bonds
and loans. This does not include any interest
costs on water-related debt.
Three-Year Historical Comparison - Expenditures
Governmental Funds Only
Five-Year Historical Comparison - Revenues & Expenditures
Governmental Funds Only
$80
$70
$60
$50
$40
$30
$20
$10
$-
ExpendituresMillions$25
$20
$15
$10
$5
$-
2018 2019
General G
o
v
e
r
n
m
e
n
t
Public Saf
e
t
y
Highways
&
St
r
e
e
t
s
Transit
Culture &
R
e
c
r
e
a
ti
o
n
Capital O
u
tl
a
y
Debt Servi
c
e
2020
Millions2016 2017 2018 2019 2020
51.43 54.5049.54
54.02
47.14
60.96
60.49
Revenues
67.53
67.31
The charts on this page
reflect information for the
Town’s governmental funds
only. These funds account
for most of the Town’s basic
services, such as general
government, public safety,
highways and streets, and
culture and recreation.
Sales taxes, state-shared
revenues and charges for
services finance most of
these activities. As such,
the business-type activities
related to Water and
Stormwater operations are
excluded.
The Five-Year Historical
Comparison chart
provides a snapshot of
the Town’s revenue and
expenditure growth
for the last five fiscal
years. Revenue growth
through FY 2019/20
reflects increased sales
tax collections and state-
shared revenues.
56.07
9
Fitch Ratings upgraded the Town’s Water Utility
revenue bonds to ‘AA’ from ‘AA-‘
Fitch noted improved performance in
the current financial profile over the past
several years, including very strong revenue
defensibility bolstered by affordable rates and
continued growth.
The Town continues to maintain strong investment grade ratings
on its outstanding excise tax bonds, which are rated ‘AA’ by Fitch
and ‘AA+’ by Standard and Poor’s. This is largely achieved by the
Council’s goal of continuing to diversify the Town’s revenue base
and maintaining strong fund balance reserves in the General
Fund, currently at $20.9 million, or 47% of FY 2020/21 adopted
expenditures of $45 million.
DEBT & FINANCIAL RATINGS
As of June 30, 2020, the Town had $40.6 million in long-term
debt outstanding with $5.3 million due within one year. The
majority of the outstanding debt relates to the Water Utility capital
improvement revenue bonds. The chart below depicts the Town’s
outstanding debt for the fiscal year ended June 30, 2020.MillionsWhat they’re saying...
WIFA Utility Loans are low-interest loans from
the Water Infrastructure Finance Authority of
Arizona (WIFA). They finance the construction
and improvement of drinking water,
wastewater, wastewater reclamation, and other
water quality projects.
Governmental Bonds are used to finance long-
lived capital improvements, including land
acquisition and construction or improvement
of Town facilities. The Town’s excise taxes are
pledged as repayment of the debt.
Utility Bonds are issued to finance long-lived
utility capital improvements for the Town’s
Water Utility. This debt is repaid with Water
Utility revenues.
Special Assessment Bonds are used to
finance specific infrastructure or improvement
projects. A district is formed and the debt
is repaid with assessments on properties
within the district. The Town currently has one
outstanding special assessment bond issue,
which was used for roadway improvements.
WHAT IT MEANSi
Outstanding Debt Obligations as of June 30, 2020
$30
$25
$20
$15
$10
$5
$-
Utility Loans - WIFA Governmental
Bonds
Utility Bonds Special Asmt. Bonds,
Capital Leases, Note
Payable
$6.45
$0.20
$24.74
$9.17
10
WIFA Utility Loans are low-interest loans from
the Water Infrastructure Finance Authority of
Arizona (WIFA). They finance the construction
and improvement of drinking water,
wastewater, wastewater reclamation, and other
water quality projects.
Governmental Bonds are used to finance long-
lived capital improvements, including land
acquisition and construction or improvement
of Town facilities. The Town’s excise taxes are
pledged as repayment of the debt.
Utility Bonds are issued to finance long-lived
utility capital improvements for the Town’s
Water Utility. This debt is repaid with Water
Utility revenues.
Special Assessment Bonds are used to
finance specific infrastructure or improvement
projects. A district is formed and the debt
is repaid with assessments on properties
within the district. The Town currently has one
outstanding special assessment bond issue,
which was used for roadway improvements.
WHAT IT MEANS
TOWN ASSETS
The Town develops a ten-year Capital Improvement Program (CIP) to systematically identify, plan, schedule, finance, track
and monitor capital projects and acquisitions necessary to support service delivery to the community. Capital improvement
projects are defined as infrastructure, equipment and vehicle purchases or construction which results in or makes
improvements to a capitalized asset costing more than $50,000 and having a useful life of five or more years. These capital
projects and acquisitions comprise the capital assets of the Town. At June 30, 2020, the Town had invested $267.8 million
in capital assets (net of accumulated depreciation), including buildings, facilities, vehicles, computers, equipment and
infrastructure assets. (Millions)Outstanding debtDebt per Capita$60
$50
$40
$30
$20
$10
$-
2016 2017 2018 2019 2020
Total
Outstanding
Debt
Debt Per
Capita
Five Year Historical Comparison
Total Outstanding Debt & Debt Per Capita
11
Capital Assets
Governmental Activities*
Capital Assets
Business-Type Activities*
Land
$19,518,801
7%
Construction
in Progress
$23,119,854
8%
Machinery,
Equipment
and Vehicles
$17,628,436
6%
Buildings and Improvements
$41,732,499 14%
Infrastructure
$191,788,060
65%
Land
$2,410,660
2%
Equipment
and Vehicles
$5,887,424
4%Stormwater
System
$3,478,844
2%
Water System
$139,052,402
85%
Water Rights
$8,534,490
5%
Construction in
Progress
$3,388,124
2%
*Totals do not include accumulated depreciation
$1,400
$1,200
$1,000
$800
$600
$400
$-
ECONOMIC OUTLOOK AND FUTURE FOCUS
Healthy economic growth is being observed at both
the local and state levels, which has impacted the
Town’s revenue collections for FY 2019/20, and is
expected to continue into FY 2020/21, despite the
emergence of COVID-19. The Town continues to provide
services and programs without a property tax to fund
operations and, therefore, is dependent upon state-
shared revenues and local sales tax as major sources
of revenue for its operating and capital expenditures.
These sources accounted for approximately 86% of total
General Fund revenue for FY 2019/20.
Local sales tax collections totaled $22.7 million for
FY 19/20, which represents only a $518,000 or 2.2%
decrease over the last fiscal year. Given the onset of
the global COVID-19 pandemic beginning in the fourth
quarter of FY 19/20, this reduction was far less than
originally anticipated.
Projected residential development is strong over the
next two- to three-year period. In FY 2019/20, the
Town estimated that 300 single family residential (SFR)
building permits would be issued; a total of 275 were
issued by year-end. The FY 2020/21 budget includes the
assumption that 225 SFRs will be issued during the year
as the COVID-19 pandemic would cause a slowdown of
home building in the region.
Population Personal Income
12
Town Demographic & Economic Statistics Personal Income (Millions)Population46,500
46,000
45,500
45,000
44,500
44,000
43,500
43,000
42,500
42,000
$2,150
$2,100
$2,050
$2,000
$1,950
$1,900
$1,850
$1,800
$1,750
$1,700
$1,650
201820162017 2019 2020
Employees % of Total Town
Employment
Ventana Medical
Systems 1,710 8.85%
Oro Valley Hospital 700 3.62%
Amphitheater Public
Schools 600 3.11%
Town of Oro Valley 590 3.05%
Wal-Mart Supercenter 390 2.02%
Hilton
El Conquistador Resort 340 1.76%
Casa De La Luz
Foundation 260 1.35%
Fry's Food & Drug 200 1.04%
Target 180 0.93%
Securaplane
Technologies Inc 180 0.93%
Town Employment Statistics
Principal Employers in Oro Valley
Critical to the Town’s financial success is the preparation of
realistic growth assumptions that help guide the Town’s revenue
projections. There continues to be healthy economic growth in
Oro Valley, the Tucson metropolitan region and state-wide. Arizona
remains well-positioned to recover and outpace the nation and
most states in jobs, income and population. The state and the
Tucson Metropolitan Statistical Area (MSA-region) is forecast to
return to pre-pandemic employment levels by mid-2021. With
Oro Valley’s proximity to the Tucson metro region, it is likely that
the Town’s local economy will continue to benefit with increased
housing sales, retail and tourism growth, and overall personal
income growth.
For FY 2020/21, the Town will focus its efforts on supporting the
elements of the Town Council adopted Strategic Leadership Plan
all while navigating uncertainty and likely revenue disruptions
caused by COVID-19.
These strategies will be fulfilled in a number of different ways,
including: dedicated funding towards the Town’s Public Safety
Retirement System (PSPRS) unfunded liability; continued funding
of the Town’s Pavement Preservation Program, which maintains the
current condition of Town streets; investments in Town facilities
and infrastructure including funding for enhancing the overall
condition of parks and recreational facilities, a new playground
structure for Naranja Park, renovations at the historic Steam Pump
Ranch, and investments in the Town’s water infrastructure.