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HomeMy WebLinkAboutFinancial Reports-Comprehensive Annual Financial Report (CAFR) - 6/30/2011 TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30,2011 11000 North La Canada Drive—Oro Valley, Arizona 85737-7015 TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2011 Prepared by: Finance Department Stacey Lemos, CPA Finance Director (This page intentionally left blank) TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2011 TABLE OF CONTENTS INTRODUCTORY SECTION Page Letter of Transmittal i Organization Chart viii List of Town Officials ix GFOA Certificate of Achievement x FINANCIAL SECTION INDEPENDENT AUDITORS' REPORT 1 MANAGEMENT'S DISCUSSION AND ANALYSIS (MD&A) (Required supplementary information) 5 BASIC FINANCIAL STATEMENTS Government-Wide Financial Statements: Statement of Net Assets 19 Statement of Activities 20 Fund Financial Statements: Balance Sheet—Governmental Funds 24 Reconciliation of the Balance Sheet— Governmental Funds to the Statement of Net Assets 27 Statement of Revenues, Expenditures and Changes in Fund Balances— Governmental Funds 28 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances— Governmental Funds to the Statement of Activities 31 Statement of Net Assets—Proprietary Funds 32 TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2011 TABLE OF CONTENTS (Cont'd) FINANCIAL SECTION (Cont'd) Page BASIC FINANCIAL STATEMENTS (Concl'd) Statement of Revenues, Expenses and Changes in Fund Net Assets— Proprietary Funds 34 Statement of Cash Flows—Proprietary Funds 36 Notes to Financial Statements 37 SCHEDULES OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES —BUDGET AND ACTUAL (Required Supplementary Information) General Fund 62 Highway User Fund 63 Note to Required Supplementary Information 64 COMBINING AND INDIVIDUAL FUND FINANCIAL STATEMENTS AND SCHEDULES Governmental Funds: Combining Balance Sheet—All Non-Major Governmental Funds By Fund Type 68 Combining Statement of Revenues, Expenditures and Changes in Fund Balances—All Non-Major Governmental Funds—By Fund Type 70 Special Revenue Funds: Combining Balance Sheet 74 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 76 Combining Schedule of Revenues, Expenditures and Changes in Fund Balances—Budget and Actual 78 TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2011 TABLE OF CONTENTS (Cont'd) FINANCIAL SECTION (Concl'd) Page COMBINING AND INDIVIDUAL FUND FINANCIAL STATEMENTS AND SCHEDULES (Concl'd) Debt Service Fund: Combining Balance Sheet 86 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 87 Combining Schedule of Revenues, Expenditures and Changes in Fund Balance—Budget and Actual 88 Capital Projects Funds: Combining Balance Sheet 92 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 94 Combining Schedule of Revenues, Expenditures and Changes in Fund Balances—Budget and Actual 96 STATISTICAL SECTION Financial Trends: Net Assets by Component 103 Changes in Net Assets 104 Fund Balances of Governmental Funds 106 Changes in Fund Balances of Governmental Funds 108 TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2011 TABLE OF CONTENTS (Concl'd) STATISTICAL SECTION (Concl'd) Page Revenue Capacity: Principal Employers 110 Principal Sales Taxpayers 111 Taxable Sales by Category 112 Direct and Overlapping Sales Tax Rates 113 Debt Capacity: Ratio of Outstanding Debt by Type 114 Direct and Overlapping Governmental Activities Debt 115 Legal Debt Margin Information 116 Calculation of Legal Debt Margin 117 Pledged-Revenue Coverage 118 Demographic and Economic Information: County-Wide Demographic and Economic Statistics 119 Operating Information: Full-Time Equivalent Town Employees by Function 120 Water Utility Revenues by User Type 121 Operating Indicators by Function 122 Water Rates 123 Capital Assets Statistics by Function 124 INTRODUCTORY SECTION (This page intentionally left blank) rw. w°r�r• f r 0. g VxwA !'"j7 TOWN OF ORO VALLEY • 11000 N. LA CANADA DRIVE ORO VALLEY ARIZONA 85737 \°�a�\r et', ,t tfi, r a . r ��\�\� Administrative Offices 22 297-0428 r V ".r \am a rx\c wwwitownoforovalley:cor t "' (L/UN DED M December 1, 2011 Honorable Mayor, Members of Town Council and Citizens of the Town of Oro Valley, Arizona: State law mandates that cities publish a complete set of financial statements presented in conformity with accounting principles generally accepted in the United States of America and audited in accordance with auditing standards generally accepted in the United States of America by a certified public accounting firm licensed in the State of Arizona. Pursuant to that requirement, we hereby issue the comprehensive annual financial report of the Town of Oro Valley, Arizona (Town) for the fiscal year ended June 30, 2011. This report consists of management's representations concerning the finances of the Town. Consequently, management assumes full responsibility for the completeness and reliability of all of the information presented in this report. To provide a reasonable basis for making these representations, management of the Town has established a comprehensive internal control framework that is designed both to protect the Town's assets from loss, theft, or misuse and to compile sufficient reliable information for the preparation of the Town's financial statements in conformity with accounting principles generally accepted in the United States of America. Because the cost of internal controls should not outweigh their benefits, the Town's comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free of material misstatement. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The Town's financial statements have been audited by Heinfeld, Meech & Co., P.C., a certified public accounting firm. The goal of the independent audit was to provide reasonable assurance that the financial statements of the Town for the fiscal year ended June 30, 2011, are free of material misstatement. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements; assessing the accounting principles used and significant estimates made by management; and evaluating the overall financial statement presentation. The independent auditors concluded, based upon the audit, that there was a reasonable basis for rendering an unqualified opinion that the Town's financial statements for the fiscal year ended June 30, 2011, are fairly presented in conformity with accounting principles generally accepted in the United States of America. The independent auditors' report is presented as the first component of the financial section of this report. Accounting principles generally accepted in the United States of America require that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management's Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The Town of Oro Valley's MD&A can be found immediately following the report of the independent auditors. 1 PROFILE OF THE TOWN The Town of Oro Valley was incorporated in 1974. It is located in northeastern Pima County, six miles north of Tucson. The Town currently occupies a land area of 34.95 square miles and serves a population of 41,011 per the 2010 U.S. Census count. The population of Oro Valley has increased 38.1% since the 2000 population of 29,700. Based on the 2010 Census data, Oro Valley has a median household income of$71,628, compared to the median household income for the state of Arizona of $50,296. Oro Valley residents enjoy a comfortable hometown feel with a strong family orientation, excellent education system and abundant opportunities in a safe environment. The Town of Oro Valley operates under the Council-Manager form of government. Policymaking and legislative authority is vested in the Town Council, which consists of a Mayor and six Council Members. Council Members are elected to four-year staggered terms. The citizens of Oro Valley elect the Mayor. The Council, from among its members, selects the Vice-Mayor. The Town Council is responsible, among other things, for the adoption of local ordinances, budget adoption, the development of citizen advisory committees, the hiring and removal of the Town Manager, the Police Chief, Town Attorney and Town Magistrate. The Town Manager is responsible for implementation of the policies of the Town Council. The Town Manager appoints all other department heads except those mentioned above under Town Council responsibilities. The Town of Oro Valley provides a full range of services including police protection; the construction and maintenance of streets and related infrastructure; the provision of water and stormwater services; public transportation services; recreational activities, a public library and cultural events. In addition to general government activities, the governing body is financially accountable for the Municipal Property Corporation; therefore, this activity is included in the reporting entity. Additional information in regards to the Municipal Property Corporation can be found in Note 1 in the notes to the basic financial statements. As with all cities in the State of Arizona, the Town of Oro Valley is required to comply with Article IX, Section 20 (1) of the Arizona Constitution, which sets limits on the Town's legal budget capacity. The Town currently operates under the Alternative Expenditure Limitation — Home Rule Option. This option allows the Town Council to establish the budgetary limits locally, rather than being restricted by the State-imposed expenditure limitation. The voters must authorize this option every four years. It was last authorized by the citizens of Oro Valley in March of 2010. The annual operating budget serves as the foundation for the Town's financial planning and control. The objective of these budgetary controls is to ensure compliance with legal provisions embodied in the annual operating budget approved by the Town Council. The Town's proposed operating budget is presented to the Town Council for review throughout the budget cycle starting in January and approved in June. The Town Council is required to hold a public hearing on the proposed budget and to adopt the final budget by no later than the second Monday in August. Budget amendments requiring the approval of the Town Council include the following: budget transfers between funds; transfers to fund additional personnel or increased expenditures as a result of personnel reclassifications; transfers that would reduce or eliminate funding for items designated in the adopted Capital Improvement Plan; and transfers that would reduce or eliminate funding for debt service. All other operational budget amendments that involve transfers between line items or expenditure categories require approval by the Town Manager. 11 MAJOR INITIATIVES AND ACCOMPLISHMENTS FOR THE YEAR Oro Valley's Strategic Plan was revised during FY 2010/11 and includes the three main focus areas listed below. Also shown below are the Town's accomplishments in these areas during FY 2010/11. • Leadership and Communication Council and management are focused on efforts to build trust through effective public outreach and communication, create an environment conducive to effective dialogue among the Council and staff, and maintain strong intergovernmental relationships. o Improved integration of AgendaQuick, the agenda management system, with Granicus, the video streaming system, to streamline the agenda packet and public access process o Held first ever joint Council meetings with the Town of Marana to further the concept of joint marketing, branding and promotion of the northwest Pima County areas o Launched a redesigned Community Academy program geared toward increasing the public's knowledge about the Oro Valley town government o Enhanced the Town's financial reporting with the implementation of the online Financial Dashboards which show monthly updates of the town's overall financial condition o Implemented the NeoGov software system to streamline the employee recruitment and hiring process o The Water Utility performed 178 residential water use audits geared toward encouraging customers to save water • Finance and Economic Development The Town will continue to implement sound financial management policies and uphold our fiduciary duty to the residents of Oro Valley. Beyond fiscal responsibility, the Town is also committed to facilitating the expansion of the local economy. Commercial business growth, and the Town's continued success in attracting high-tech and bio- science industry, point the way toward a sustainable model for economic development. o Increased liquor license application fees to cover actual costs of processing applications o Approved the new 2011 Community Economic Development Strategy (CEDS) o Launched the Dine Oro Valley campaign to highlight local restaurants o Conducted the first ever Economic Summits with local business and education sector leaders to seek input on how the Town can stimulate local economic development and support local business efforts o Streamlined the commercial development review processes by integrating plan review and permitting processes to provide customers a one-stop shop for new construction to get new businesses open sooner o Created new Conceptual Design Review Board (CDRB) by consolidating several Town development review boards/commissions into one for quicker approval of commercial design plans o Increased the local utility sales tax from 2%to 4%to generate an additional $1.4 million annual and further diversify the Town's revenue base o Continued funding allocated to regional economic development and tourism partner agencies, the Metropolitan Tucson Convention and Visitors Bureau (MTCVB) and Tucson Regional Economic Opportunities (TREO), for attraction and tourism benefits to the Town o Diversified Town invested funds with an investment management firm resulting in increased earnings 111 • Community Infrastructure Community infrastructure encompasses both the social and physical factors that determine a community's strength. The Town's investment in both social and physical infrastructure creates the complex network of facilities, programs and services that are referred to a quality of life. The Town of Oro Valley strives for excellence in the provision of community services, the development of social relations and the construction and maintenance of the built environment. o Approved an intergovernmental agreement (IGA) with the City of Tucson to deliver Central Arizona Project (CAP)water to the Town of Oro Valley o Completed the Town energy efficiency and solar project, which received a national recognition award for innovation o Installed grant funded electric vehicle charging stations at the Town Hall campus o Completed 14.81 lane miles of road overlay treatments and crack-sealed 120 lane miles of paved streets o Coyote Run Transit Service increased productivity from 2.0 to 2.1 passengers/hour, provided 9,000 service hours and logged 133,000 miles o Coyote Run Transit Service partnered with the Regional Transportation Authority (RTA) to provide an alternative Sun Shuttle transportation service, eliminating all previous trip denials o Completed over$2 million in drainage improvement projects throughout the Town o Obtained a $25,000 grant to construct an accessible playground at James D. Kriegh Park o The Oro Valley Police Department Citizen Volunteer Assistance Program members contributed 16,964 volunteer hours o The Oro Valley Police Department received nearly $300,000 in grants to purchase equipment and provide service to the community o The Oro Valley Police Department opened a new substation to serve as an emergency operations center in the Oro Valley Marketplace shopping center ECONOMIC CONDITIONS AND OUTLOOK As has been the case over the past several years as the Town has managed through the "Great Recession," FY 2010/11 was a year filled with challenges and opportunities. Hints of an economic silver lining have emerged. It appears that the Town hit bottom with revenue losses in FY 2011 as the State of Arizona and the Town of Oro Valley slowly emerge from the worst economic downturn since the Great Depression. However, there continues to be one point of agreement among economists looking forward to the future: economic recovery will be slow. Cities and towns around the country are continuing to adjust to new, lower levels of revenues that, in many cases, have reverted back to levels not seen since 2005. This is certainly the situation facing the Town of Oro Valley. However, the bridging strategies used to balance the budget the last several years, focusing on strategic reductions in service levels, paying off bond debt and the cautious use of reserves, have positioned the Town of Oro Valley better than most cities and towns in Arizona. In Arizona, cities and towns are reliant upon the state for a major portion of their revenue in state shared revenues. For Oro Valley, state shared revenues comprise about 1/3, or just over $8.1 million, of the Town's General Fund budget. Therefore, the state's financial condition plays a significant role in the economic health of its local governments. As the state struggled to close its FY 2010/11 budget deficit and provide a balanced budget for FY 2011/12, local governments saw significant impacts for the provision of state services shifted to the local level of counties and cities, including over $300,000 in Oro Valley's share of Highway User Revenue Funds (HURF) swept to partially fund the state Department of Public Safety and Department of Transportation. iv The information presented in the financial statements is perhaps best understood when it is considered from the broader perspective of the specific environment within which the Town operates. Local Economy. The Town continues to provide services and programs without a property tax to fund operations. As such, similar to other Arizona municipalities, the Town is dependent upon state shared revenues and local sales tax as major sources of operating revenue, accounting for approximately 82% of total General Fund revenue for FY 2010/11. State shared revenues encompass a proportionate share of state sales, state income and vehicle license taxes which are distributed based on the Town's population compared to all other incorporated cities and towns in Arizona. Oro Valley's greatest challenge is that while population is growing, it is growing at a slower rate than some of the other communities in the state. This has translated into a decreased proportionate share in the past. Currently, the Town is holding a steady population percentage in relationship to the rest of the state at approximately 0.82%. Locally, we found ourselves in the midst of 27 straight months of collective sales tax decline as the Town prepared its 2011/12 budget. The Town continued to see declines in residential building permits during FY 2010/11 as local construction activity seems to have bottomed out in the area. The Town issued only 47 new single family residential (SFR) building permits for FY 2010/11, down from 65 SFR permits issued in FY 2009/10. This Fdeclining construction environment has resulted in local construction sales tax collections reaching historic lows during FY 2010/11, bringing in only $1.8 million, down significantly from FY 2007/08. when collections peaked at $7.6 million. During this same timeframe, other sales tax categores, such as retail, utilities and restaurant/bar, have remained level or slowly and steadily increased, but nowhere near the levels necessary to offset the losses seen from construction taxes. The chart below is a look at the past three years' local sales tax activity by sector: Oro VaSales Tax Activity by Sector- FY 09 thru FY 11 _. . � ......� m m . ..... +:::••.:.:::::::::u:./::::::.:..:iii::....:.......::::::::::::........::.. :. .. 5.5 : ............: 5.0 4;i;:i- lley ; 4.5 4.0 }a� 3.5i‘i.i.0 : �,n�,,. s''', a� , cf:‘,;'',i - 1 X2.5 Y' a 1.5141, ,,:v ,\S `ii4 � Jnr..+--� , 11,s,,, _....- 0.5 \X�o�:•»;+.;:} �: :' @ +�\lie �y;y+,yr 1.0 xi i Utility Taxes Retail Taxes Restaurant/Bar Construction Taxes Taxes 0 FY 08/09 FY 09/10 FY 10/11 In an effort to bolster local revenues, the Town Council is focusing on various initiatives to stimulate the local economy, market and brand Oro Valley as an ideal place to do business, annex beyond the Town's existing boundaries, and diversify the Town's revenue base. v For the immediate future, as the forecasted revenues for the Town remain flat, efforts to reduce recurring expenditures have been successful and have consisted of the following: • Eliminating positions when vacancies occurred • Using available cash reserves to pay off outstanding bonds to reduce debt service costs • Reducing long-term utility costs through energy efficiency upgrades and the installation of solar photovoltaic panels at the Town Hall campus • Merging several departments together into consolidated departments Long-term financial planning. Oro Valley's financial policies are balanced on sound financial reserves and conservative, yet realistic, revenue growth forecasts for the foreseeable future. The potential for State legislative impacts to revenue-sharing or local revenues and additional demands for essential Town services remain. The Town also cannot avoid the increasing budget pressures due to aging infrastructure replacement needs, deferred replacement of the tools needed to do our jobs (i.e. vehicles and computers), the inability to provide employee pay increases over the past three years and projected increases in employee pension and other benefit costs. These demands must be balanced with the expectations of slow economic recovery, limited growth potential for state shared revenues and increased demand for Town services in many areas. These factors will ultimately lead the Town to further evaluate its core services and identify whether to continue in the business of providing certain programs and services. Some of these preliminary discussions occurred during the most recent budget process concerning the operations of the Oro Valley Library and the Coyote Run Transit Service. The upcoming FY 2011/12 is the last year of a five-year agreement with the Pima County Library District (PCLD) that provides for the Town to operate its library as an affiliate of the PCLD, where the Town provides half of the funding for the library budget from Town General Funds (approximately $550,000), and the PCLD provides the other half of the funding for the library budget from its Pima County Library District property tax revenues. Library agreement negotiations will soon commence with the PCLD with the goal of seeking a greater financial benefit for the Town in the future. In addition, the Town continues to work with the Regional Transportation Authority (RTA)to deliver local transit services in a more cost efficient manner, reducing the drain on local funds in the future. By finding ways to reduce or eliminate structural budget deficits caused by an excess of recurring expenditures over incoming revenues, the Town will be poised to address its looming deferred needs sooner rather than later. In the meantime, the Town continues to maintain strong investment grade ratings on its outstanding bonds, rated "AA-" by both Standard and Poor's and Fitch Ratings. This is largely achieved by the Council's goal of continuing to diversify the Town's revenue base and maintaining strong fund balance reserves in the General Fund, currently at $11 million, or 42% of FY 2011/12 adopted expenditures. This is well above the Council-adopted policy threshold of 25% of adopted expenditures. The next several years will likely be focused on increased attention to local economic development utilizing re-engineered and innovative approaches. Preserving strong contingency reserves within all of our Town funds is a philosophical and operational cornerstone. We will continue to communicate the Town's budget performance to our residents and the Mayor and Town Council on a monthly basis. vi AWARDS AND ACKNOWLEDGMENTS Award. The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the Town of Oro Valley for its comprehensive annual financial report for the year ended June 30, 2010. This was the seventeenth consecutive year that the Town has achieved this prestigious award. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. Acknowledgments. The preparation of this Comprehensive Annual Financial Report could not have been accomplished without the efficient and dedicated services of the entire staff of the Finance Department who assisted and contributed in its preparation. We thank the Mayor and members of the Town Council for their interest and support in planning and conducting the financial affairs of the Town in a responsible and progressive manner. Respectfully submitted, Air Greg Cato , ICMA-CM Stacey Lem , CPA Interim Tiwn Manager Finance Dir for vii s+' s ' ''''it ‘:::K'':. A.',‘:';', \ .7,...........____., , ,,....„.., „, Organizational Chart -06m30,41,, OroValley Residents Town Council A d Bopointeards& Commissions Town Manager Assistant Communications TownEconomic Mana er Development 9 Clerk IT Water PRL&CR DIS Human Finance Chief of Town Town Utility Resources Police Attorney Magistrate GIS UtilityParks& Development Personnel Procurement Field Civil Services Administration Recreation Services Services Services Planning& Infrastructure Budgeting Prosecution Technical Engineering Library services Safety& Support Risk Services Management Accounting Services Operations Cultural Business Resources Application& Development viii TOWN OF ORO VALLEY, ARIZONA LIST OF TOWN OFFICIALS ELECTED OFFICIALS Mayor Dr. Satish Hiremath Vice-Mayor Ms. Mary Snider Council Member Mr. Barry Gillaspie Council Member Mr. William Garner Council Member Mr. Joe Horvat Council Member Mr. Steve Solomon Council Member Mr. Lou Waters DEPARTMENT HEADS Interim Town Manager Greg Caton Finance Director Stacey Lemos, CPA Human Resources Director Betty Dickens Town Engineer Craig Civalier Town Clerk Julie Bower Magistrate George Dunscomb Town Attorney Tobin Rosen Water Utility Director Philip Saletta Chief of Police Daniel G. Sharp Interim Development& Infrastructure Services Director Paul Keesler Parks, Recreation, Library and Cultural Resources Director Ainsley Legner Information Technology Director Kevin Verville ix Certificate of Achievement for Excellence in Financial Reporting Presented to Town of Oro Valley Arizona For its Comprehensive Annual Financial Report for the Fiscal Year Ended June 30, 2010 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports(CAFRs) achieve the highest standards in government accounting and financial reporting. ..,..4--ANITED ST-ATEn\ it cfsDA Ire t ti\.COR-NkROS.12 ) President Executive Director x (This page intentionally left blank) FINANCIAL SECTION (This page intentionally left blank) Me .. EINFELD EE , tt� HEINFELD, CH & CO., P.C. • CERTIFIED PUBLIC ACCOUNTANTS 4+d, 1986-2011 INDEPENDENT AUDITORS' REPORT Honorable Mayor and Members of the Town Council Town of Oro Valley, Arizona We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the Town of Oro Valley, Arizona (Town), as of and for the year ended June 30, 2011, which collectively comprise the Town's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the Town's management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall basic financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the Town of Oro Valley, Arizona, as of June 30, 2011, and the respective changes in financial position and cash flows, where applicable, thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America. As described in Note 1, the Town implemented the provisions of the Governmental Accounting Standards Board (GASB) Statement No. 54, Fund Balance Reporting and Governmental Fund Type Definitions, for the year ended June 30, 2011, which represents a change in accounting principle. 10120 N. Oracle Road,Tucson,Arizona 85704 Tel: (520)742-2611 Fax: (520)742-2718 In accordance with Government Auditing Standards, we have also issued our report dated December 1, 2011 on our consideration of the Town's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. Accounting principles generally accepted in the United States of America require that the management's discussion and analysis on pages 5 through 14 and budgetary comparison information on pages 62 through 64 be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the Town's financial statements as a whole. The accompanying supplementary information such as the introductory section, combining and individual fund financial statements and schedules, and statistical section are presented for purposes of additional analysis and are not a required part of the financial statements. The combining and individual fund financial statements and schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. git HEINFELD, MEECH & CO., P.C. Certified Public Accountants December 1, 2011 Page 2 MANAGEMENT'S DISCUSSION AND ANALYSIS (MD&A) (Required Supplementary Information) Page 3 (This page intentionally left blank) Page 4 TOWN OF ORO VALLEY, ARIZONA MANAGEMENT'S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2011 As management of the Town of Oro Valley, Arizona (Town), we offer readers of the Town's financial statements this narrative overview and analysis of the financial activities of the Town for the fiscal year ended June 30, 2011. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found in the introductory section of this report. FINANCIAL HIGHLIGHTS The financial statements which follow the Management's Discussion and Analysis provide those significant key financial highlights for 2010-11 as follows. • The Town's total net assets of governmental activities increased $2.3 million to $155.6 million, and business-type activities increased $4.6 million to $60.4 million representing 70 percent and 30 percent respectively, of the total net assets of$215.9 million. • General revenues from governmental activities accounted for $20.5 million in revenue, or 55 percent of all revenues from governmental activities. Program specific revenues in the form of charges for services and grants and contributions accounted for $16.9 million or 45 percent of total governmental activities revenues. The Town had $17.7 million of program revenues and $39,745 in general revenues related to business-type activities. • The Town had $35.1 million in expenses related to governmental activities, a decrease of 8 percent from the prior fiscal year. The Town had $13.1 million in expenses related to business- type activities, an increase of 2 percent from the prior fiscal year. • Among major funds, the General Fund had $23.9 million in revenues, which primarily consisted of sales taxes and intergovernmental revenues. The total expenditures of the General Fund were $25.3 million. The General Fund's fund balance decreased from $11.9 million to $11.0 million. This decrease was due to the one-time use of fund balance to pay for an energy efficiency upgrade capital project. • The Highway User Revenue Fund, had $3.2 million in revenues, which primarily consisted of intergovernmental revenues. The total expenditures of the Highway User Revenue Fund were $3.8 million. • The Townwide Roadway Development Impact Fee Fund had $5.1 million in revenues, which primarily consisted of intergovernmental revenues. The total expenditures of the Townwide Roadway Development Impact Fee Fund were $4.9 million. • The Water Fund operating revenues of $14.7 million exceeded operating expenses of $9.9 million. The change in net assets of$3.0 million was primarily due to revenues from charges for services. Page 5 TOWN OF ORO VALLEY, ARIZONA MANAGEMENT'S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2011 OVERVIEW OF FINANCIAL STATEMENTS This discussion and analysis are intended to serve as an introduction to the Town's basic financial statements. The Town's basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the Town's finances, in a manner similar to a private-sector business. The statement of net assets presents information on all of the Town's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the Town is improving or deteriorating. The statement of activities presents information showing how the Town's net assets changed during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused compensated absences). In the government-wide financial statements the Town's activities are presented in the following categories: • Governmental activities — Most of the Town's basic services are included here, such as general government, public safety, highways and streets, and culture and recreation. Sales taxes, intergovernmental, and charges for services finance most of these activities. • Business-type activities —The services provided by the Town included here are water and stormwater utilities. The services are primarily financed through user fees and charges. Fund Financial Statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The Town uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the Town can be divided into two categories: governmental funds and proprietary funds. Page 6 TOWN OF ORO VALLEY,ARIZONA MANAGEMENT'S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2011 OVERVIEW OF FINANCIAL STATEMENTS (Cont'd) Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating the Town's near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the Town's near-term financing decision. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures and changes in fund balances for the General, Highway User Revenue (HURF), Oracle Road Debt Service, and Townwide Roadway Development Impact Fees Funds, all of which are considered to be major funds. Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these non-major governmental funds is provided in the form of combining statements and schedules. Proprietary funds. The Town of Oro Valley maintains two types of proprietary funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The Town of Oro Valley uses enterprise funds to account for its Oro Valley Water Utility and Stormwater Drainage Utility. The Town uses an internal service fund to account for its fleet maintenance services. Because these services predominately benefit governmental rather than business-type functions, the internal service fund has been included within governmental activities in the government-wide financial statements. Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found immediately following the basic financial statements. Other information. In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning the Town's budget process. The Town adopts an annual expenditure budget for all governmental funds. A schedule of revenues, expenditures and changes in fund balances — budget and actual has been provided for the General Fund and major Special Revenue Fund as required supplementary information. Page 7 TOWN OF ORO VALLEY, ARIZONA MANAGEMENT'S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2011 OVERVIEW OF FINANCIAL STATEMENTS (Concl'd) During the year ended June 30, 2011, the Town implemented the provisions of the Governmental Accounting Standards Board (GASB) Statement No. 54, Fund Balance Reporting and Governmental Fund Type Definitions. GASB Statement No. 54 establishes standards for financial reporting, including note disclosure requirements, for fund balance classifications of the governmental funds and clarifies existing governmental fund type definitions. Additional information on the fund balance classifications, components of fund balance, and other information related to fund balance can be found in Note 2. GOVERNMENT-WIDE FINANCIAL ANALYSIS Net assets may serve over time as a useful indicator of a government's financial position. In the case of the Town, assets exceeded liabilities by $216.0 million as of the current fiscal year end. The largest portion of the Town's net assets reflects its investment in capital assets (e.g., land, buildings and improvements, improvements other than buildings, infrastructure, vehicles, machinery and equipment and construction in progress), less any related debt used to acquire those assets that is still outstanding. The Town uses these capital assets to provide services to its citizens; consequently, these assets are not available for future spending. Although the Town's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. The following table presents a summary of the Town's net assets for the fiscal years ended June 30, 2011 and June 30, 2010. 2011 2010 2011 2010 Governmental Governmental Business-type Business-type Activities Activities Activities Activities 2011 Total 2010 Total Current and other assets $ 28,438,518 $ 30,638,869 $ 24,653,197 $ 27,124,402 $ 53,091,715 $57,763,271 Capital assets,net 145,539,069 141,309,940 95,282,634 91,505,866 240,821,703 232,815,806 Total assets,net 173,977,587 171,948,809 119,935,831 118,630,268 293,913,418 290,579,077 Current and other liabilities 4,219,096 8,120,707 3,139,539 6,413,489 7,289,312 14,534,196 Long-term liabilities 14,165,670 10,556,342 56,419,499 56,428,637 70,654,492 66,984,979 Total liabilities 18,384,766 18,677,049 59,559,038 62,842,126 77,943,804 81,519,175 Invested in capital assets,net of related debt 132,956,156 127,712,057 40,005,568 31,3 83,715 172,961,724 159,095,772 Restricted 12,048,505 9,580,610 12,048,505 9,580,610 Unrestricted 10,588,160 15,979,093 20,371,225 24,404,427 30,959,385 40,383,520 Total net assets $155,592,821 $153,271,760 $ 60,376,793 $ 55,788,142 $215,969,614 $209,059,902 Page 8 TOWN OF ORO VALLEY, ARIZONA MANAGEMENT'S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2011 GOVERNMENT-WIDE FINANCIAL ANALYSIS (Cont'd) The Town's financial position is the product of several financial transactions including the net results of activities, the acquisition and payment of debt, the acquisition and disposal of capital assets, and the depreciation of capital assets. The following are significant current year transactions that have had an impact on the Statement of Net Assets. • The addition of $7.6 million in business-type activities capital assets through improvements to the existing water system. • The addition of $15.7 million in governmental activities capital assets, including $7.4 million for infrastructure. Additions to infrastructure assets consisted of$3.0 million for street improvements and the installation of solar panels and energy efficiency upgrades and $4.0 million in contributed capital from developers for subdivisions. • The decrease of$1.0 million in governmental activities long-term debt was due mainly to the payoff of a $3 million Highway Extension Loan Program (HELP) loan from the La Canada Drive widening project and the issuance of $2.4 million in Clean Renewable Energy Bonds for the Town's energy efficiency and solar project. • The decrease of$3.4 million in business-type activities long-term debt was due mainly to the payoff of a $1.0 million Central Arizona Project (CAP) water loan and annual debt service payments of$2.0 million. Changes in net assets. The Town's total revenues for the current fiscal year were $55.1 million. The total cost of all programs and services was $48.2 million. The following table presents a summary of the changes in net assets for the fiscal years ended June 30, 2011 and June 30, 2010. 2011 2010 2011 2010 Governmental Governmental Business-type Business-type 2011 2010 Activities Activities Activities Activities Total Total Revenues: Program revenues: Charges for services $ 3,016,425 $ 3,131,422 $ 16,007,456 $ 16,064,022 $ 19,023,881 $19,195,444 Operating grants and contributions 4,887,283 4,728,050 4,887,283 4,728,050 Capital grants and contributions 8,980,239 6,514,602 1,655,307 362,273 10,635,546 6,876,875 General revenues: Sales taxes 11,572,148 12,970,865 11,572,148 12,970,865 Franchise taxes 514,814 509,285 514,814 509,285 Unrestricted state shared revenues 8,409,590 9,462,464 8,409,590 9,462,464 Investment earnings 39,124 95,625 39,745 72,244 78,869 167,869 Total revenues 37,419,623 37,412,313 17,702,508 16,498,539 55,122,131 53,910,852 Expenses: General government 9,887,523 9,950,053 9,887,523 9,950,053 Public safety 12,509,201 13,730,593 12,509,201 13,730,593 Highways and streets 8,895,987 9,353,689 8,895,987 9,353,689 Culture and recreation 3,375,281 3,527,949 3,375,281 3,527,949 Interest on long-term debt 430,570 1,767,155 430,570 1,767,155 Water 12,527,851 12,830,137 12,527,851 12,830,137 Stormwater drainage 586,006 486,994 586,006 486,994 Total expenses 35,098,562 38,329,439 13,113,857 13,317,131 48,212,419 51,646,570 Change in net assets $ 2,321,061 $ (917,126) $ 4,588,651 $ 3,181,408 $ 6,909,712 $ 2,264,282 Page 9 TOWN OF ORO VALLEY, ARIZONA MANAGEMENT'S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2011 GOVERNMENT-WIDE FINANCIAL ANALYSIS (Concl'd) Total revenues decreased $1.2 million, or 2 percent, primarily due to a reduction in collections in local sales taxes and state income tax. The decrease of$1.4 million in sales tax revenues is primarily due to a decrease of$400,000 in construction sales tax collections and a $700,000 decrease in sales tax audit recoveries. Unrestricted state shared revenues decreased by $1.1 million due to a decrease in state shared income taxes. Expenses decreased $3.4 million primarily from staffing reductions and vacancy savings and savings in operations and maintenance costs in all Town departments. Governmental and Business-type activities. The following table presents the cost of the Town's major functional activities. The table also shows each function's net cost (total cost less charges for services generated by the activities and intergovernmental aid provided for specific programs). The net cost shows the financial burden that was placed on the State and Town's taxpayers by each of these functions. 2011 2010 Total Net(Expense)/ Total Net(Expense)/ Governmental Activities Expenses Revenue Expenses Revenue General government $ 9,887,523 $ (6,916,415) $ 9,950,053 $ (7,508,064) Public safety 12,509,201 (11,495,163) 13,730,593 (12,852,342) Highways and streets 8,895,987 3,254,449 9,353,689 363,309 Culture and recreation 3,375,281 (2,626,916) 3,527,949 (2,775,226) Interest on long-term debt 430,570 (430,570) 1,767,155 (1,767,155) Total $ 35,098,562 $ (18,214,615) $ 38,329,439 $ (24,539,478 Business-type Activities Water $ 12,527,851 $ 2,793,387 $ 12,830,137 $ 2,668,920 Stormwater drainage 586,006 1,755,519 486,994 440,244 Total $ 13,113,857 $ 4,548,906 $ 13,317,131 $ 3,109,164 • The cost of all governmental activities this year was $35.1 million. The decrease of $3.2 million from the prior year was due primarily to a decrease in public safety of$1.2 million in the building safety department related to a departmental reorganization and a reduction in staffing levels. Interest on long-term debt decreased by $1.3 million due to the defeasance of the 2000, 2001 and 2003 refunding revenue bonds in the prior fiscal year. Overall, personnel costs were reduced due to staff reductions and vacancies in all Town departments. • The cost of all business-type activities this year was $13.1 million, a decrease of $203,274 from the prior year. Costs decreased slightly due to personnel and operational cost savings in the Water Utility and Stormwater departments. • Federal and State governments, developer contributions, and charges for services subsidized certain governmental programs and business-type programs with revenues of$34.5 million. • Net cost of governmental activities of$18.2 million was financed by general revenues, which are made up of primarily sales taxes and state shared revenues of$ 20.5 million. Page 10 TOWN OF ORO VALLEY, ARIZONA MANAGEMENT'S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2011 FINANCIAL ANALYSIS OF THE TOWN'S FUNDS As noted earlier, the Town uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds. The focus of the Town's governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the Town's financing requirements. In particular, unassigned fund balance may serve as a useful measure of the Town's net resources available for spending at the end of the fiscal year. The financial performance of the Town as a whole is reflected in its governmental funds. As the Town completed the year, its governmental funds reported a combined fund balance of $21.0 million, a decrease of $2.7 million. This was primarily due to costs related to the energy efficiency and solar project of$900,000, street improvement projects of$800,000 and $300,000 for police vehicles and computer replacements. The General Fund is the principal operating fund of the Town. The fund balance decreased by $897,291 in the General Fund to $11.0 million for the current fiscal year. The fund balance of the Highway User Revenue Fund showed a decrease of $541,020 to $3.7 million for the current fiscal year. The Townwide Roadway Development Impact Fees Fund showed an increase of $224,188 to $2.5 million for the current fiscal year. Proprietary funds. Net assets of the Enterprise Funds at the end of the year amounted to $60.4 million. The increase of $4.6 million from the prior fiscal year was primarily due to operating income of$4.8 million from the Water Utility Fund. Page 11 TOWN OF ORO VALLEY,ARIZONA MANAGEMENT'S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30,2011 BUDGETARY HIGHLIGHTS There were no amendments to the Town of Oro Valley's fiscal year 2010-11 operating and capital budget. A schedule showing the original and final budget amounts compared to the Town's actual financial activity for the General Fund is provided in this report as required supplementary information. The significant variances are summarized as follows: • The unfavorable variance of$1.9 million in revenues was primarily a result of a decline in construction sales taxes and building permit revenues. • The favorable variance of$314,625 in expenditures was a result of salary and operational cost savings in all departments. CAPITAL ASSETS AND DEBT ADMINISTRATION Capital Assets. At year end, the Town had invested $240.8 million in capital assets (net of accumulated depreciation), including buildings, facilities, vehicles, computers, equipment, and infrastructure assets. This amount represents a net increase of $8.0 million from last year. In governmental activities, this was primarily due to the completion of the energy efficiency and solar project of $4.2 million and the addition of $7.4 million in street improvements and developer contributions for subdivisions. In business-type activities this was due to water system expansion of$2.0 million and $1.4 million in stormwater drainage facilities. Total depreciation expense for the year was $9.8 million. The following schedule presents capital asset balances for the fiscal years ended June 30, 2011 and June 30, 2010. As of As of Governmental Activities June 30, 2011 June 30, 2010 Land $ 18,878,468 $ 18,878,468 Infrastructure 151,204,783 143,835,153 Buildings and improvements 24,218,778 19,962,664 Machinery, equipment, and vehicles 10,654,213 9,147,800 Construction in progress 1,778,211 3,913,137 Less: Accumulated depreciation (61,195,384) (54,427,282) Total $ 145,539,069 $141,309,940 Page 12 TOWN OF ORO VALLEY, ARIZONA MANAGEMENT'S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2011 CAPITAL ASSETS AND DEBT ADMINISTRATION (Concl'd) As of As of Business-type Activities June 30, 2011 June 30, 2010 Land $ 2,410,660 $ 2,410,660 Water rights 8,534 490 8,534,490 Water system 100,847,841 98,839,269 Stormwater system 2,474,862 1,044,302 Equipment and vehicles 3,835 184 3,411,001 Construction in progress 4,397,627 1,699,004 Less: Accumulated depreciation (27,218,030) (24,432,860) Total $ 95,282,634 $ 91,505,866 Additional information on the Town's capital assets can be found in Note 5. Debt Administration. At year end, the Town had $67.9 million in long-term debt outstanding, $5.7 million due within one year. The following table presents a summary of the Town's outstanding long-term debt for the fiscal years ended June 30, 2011 and June 30, 2010. Governmental Activities 2011 2010 Revenue bonds $ 7,149,780 $ 4,939,750 Special assessment bonds 2,920,000 3,145,000 Loan payable 2,513,133 5,513,133 Total $ 12,582,913 $ 13,597,883 Business-type Activities 2011 2010 Revenue bonds $ 49,803,970 $ 52,305,500 Loan payable 5,473,096 6,305,650 Capital leases 35,392 123,883 $ 55,312,458 $ 58,735,033 State statutes currently limit the amount of general obligation debt a Town may issue to 20 percent of its total assessed valuation for water, sewer, lights, open space preserves, parks, playgrounds and recreational facilities. The current debt limitation for the Town is $134.5 million. The Town of Oro Valley has a bond rating of"AA-" rating from Standard & Poor's and a "AA-" rating from Fitch Ratings on outstanding revenue bonds. Additional information on the Town's long-term debt can be found in Notes 6 through 10. Page 13 TOWN OF ORO VALLEY, ARIZONA MANAGEMENT'S DISCUSSION AND ANALYSIS (MD&A) YEAR ENDED JUNE 30, 2011 ECONOMIC FACTORS AND NEXT YEAR'S BUDGET AND RATES • The unemployment rate for the Town of Oro Valley is currently 6%. Pima County's and the State of Arizona's unemployment rates are 8.9% and 9.7%, respectively. • The Town's secondary assessed valuation for the current year is $672,309,368. • Single family residential (SFR) building permits issued in this fiscal year totaled 47, as compared to 65 SFR building permits issued last fiscal year. Projections for SFR building permits are 35 for fiscal year 2011-12. The adopted combined operating and capital expenditure budget for fiscal year 2011-12 totals $94.0 million, a decrease of 19% over last year's budget of $116.2 million. This decrease is primarily attributed to a decrease in capital related projects that were completed in fiscal year 2010-11. The budget for fiscal year 2011-12 continues to place emphasis on the following: streamlining service delivery, increasing operating efficiencies, and improving the structural balance of the Town's budget by reducing recurring expenditures to align with continued revenue reductions. CONTACTING THE TOWN'S FINANCIAL MANAGEMENT This financial report is designed to provide our citizens, taxpayers, customers, and investors and creditors with a general overview of the Town's finances and to demonstrate the Town's accountability for the resources it receives. If you have questions about this report or need additional information, contact the Finance Department, Town of Oro Valley, Arizona, 11000 North La Canada Drive, Oro Valley, Arizona 85737. Page 14 BASIC FINANCIAL STATEMENTS Page 15 (This page intentionally left blank) Page 16 GOVERNMENT-WIDE FINANCIAL STATEMENTS Page 17 (This page intentionally left blank) Page 18 TOWN OF ORO VALLEY,ARIZONA STATEMENT OF NET ASSETS JUNE 30,2011 Governmental Business-type Activites Activites Total ASSETS Current assets: Cash and cash equivalents $ 23,065,362 $ 19,532,099 $ 42,597,461 Taxes receivable 718,368 718,368 Accounts receivable 362,153 2,190,093 2,552,246 Intergovernmental receivable 969,057 458,909 1,427,966 Special assessments 2,920,000 2,920,000 Prepaid items 11,180 11,180 Total current assets 28,046,120 22,181,101 50,227,221 Noncurrent assets: Deferred bond charges 392,398 2,472,096 2,864,494 Capital assets,non-depreciable 20,656,679 15,342,777 35,999,456 Capital assets,depreciable(net) 124,882,390 79,939,857 204,822,247 Total noncurrent assets 145,931,467 97,754,730 243,686,197 Total assets 173,977,587 119,935,831 293,913,418 LIABILITIES Current liabilities: Accounts payable 2,781,875 697,374 3,479,249 Accrued wages and benefits 782,563 95,129 877,692 Intergovernmental payable 361,283 886,096 1,247,379 Interest payable 1,229,769 1,229,769 Unearned revenue 128,180 128,180 Customer deposits payable 95,872 231,171 327,043 Compensated absences 1,234,551 114,293 1,348,844 Capital leases payable 35,392 35,392 Loans payable 2,513,133 307,670 2,820,803 Special assessment bonds 235,000 235,000 Revenue bonds 304,820 2,370,180 2,675,000 Total current liabilities 8,437,277 5,967,074 14,404,351 Noncurrent liabilities: Compensated absences 348,206 58,878 407,084 Loans payable 5,165,426 5,165,426 Special assessment bonds 2,685,000 2,685,000 Revenue bonds 6,914,283 48,367,660 55,281,943 Total noncurrent liabilities 9,947,489 53,591,964 63,539,453 Total liabilities 18,384,766 59,559,038 77,943,804 NET ASSETS Invested in capital assets,net of related debt 132,956,156 40,005,568 172,961,724 Restricted for: Public safety 626,098 626,098 Highways and streets 3,654,948 3,654,948 Capital Outlay 3,341,3 88 3,341,3 88 Debt service 4,426,071 4,426,071 Unrestricted 10,588,160 20,371,225 30,959,385 Total net assets $ 155,592,821 $ 60,376,793 $ 215,969,614 The notes to the basic financial statements are an integral part of this statement. Page 19 TOWN OF ORO VALLEY,ARIZONA STATEMENT OF ACTIVITIES YEAR ENDED JUNE 30,2011 Net(Expense) Revenue and Changes in Net Program Revenues Assets Operating Capital Grants Charges for Grants and and Governmental Functions/Programs Expenses Services Contributions Contributions Activities Primary Government Governmental activities: General government $ 9,887,523 $ 2,455,182 $ 272,826 $ 243,100 $ (6,916,415) Public safety 12,509,201 33,976 980,062 (11,495,163) Highway and streets 8,895,987 400,977 3,012,320 8,737,139 3,254,449 Culture and recreation 3,375,281 126,290 622,075 (2,626,916) Interest on long-term debt 430,570 (430,570) Total governmental activites 35,098,562 3,016,425 4,887,283 8,980,239 (18,214,615) Business-type activities: Water 12,527,851 15,119,065 202,173 Stormwater drainage 586,006 888,391 1,453,134 Total business-type activites 13,113,857 16,007,456 1,655,307 Total primary government $ 48,212,419 $ 19,023,881 $ 4,887,283 $ 10,635,546 (18,214,615) General revenues: Taxes: Sales taxes 11,572,148 Franchise taxes 514,814 Unrestricted state shared revenues 8,409,590 Investment earnings 39,124 Total general revenues 20,535,676 Changes in net assets 2,321,061 Net assets,beginning of year 153,271,760 Net assets,end of year $ 155,592,821 The notes to the basic financial statements are an integral part of this statement. Page 20 Net(Expense)Revenue and Changes in Net Assets Business-type Activities Totals $ $ (6,916,415) (11,495,163) 3,254,449 (2,626,916) (430,570) (18,214,615) 2,793,387 2,793,387 1,755,519 1,755,519 4,548,906 4,548,906 4,548,906 (13,665,709) 11,572,148 514,814 8,409,590 39,745 78,869 39,745 20,575,421 4,588,651 6,909,712 55,788,142 209,059,902 $ 60,376,793 $ 215,969,614 Page 21 (This page intentionally left blank) Page 22 FUND FINANCIAL STATEMENTS Page 23 TOWN OF ORO VALLEY,ARIZONA BALANCE SHEET- GOVERNMENTAL FUNDS JUNE 30,2011 Oracle Road General Fund HURF Debt Service ASSETS Cash and cash equivalents $ 12,562,684 $ 3,887,479 $ 4,987 Taxes receivable 718,368 Accounts receivable 354,602 7,551 Intergovernmental receivable 577,804 248,074 Special assessments 2,920,000 Prepaid items 11,180 Total assets $ 14,224,638 $ 4,143,104 $ 2,924,987 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ 1,944,997 $ 414,236 $ Accrued wages and benefits 687,168 73,920 Intergovernmental payable 361,283 Deferred revenue 128,180 2,920,000 Customer deposits payable 95,872 Total liabilities 3,217,500 488,156 2,920,000 Fund balances: Restricted 3,654,948 4,987 Committed Assigned 1,769,333 Unassigned 9,237,805 Total fund balances 11,007,138 3,654,948 4,987 Total liabilities and fund balances $ 14,224,638 $ 4,143,104 $ 2,924,987 The notes to the basic financial statements are an integral part of this statement. Page 24 Townwide Roadway Non-Major Total Development Governmental Governmental Impact Fees Funds Funds $ 2,414,724 $ 4,138,674 $ 23,008,548 718,368 3 62,15 3 128,186 14,993 969,057 2,920,000 11,180 $ 2,542,910 $ 4,153,667 $ 27,989,306 $ 46,364 $ 324,735 $ 2,730,332 16,204 777,292 361,283 3,048,180 95,872 46,364 340,939 7,012,959 2,496,546 2,972,024 9,128,505 840,704 840,704 1,769,333 9,237,805 2,496,546 3,812,728 20,976,347 $ 2,542,910 $ 4,153,667 $ 27,989,306 Page 25 (This page intentionally left blank) Page 26 TOWN OF ORO VALLEY,ARIZONA RECONCILIATION OF THE BALANCE SHEET-GOVERNMENTAL FUNDS TO THE STATEMENT OF NET ASSETS JUNE 30,2011 Total governmental fund balances $ 20,976,347 Amounts reported for governmental activities in the Statement of Net Assets are different because: Capital assets used in governmental activities are not financial resources and therefore are not reported in the funds. Governmental capital assets $ 206,734,453 Less accumulated depreciation (61,195,384) 145,539,069 Special assessments receivable are not available to pay for current period expenditures and therefore are not reported in the funds. 2,920,000 Deferred items related to the issuance of bonds are amortized over the life of the associated issuance in the government-wide statements but not reported in the funds. Deferred bond charges 392,398 Deferred bond premium (69,323) 323,075 Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds. Special assessment bonds (2,920,000) Revenue bonds (7,149,780) Loans payable (2,513,133) Compensated absences (1,582,757) (14,165,670) Net assets of governmental activities $ 155,592,821 Page 27 The notes to the financial statements are integral part of this statement. TOWN OF ORO VALLEY,ARIZONA STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES- GOVERNMENTAL FUNDS YEAR ENDED JUNE 30,2011 Oracle Road General Fund HURF Debt Service Revenues: Sales taxes $ 11,060,860 $ 291,349 $ Franchise taxes 514,814 Impact fees Special assessments 365,811 Intergovernmental 9,960,865 2,826,662 Licenses,fees&permits 1,013,392 45,917 Fines,forfeitures&penalties 195,993 Charges for services 875,881 Contributions and donations 15,000 Investment earnings 29,305 8,832 Other 255,605 22,513 Total revenues 23,921,715 3,195,273 365,811 Expenditures: Current- General government 9,415,109 Public safety 11,784,077 Highway and streets 2,817,516 Culture and recreation 3,031,520 Capital outlay 1,025,956 983,581 Debt service- Principal retirement 225,000 Interest and fiscal charges 147,548 Total expenditures 25,256,662 3,801,097 372,548 Excess(deficiency)of revenues over expenditures (1,334,947) (605,824) (6,737) Other financing sources(uses): Issuance of revenue bonds Transfers in 616,338 64,804 Transfers out (178,682) Total other financing sources(uses): 437,656 64,804 Changes in fund balances (897,291) (541,020) (6,737) Fund balances,beginning of year 11,904,429 4,195,968 11,724 Fund balances,end of year $ 11,007,138 $ 3,654,948 $ 4,987 The notes to the basic financial statements are an integral part of this statement. Page 28 Townwide Roadway Non-Major Total Development Governmental Governmental Impact Fees Funds Funds $ $ 219,939 $ 11,572,148 514,814 263,302 218,317 481,619 365,811 4,824,334 428,758 18,040,619 1,059,309 364,948 560,941 50,254 926,135 15,000 3,182 (2,195) 39,124 18,000 991 297,109 5,108,818 1,281,012 33,872,629 433,284 9,848,393 144,490 11,928,567 470,833 3,288,349 3,031,520 1,884,630 3,120,492 7,014,659 3,000,000 234,970 3,459,970 323,030 470,578 4,884,630 4,727,099 39,042,036 224,188 (3,446,087) (5,169,407) 2,445,000 2,445,000 179,001 860,143 (616,338) (795,020) 2,007,663 2,510,123 224,188 (1,438,424) (2,659,284) 2,272,358 5,251,152 23,635,631 $ 2,496,546 $ 3,812,728 $ 20,976,347 Page 29 (This page intentionally left blank) Page 30 TOWN OF ORO VALLEY,ARIZONA RECONCILIATION OF THE STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES-GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES YEAR ENDED JUNE 30,2011 Net changes in fund balances-total governmental funds $ (2,659,284) Amounts reported for governmental activities in the Statement of Activities are different because: Governmental funds report capital outlays as expenditures. However,in the Statement of Activities, the cost of those assets is allocated over their estimated useful lives as depreciation expense. Expenditures for capital assets $ 7,249,382 Less current year depreciation (7,035,347) 214,035 Capital assets contributed by developers to the Town are not recorded in the governmental funds as they do not provide current financial resources but are recognized in the Statement of Activities as program revenues. 4,015,094 Special assessment revenues in the Statement of Activities do not provide current financial resources and therefore are not reported as revenues in the governmental funds. (225,000) Repayment of debt principal are expenditures in the governmental funds,but the repayment reduces long-term liabilities in the Statement of Net Assets. Loan principal retirement 3,000,000 Revenue bond principal retirement 234,970 Special assessment bond principal retirement 225,000 3,459,970 Issuance of revenue bonds provides current financial resources to governmental funds,but the issuance increases long term liabilities in the Statement of Net Assets. (2,445,000) Some expenses reported in the Statement of Activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds. Amortization of deferred charges (18,688) Compensated absences (20,066) (38,754) Change in net assets in governmental activities $ 2,321,061 The notes to the financial statements are integral part of this statement. Page 31 TOWN OF ORO VALLEY,ARIZONA STATEMENT OF NET ASSETS PROPRIETARY FUNDS JUNE 30,2011 Enterprise Funds Stormwater Water Drainage Totals ASSETS Current assets: Cash and cash equivalents $ 19,157,147 $ 374,952 $ 19,532,099 Accounts receivable 2,142,204 47,889 2,190,093 Due from federal govenment 458,909 458,909 Total current assets 21,299,3 51 8 81,75 0 22,181,101 Noncurrent assets: Deferred bond charges 2,472,096 2,472,096 Capital assets,non-depreciable 15,282,676 60,101 15,342,777 Capital assets,depreciable(net) 77,110,223 2,829,634 79,939,857 Total noncurrent assets 94,864,995 2,889,735 97,754,730 Total assets 116,164,346 3,771,485 119,935,831 LIABILITIES Current liabilities: Accounts payable 576,260 121,114 697,374 Accrued wages and benefits 88,349 6,780 95,129 Intergovernmental payable 886,096 886,096 Interest payable 1,229,769 1,229,769 Customer deposits payable 231,171 231,171 Compensated absences 112,227 2,066 114,293 Capital leases payable 35,392 35,392 Loans payable 307,670 307,670 Revenue bonds 2,370,180 2,370,180 Total current liabilities 5,801,722 165,352 5,967,074 Noncurrent liabilities: Compensated absences 57,814 1,064 58,878 Loans payable 5,165,426 5,165,426 Revenue bonds 48,367,660 48,367,660 Total noncurrent liabilities 53,590,900 1,064 53,591,964 Total liabilities 59,392,622 166,416 59,559,038 NET ASSETS Invested in capital assets,net of related debt 37,115,833 2,889,735 40,005,568 Unrestricted 19,655,891 715,334 20,371,225 Total net assets $ 56,771,724 $ 3,605,069 $ 60,376,793 The notes to the basic financial statements are an integral part of this statement. Page 32 Governmental Activites: Internal Service Funds $ 56,814 56,814 56,814 51,543 5,271 56,814 56,814 $ Page 33 TOWN OF ORO VALLEY,ARIZONA STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS- PROPRIETARY FUNDS FOR THE YEAR ENDED JUNE 30,2011 Enterprise Funds Stormwater Water Drainage Totals Operating revenues: Charges for services $ 14,664,761 $ 751,341 $ 15,416,102 Other 11,113 11,113 Total operating revenues 14,675,874 751,341 15,427,215 Operating expenses: Costs of sales and services 7,042,821 519,514 7,562,335 Depreciation and amortization 2,883,478 60,351 2,943,829 Total operating expenses 9,926,299 579,865 10,506,164 Operating income(loss) 4,749,575 171,476 4,921,051 Nonperating revenues(expenses): Impact fees 400,988 400,988 Intergovernmental 1,453,134 1,453,134 Connection fees 244,376 244,376 Investment earnings 38,443 1,302 39,745 Interest expense (2,601,552) (6,141) (2,607,693) Total nonoperating revenues(expenses) (1,917,745) 1,448,295 (469,450) Income(loss)before capital contributions and transfers 2,831,830 1,619,771 4,451,601 Capital contributions 202,173 202,173 Transfers out (319) (64,804) (65,123) Changes in net assets 3,033,684 1,554,967 4,588,651 Total net assets,beginning of year 53,738,040 2,050,102 55,788,142 Total net assets,end of year $ 56,771,724 $ 3,605,069 $ 60,376,793 The notes to the basic financial statements are an integral part of this statement. Page 34 Governmental Activities: Internal Service Funds $ 874,968 874,968 874,968 874,968 Page 35 TOWN OF ORO VALLEY,ARIZONA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED JUNE 30,2011 Governmental Enterprise Funds Activities Stormwater Internal Service Water Drainage Total Fund Increase(Decrease)in Cash and Cash Equivalents Cash flows from operating activities: Cash received from customers $ 14,681,851 $ 955,159 $ 15,637,010 $ 874,968 Cash payments to suppliers for goods and services (4,431,902) (254,758) (4,686,660) (726,111) Cash payments to employees for services (2,411,191) (276,949) (2,688,140) (146,310) Net cash provided by(used for) operating activities 7,838,758 423,452 8,262,210 2,547 Cash flows from noncapital and related financing activities: Connection fees 244,376 244,376 Grants received 994,225 994,225 Interfund transfers (319) (64,804) (65,123) Net cash provided by noncapital financing activities 244,057 929,421 1,173,478 Cash flows from capital and related financing activities: Development impact fees 400,988 400,988 Acquisition of capital assets (5,022,680) (1,337,086) (6,359,766) Proceeds from loans 553,979 553,979 Principal paid on long-term debt (3,766,063) (88,491) (3,854,554) Interest on long-term debt (2,640,888) (6,141) (2,647,029) Net cash used for capital and related financing activities (10,474,664) (1,431,718) (11,906,382) Cash flows from investing activities: Investment income 38,443 1,302 39,745 Net cash provided by investing activities 38,443 1,302 39,745 Net increase(decrease)in cash and cash equivalents (2,353,406) (77,543) (2,430,949) 2,547 Cash and cash equivalents,beginning of year 21,510,553 452,495 21,963,048 54,267 Cash and cash equivalents,end of year $ 19,157,147 $ 374,952 $ 19,532,099 $ 56,814 Reconciliation of Operating Income to Net Cash Provided by(used for)Operating Activities Operating income $ 4,749,575 $ 171,476 $ 4,921,051 $ Adjustments to reconcile operating income to net cash provided by(used for)operating activities: Depreciation and amortization 2,883,478 60,351 2,943,829 Change in assets and liabilities: (Increase)decrease in accounts receivable (45,005) 203,818 158,813 Increase(decrease)in accounts payable 192,801 (10,508) 182,293 3,017 Increase(decrease)in accrued payroll and employee benefits 6,927 (1,690) 5,237 (470) Increase in compensated absences payable 5 5 Increase in deposits held for others 50,982 50,982 Total adjustments 3,089,183 251,976 3,341,159 2,547 Net cash provided by operating activities $ 7,838,758 $ 423,452 $ 8,262,210 $ 2,547 Non-cash capital and financing activities Contribution of assets from developers $ 202,173 $ 202,173 Page 36 The notes to the financial statements are an integral part of this statement. TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 1 —SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The financial statements of the Town of Oro Valley, Arizona have been prepared in conformity with accounting principles generally accepted in the United States of America as applied to government units. The Governmental Accounting Standards Board (GASB) is the accepted standard-setting body for establishing governmental accounting and financial reporting principles. During the year ended June 30, 2011, the Town implemented the provisions of GASB Statement No. 54, Fund Balance Reporting and Governmental Fund Type Definitions. GASB Statement No. 54 establishes standards for financial reporting, including note disclosure requirements, for fund balance classifications of the governmental funds, and clarifies existing governmental fund type definitions. The more significant of the Town's accounting policies are described below. A. Reporting Entity The Town is a municipal entity governed by an elected mayor and council. As required by accounting principles generally accepted in the United States of America, these financial statements present the Town and its component units, entities for which the Town is considered to be financially accountable. Blended component units, although legally separate entities, are, in substance, part of the Town's operations and so data from these units are combined with data of the Town, the primary government. The blended component units presented have a June 30 year end. The financial reporting entity consists of a primary government and its component units. A component unit is a legally separate entity that must be included in the reporting entity in conformity with generally accepted accounting principles. The Town is a primary government that has a separately elected governing body, is legally separate, and is fiscally independent of other state or local governments. Furthermore, component units combined with the Town for financial statement presentation purposes, and the Town, are not included in any other governmental reporting entity. Consequently, the Town's financial statements include the funds of those organizational entities for which its elected governing body is financially accountable. Blended Component Unit — The financial reporting entity presented in these financial statements consists of the Town and one blended component unit. This component unit, discussed below, is included in the Town's reporting entity because of the significance of its operational relationship or financial relationship with the Town. The component unit is governed by a board, substantially or wholly, comprised of the Town's elected council. Separate financial statements are not prepared for the component unit on a stand-alone basis. Page 37 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 1 —SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Cont'd) The Town of Oro Valley Municipal Property Corporation's (MPC) Board of Directors consists of the three members which are appointed by the Town of Oro Valley Town Council. The MPC, a non-profit corporation incorporated under the laws of the State of Arizona, was originally formed for the purpose of assisting the Town in obtaining financing for acquiring g �Y . the Canada Hills and Rancho Vistoso water companies. The Town has a contractual obligation for the repayment of the MPC's Municipal Facilities Revenue Bonds, Series 2003, 2005, and 2007. The activity of the 2003 MPC is reported in the applicable water enterprise fund and the activity of the Series 2005 and 2007 MPC is reported in the applicable water enterprise and governmental funds. All related receivables and payables between the Town and the MPC have been eliminated. B. Government-Wide and Fund Financial Statements The government-wide financial statements (i.e., the statement of net assets and the statement of activities) present financial information about the Town as a whole. The reported information includes all of the nonfiduciary activities of the Town and its component units. For the most part, the effect of internal activity has been removed from these statements. These statements are to distinguish between the governmental and business-type activities of the Town. Governmental activities normally are supported by sales taxes and intergovernmental revenues, and are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are g clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided rovided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Sales taxes, unrestricted state shared revenues, investment income and other items not included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds and proprietary funds. Major individual governmental funds and the major individual enterprise fund are reported as separate columns in the fund financial statements. Page 38 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30,2011 NOTE 1 —SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Cont'd) C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation Government-wide Financial Statements — The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the grantor or provider have been met. As a general rule, the effect of internal activity has been eliminated from the government-wide financial statements; however, the effects of interfund services provided and used between functions are reported as expenses and program revenues at amounts approximating their external exchange value. Fund Financial Statements — Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the Town considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Sales taxes, franchise taxes, licenses and permits, charges for services, special assessments and investment income associated with the current fiscal period are all considered to be susceptible to accrual and have been recognized as revenues of the current fiscal period. Grants and similar awards are recognized as revenue as soon as all eligibility requirements imposed by the grantor or provider have been met. Miscellaneous revenue is not susceptible to accrual because generally they are not measurable until received in cash. Grants and similar awards are recognized as revenue as soon as all eligibility requirements imposed by the grantor or provider have been met. Deferred revenue arises when resources are received by the Town before it has legal claim to them, as when grant monies are received prior to meeting all eligibility requirements imposed by the provider. The Council adopts the budget at the fund level as a total amount of expenditures. Financial control is administered by fund, with budgetary control for operating performance regulated at the departmental level, e.g., finance, economic development, police, and parks and recreation. The focus of governmental fund financial statements is on major funds rather than reporting funds by type. Each major fund is presented in a separate column. Non-major funds are aggregated and presented in a single column. Page 39 TOWN OF ORO VALLEY,ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30,2011 NOTE 1 —SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Cont'd) The Town reports the following major governmental funds. General Fund — This fund accounts for all financial resources of the Town, except those required to be accounted for in other funds. Highway User Revenue Fund — This fund is used to account for the Town's share of motor fuel tax revenues. Oracle Road Debt Service Fund — This fund accounts for the special assessment collections and payment of the outstanding Oracle Road bond issue. Townwide Roadway Development Impact Fees Fund — This fund accounts for the collection and capital expenditures of the Townwide Roadway Development Impact Fees. The Town reports the following major proprietary funds. Water Fund — This fund accounts for the costs to operate, construct and finance the Town's water system. Stormwater Drainage Fund — This funds accounts for the provisions of stormwater services to the residents of the Town and certain county residents within the Town's municipal boundaries. All activities necessary to provide such services are accounted for in this fund. Private-sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government-wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private-sector guidance for their business-type activities and enterprise funds, subject to this same limitation. The Town has elected not to follow subsequent private-sector guidance. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the Town's internal service fund are charges to user departments for fleet maintenance services. The principal operating revenues of the Town's enterprise fund are charges to customers for water and stormwater drainage services. Operating expenses for these funds include the cost of sales and services, depreciation, and amortization. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. Page 40 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 1 —SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Cont'd) D. Cash and Investments For purposes of the Statement of Cash Flows, the Town considers all highly liquid investments with a maturity of three months or less when purchased to be cash equivalents. Cash and cash equivalents at June 30, 2011 were cash in bank and investments held by the County and State Treasurers. Nonparticipating interest-earning investment contracts are stated at cost. Money market investments and participating interest investment contracts with a remaining maturity of one year or less at time of purchase are stated at amortized cost. All other investments are stated at fair value. E. Investment Income Investment income is composed of interest, dividends, and net changes in the fair value of applicable investments. F. Receivables and Payables Activity between funds that is representative of lending/borrowing arrangements outstanding at the end of the fiscal year is referred to as either "due to/from other funds" (i.e., the current portion of interfund loans) or "advances to/from other funds" (i.e., the non-current portion of interfund loans). All other outstanding balances between funds are reported as "due to/from other funds." All trade receivables are shown net of an allowance for uncollectibles. G. Prepaid Items Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in the government-wide and fund financial statements. Prepaid items are recorded as expenses when consumed in the government-wide and fund financial statements. H. Capital Assets Capital assets, which include property, plant, and equipment, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the Town as assets with an initial, individual cost of $5,000 or more and an estimated useful life of more than one year. Such assets are recorded at historical cost or estimated historical cost if actual historical cost is not available. Donated capital assets are recorded at estimated fair market value at the date of donation. Page 41 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 1 —SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Cont'd) The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend the life of the asset are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed. Certain capital assets of the Town are depreciated using the straight line method over the following estimated useful lives: Assets Years Buildings 50 Improvements other than buildings 20-30 Infrastructure 20-50 Vehicles 4-6 Machinery and equipment 7-20 I. Compensated Absences The Town's employee annual and sick leave policies generally provide for granting annual and sick leave with pay. Full-time employees accrue annual leave based on the number of years employed. Employees who terminate employment shall be paid in a lump sum. Full- time employees accumulate sick leave at the rate of one work day per month. Part-time employees whose normal week is twenty hours or more receive sick leave at half the rate of full-time employees. Once an employee has exceeded 480 hours of accrued sick leave, one half of the sick leave balance in excess of the 480 hours shall be paid to the employee upon separation from employment. The current and long-term liabilities, including related benefits, for accumulated vacation and sick leave are reported on the government-wide financial statements. A liability for these amounts, including related benefits, is reported in governmental funds only if they have matured, for example, as a result of employee leave, resignations and retirements. Generally, resources from the General Fund are used to pay for compensated absences. J. Long-term Obligations In the government-wide financial statements and proprietary fund financial statements, long- term debt and other long-term obligations are reported as liabilities in the applicable business- type activities and proprietary fund type statement of net assets. Page 42 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 1 —SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Concl'd) In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. K. Interfund Activity Flows of cash from one fund to another without a requirement for repayment are reported as interfund transfers. Interfund transfers between governmental funds are eliminated in the Statement of Activities. Interfund transfers in the fund statements are reported as other financing sources/uses in governmental funds and after nonoperating revenues/expenses in proprietary funds. L. Estimates There aration of the financial statements in conformity with accounting principles generally p p accepted in the United States of America requires management to make estimates and p assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results may differ from those estimates. NOTE 2—FUND BALANCE CLASSIFICATIONS Fund balances of the governmental funds are reported separately within classifications based on a hierarchy of the constraints placed on the use of those resources. The classifications are based on the relative strength of the constraints that control how the specific amounts can be spent. The classifications are nonspendable, restricted, and unrestricted, which includes committed, assigned, and unassigned fund balance classifications. Nonspendable. The nonspendable fund balance classification includes amounts that cannot be spent because they are not in spendable form, or legally or contractually required to be maintained intact. Restricted. Fund balance is reported as restricted when constraints placed on the use of resources are either externally imposed by creditors (such as through debt covenants), grantors, contributors, or laws or regulations of other governments or is imposed by law through constitutional provisions or enabling legislation. Page 43 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 2—FUND BALANCE CLASSIFICATIONS (Concl'd) Committed. The committed fund balance classification includes amounts that can be used only for the specific purposes imposed by formal action of the Town Council. Those committed amounts cannot be used for any other purpose unless the Town Council removes or changes the specified use by taking the same type of action it employed to previously commit those accounts. Assigned. Amounts in the assigned fund balance classification are intended to be used by the Town for specific purposes but do not meet the criteria to be classified as restricted or committed. In governmental funds other than the General Fund, assigned fund balance represents the remaining amount that is not restricted or committed. In the General Fund, assigned amounts represent intended uses established by the Town Council or a management official delegated that authority by the formal Town Council action. Unassigned. Unassigned fund balance is the residual classification for the General Fund and includes all spendable amounts not contained in the other classifications. In other governmental funds, the unassigned classification is used only to report a deficit balance resulting from overspending for specific purposes for which amounts had be restricted, committed, or assigned. The Town applies restricted resources first when expenditures are incurred for purposes for which either restricted or unrestricted (committed, assigned, and unassigned) amounts are available. Similarly, within unrestricted fund balance, committed amounts are reduced first followed by assigned, and then unassigned amounts when expenditures are incurred for purposes for which amounts in any of the unrestricted fund balance classifications could be used. The table below provides detail of the major components of the Town's fund balance classifications at year end. Highway Oracle Townwide User Road Debt Roadway Non-Major General Revenue Service Development Governmental Fund Fund Fund Impact Fees Funds Fund Balances: Restricted: Highways and streets $ $ 3,654,948 $ $ $ Debt service 4,987 1,501,084 Capital projects 2,496,546 844,842 Public safety 626,098 Committed 840,704 Assigned 1,769,333 Unassigned 9,237,805 Total fund balances $11,007,138 $ 3,654,948 $ 4,987 $ 2,496,546 $ 3,812,728 Page 44 TOWN OF ORO VALLEY,ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30,2011 NOTE 3—CASH AND INVESTMENTS A.R.S. authorize the Town to invest public monies in obligations of the U.S. Government and its agencies, obligations of the State and certain local government subdivisions, interest- bearing savings accounts and certificates of deposit, collateralized repurchase agreements, certain obligations of U.S. corporations, and certain other securities. The statutes do not include any requirements for credit risk, custodial credit risk, concentration of credit risk, interest rate risk, or foreign currency risk for the Town's investments. The State Treasurer's pools are external investment pools, the Local Government Investment Pool (Pool 5) and Local Government Investment Pool-Government (Pool 7), with no regulatory oversight. The pools are not required to register (and are not registered) with the Securities and Exchange Commission. The activity and performance of the pools are reviewed monthly by the State Board of Investment. The fair value of each participant's position in the State Treasurer investment pools approximates the value of the participant's shares in the pool and the participants' shares are not identified with specific investments. No regulatory oversight is provided for the County Treasurer's investment pool and that pool's structure does not provide for shares. Custodial Credit Risk— Deposits. Custodial Credit risk is the risk that in the event of bank failure the Town's deposits may not be returned to the Town. The Town does not have a deposit policy for custodial credit risk. At year end, the carrying value of the Town's deposits was $1,199,315 and the bank balance was $1,005,226. At year end, the Town's investments consisted of the following. Investments Maturities (in Years) Investment Type Fair Value Less than 1 1-5 Money Market - U.S. Treasuries $ 5,352,389 $5,352,389 $ U.S Treasury Bonds/Notes 4,806,668 1,505,865 3,300,803 U.S. Agencies Bonds/Notes 20,218,682 2,560,527 17,658,155 $9,418,781 $ 20,958,958 County Treasurer's investment pool 738,586 198 days average maturities State Treasurer's investment pool 5 10,276,477 27 days average maturities Total $41,392,802 Page 45 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 3—CASH AND INVESTMENTS (Concl'd) Interest Rate Risk. The Town has implemented an investment policy that will minimize interest rate risk, which is the risk that the market value of securities in the portfolio will fall due to changes in market interest rates by the following. 1. Structuring the investment portfolio so that securities mature to meet cash requirements for ongoing operations, thereby avoiding the need to sell securities on the open market prior to maturity; and 2. Investing operating funds primarily in shorter-term securities, money market mutual funds, or similar investment pools limiting the average maturity in the portfolio in accordance with this policy. Credit Risk. The Town has implemented an investment policy that will minimize credit risk, which is the risk of loss due to the failure of the security or backer by the following: 1. Limiting investments to the types of securities listed in Section 6 if this investment policy; 2. Pre-qualifying financial institutions, broker/dealers, intermediaries, and advisers with which the Town will do business in accordance with Section 5; and 3. Diversifying the investment portfolio so that the impact of potential losses from any one type of security or from any one individual issuer will be minimized. As of year end, the Town's investment in the State and County Treasurers' investment pools did not receive a credit quality rating from a national rating agency. The State Treasurer's investment pool 5 was rated AAA/S1+ by Standard and Poor's at year end. The Town's investments in U.S. agencies were rated AAA by Standard and Poor's. Custodial Credit Risk — Investments. The Town's investment in the State and County Treasurer's investment pools represents a proportionate interest in the pool's portfolio; however, the Town's portion is not identified with specific investments and is not subject to custodial credit risk. Concentration of Credit Risk. The Town places no limit on the amount the Town may invest in any one issuer. More than 5 percent of the Town's investments are in FHLMC and FNMA notes. These investments are 19% and 18% of the Town's total investments, respectively. Page 46 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 4—RECEIVABLES Receivable balances, net of allowance for uncollectibles, have been disaggregated by type and presented separately in the financial statements with the exception of due from governmental entities. Due from governmental entities, net of allowance for uncollectibles, as of year end for the Town's individual major funds in the aggregate, were as follows. Highway Townwide User Roadway General Revenue Development Fund Fund Impact Fees Due from other governmental entities: Due from Federal government $ 174,017 $ $ Due from State government 403,787 248,074 Due from other governments 128,186 Net due from governmental entities $ 577,804 $ 248,074 $ 128,186 Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At the end of the current fiscal year, the various components of deferred revenue reported in the governmental funds were as follows. Unavailable Unearned Prepaid developer fees (General Fund) $ $ 128,180 Special assessments (Oracle Road Debt Service Fund) 2,920,000 Total deferred revenue for governmental funds $ 2,920,000 $ 128,180 Page 47 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 5—CAPITAL ASSETS A summary of capital asset activity for the current fiscal year follows. Beginning Governmental Activities Balance Increase Decrease Ending Balance Capital assets,not being depreciated: Land $ 18,878,468 $ $ $ 18,878,468 Construction in progress 3,913,137 2,333,523 4,468,449 1,778,211 Total capital assets,not being depreciated 22,791,605 2,333,523 4,468,449 20,656,679 Capital assets,being depreciated: Infrastructure 143,835,153 7,369,630 151,204,783 Buildings and improvements 19,962,664 4,256,114 24,218,778 Machinery,equipment, and vehicles 9,147,800 1,784,916 278,503 10,654,213 Total capital assets being depreciated 172,945,617 13,410,660 278,503 186,077,774 Less accumulated depreciation for: Infrastructure (43,788,702) (5,605,687) (49,394,389) Buildings and improvements (4,551,392) (468,251) (5,019,643) Machinery,equipment,and vehicles (6,087,188) (961,409) (267,245) (6,781,352) Total accumulated depreciation (54,427,282) (7,035,347) (267,245) (61,195,384) Total capital assets,being depreciated,net 118,518,335 6,375,313 11,258 124,882,390 Governmental activities capital assets,net $ 141,309,940 $ 8,708,836 $ 4,479,707 $ 145,539,069 Beginning Business-Type Activities Balance Increase Decrease Ending Balance Capital assets,not being depreciated: Land $ 2,410,660 $ $ $ 2,410,660 Water rights 8,534,490 8,534,490 Construction in progress 1,699,004 3,719,501 1,020,878 4,397,627 Total 12,644,154 3,719,501 1,020,878 15,342,777 Capital assets,being depreciated: Water system 98,839,269 2,008,572 100,847,841 Stormwater system 1,044,302 1,430,560 2,474,862 Equipment and vehicles 3,411,001 424,183 3,835,184 Total capital assets being depreciated 103,294,572 3,863,315 107,157,887 Less accumulated depreciation for: Water system (22,403,381) (2,511,616) (24,914,997) Stormwater system (53,045) (23,391) (76,436) Equipment and vehicles (1,976,434) (250,163) (2,226,597) Total accumulated depreciation (24,432,860) (2,785,170) (27,218,030) Total capital assets,being depreciated,net 78,861,712 1,078,145 79,939,857 Business-type activities capital assets,net $ 91,505,866 $ 4,797,646 $ 1,020,878 $ 95,282,634 Page 48 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 5—CAPITAL ASSETS (Concl'd) Depreciation expense was charged to functions/programs as follows: Governmental activities: General government $ 417,082 Public Safety 560,972 Highways and streets 5,714,260 Culture and recreation 343,033 Total depreciation expense—governmental activities $7,035,347 Business-type activities: Water 2,728,070 Stormwater 57,100 Total depreciation expense—business-type activities $2,785,170 Construction Commitments — As of year end, the Town was involved in several construction projects. The estimated cost to complete the construction projects is $15.0 million. NOTE 6—LOANS PAYABLE The Town received an $8,000,000 loan from the Arizona Department of Transportation (ADOT) for streets projects. The loan payable at current fiscal year end is presented below. Outstanding Due Interest Rate Principal Within Governmental activities: (Including Fees) Maturity June 30, 2011 One Year ADOT HELP Loan 3.50% 7/30/11 $ 2,513,133 $2,513,133 Total $ 2,513,133 $2,513,133 As of June 30, 2011, principal payments on the governmental activities loans payable were $2,513,133, due in fiscal year 2012, and the interest due is $102,334. Page 49 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 6—LOANS PAYABLE (Concl'd) The Town received two loans from the Water Infrastructure Finance Authority of Arizona for water system projects. The Town also received loan financing for water rights from the Central Arizona Water Conservation Town (CAWCD) to be paid back over five years. The loans payable at current fiscal year end are presented below. Interest Rate Outstanding Due (Including Principal Within Business-type activities: Fees) Maturity June 30, 2011 One Year WIFA Loan, 2007 2.04% 7/1/11-27 $ 3,981,268 $ 179,266 WIFA Loan, 2009 2.75% 7/1/11-18 1,491,828 128,404 Total $ 5,473,096 $ 307,670 Principal and interest payments on the business-type activities loans payable at June 30, 2011 are summarized as follows. Business-type Activities Year ending June 30: Principal Interest 2012 $ 307,670 $ 190,369 2013 318,081 186,287 2014 328,844 173,889 2015 339,973 161,073 2016 351,481 147,826 2017-21 1,944,250 460,660 2022-26 1,369,803 214,589 2027-28 512,994 16,534 Total $ 5,473,096 $ 1,551,227 Page 50 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 7—BONDS PAYABLE Bonds payable at year end, consisted of the following outstanding revenue and refunding bonds. The bonds are both callable and noncallable with interest payable semiannually. Taxes and Impact Fees are used to pay bonded debt. Original Outstanding Amount Interest Principal Due Within Purpose Issued Rates Maturity June 30, 2011 One Year Governmental activities: Revenue Bonds, 2005 $ 4,164,050 3.50-4.75% 7/1/11-25 $ 3,417,000 $ 170,850 Refunding Revenue Bonds, 2007 1,3 89,180 4.25-5.00% 7/1/11-26 1,287,780 8,970 Excise Tax Revenue Obligations, 2010 2,445,000 2.00-6.59% 7/1/11-27 2,445,000 125,000 Total $ 7,149,780 $ 304,820 Annual debt service requirements to maturity on revenue and refunding bonds for governmental activities at year end are summarized as follows. Governmental Activities Year ending June 30: Principal Interest 2012 $ 304,820 $ 314,703 2013 321,910 304,107 2014 329,000 291,971 2015 339,440 279,873 2016 385,920 266,168 2017-21 2,218,950 1,064,786 2022-26 2,772,640 477,301 2027-28 477,100 24,735 Total $ 7,149,780 $ 3,023,644 Original Outstanding Amount Interest Principal Due Within Purpose Issued Rates Maturity June 30, 2011 One Year Business-type activities: Revenue Bonds, 2003 $ 31,750,000 3.25-5.00% 7/1/11-28 $ 25,132,500 $ 1,400,000 Refunding Revenue Bonds, 2003 10,225,080 3.50-5.00% 7/1/11-19 7,766,250 780,000 Revenue Bonds, 2005 2,050,950 3.13-4.75% 7/1/11-25 1,683,000 84,150 Refunding Revenue Bonds, 2007 16,420,820 4.25-5.00% 7/1/11-26' 15,222,220 106,030 Total $ 49,803,970 $ 2,370,180 Page 51 TOWN OF ORO VALLEY,ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 7—BONDS PAYABLE (Concl'd) Annual debt service requirements to maturity revenue and refunding bonds for business-type activities at year end are summarized as follows. Business-type Activities Year ending June 30: Principal Interest 2012 $ 2,370,180 $ 2,231,020 2013 2,536,840 2,131,609 2014 2,128,500 2,026,368 2015 2,535,310 1,931,432 2016 2,771,080 1,821,203 2017-21 15,361,800 7,089,396 2022-26 15,552,360 3,390,708 2027-29 6,547,900 402,455 Total $ 49,803,970 $ 21,024,191 Pledged revenues — governmental activities. The Town has pledged future sales (excise) tax revenues to repay outstanding revenue bonds and refunding revenue bonds of $7.1 million as of June 30, 2011. Proceeds from the original bond issuances, including those subsequently refunded, provided financing for land acquisition and facility construction. The bonds are paid solely from the Town's sales taxes and are payable through 2028. Total annual principal and interest payments for all sales tax revenue bonds are expected to require less than 7% of gross revenues. The total principal and interest to be paid on the bonds is $10.2 million. The current total sales tax revenues were $11.3 million and the total principal and interest paid on the bonds was $488,954, or 4% of gross revenues. Pledged revenues — business-type activities. The Town has pledged future water revenues to repay outstanding revenue bonds and refunding revenue bonds of $49.8 million as of June 30, 2011. Proceeds from the original bond issuances, including those subsequently refunded, provided financing for the construction and improvements to the Town's water systems and infrastructure. The bonds are paid solely from water utility revenues and are payable through 2029. Total annual principal and interest payments for all water revenue bond issuances are expected to require approximately 25% of gross revenues. The total principal and interest to be paid on the bonds is $70.8 million. The current total customer gross revenues were $15.4 million and the total principal and interest paid on the bonds was $3.6 million or 24% of gross revenues. Page 52 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 8— SPECIAL ASSESSMENT BONDS Special assessment bonds at year end consisted of the following outstanding bonds. The bonds are both callable and noncallable with interest payable semiannually. Special assessments from the Oracle Road Debt Service Fund are used to pay bonded debt. Original Outstanding Due Amount Interest Principal Within Purpose Issued Rates Maturity June 30, 2011 One Year Governmental activities: Special assessments debt $3,945,000 4.20-5.00% 1/1/11-21 $ 2,920,000 $ 235,000 Total $ 2,920,000 $ 235,000 Annual debt service requirements to maturity on special assessment bonds at year end are summarized as follows. Governmental Activities Year ending June 30: Principal Interest 2012 $ 235 000 $ 129,701 2013 250,000 117,578 2014 260,000 105,867 2015 270,000 94,602 2016 280,000 82,637 2017-21 1,625,000 235 3 235,360 Total $ 2,920,000 $ 765,745 Page 53 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30,2011 NOTE 9—OBLIGATIONS UNDER CAPITAL LEASES The business-type activities of the Town have acquired a street sweeper and dump truck under the provisions of long-term lease agreements classified as a capital leases. The lease agreements qualify as capital leases for accounting purposes and, therefore, have been recorded at the present value of their future minimum lease payments as of the inception date. Revenues from the Stormwater Fund are used to pay the capital lease obligations. The assets capitalized and acquired through capital leases are as follows. Business-type Activities Asset: Machinery, equipment, and vehicles $ 270,464 Less: Accumulated depreciation 23,665 Total $ 246,799 As of June 30, 2011, the future minimum lease obligation was $35,392, due in fiscal year 2012, and the net present value of this minimum lease payment was $35,392. NOTE 10—CHANGES IN LONG-TERM LIABILITIES Long-term liability activity for the current fiscal year was as follows. Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental activities: Revenue bonds payable $ 5,014,388 $ 2,445,000 $ 240,285 $ 7,219,103 $ 304,820 Special assessments payable 3,145,000 225,000 2,920,000 235,000 Loan payable 5,513,133 3,000,000 2,513,133 2,513,133 Compensated absences payable 1,562,691 1,480,920 1,460,854 1,5 82,757 1,234,5 51 Governmental activity long-term liabilities $ 15,235,212 $ 3,925,920 $ 4,926,139 $ 14,234,993 $ 4,287,504 Business-type activities: Revenue bonds payable $ 53,299,064 $ $ 2,461,224 $ 50,737,840 $ 2,370,180 Loan payable 6,305,650 431,979 1,264,533 5,473,096 307,670 Capital lease payable 123,883 88,491 35,392 35,392 Compensated absences payable 173,166 172,326 172,321 173,171 114,293 Business-type activities long-term liabilities $ 59,901,763 $ 604,305 $ 4,086,569 $ 56,419,499 $ 2,827,535 Page 54 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 11 —INTERFUND RECEIVABLES, PAYABLES, AND TRANSFERS Interfund transfers: Transfers in Non-Major General HURF Governmental Transfers out Fund Fund Funds Total General Fund $ $ $ 178,682 $ 178,682 Non-Major Governmental Funds 616,338 616,338 Water Fund 319 319 Stormwater Drainage Fund 64,804 64,804 Total $ 616,338 $ 64,804 $ 179,001 $ 860,143 Transfers were made from the General Fund to subsidize the Public Transportation and Pima County Bond Projects Funds and transferred out to the General Fund to properly collapse funds into the General Fund in accordance with Town Resolution No. (R) 11-30. Transfers out of the indicated capital projects funds were to close out the fund as the project for which the fund was created was completed at fiscal year end. NOTE 12 — CONTINGENT LIABILITIES Compliance —Amounts received or receivable from grantor agencies are subject to audit and adjustment by grantor agencies, principally the federal government. Any disallowed claims, including amounts already collected, may constitute a liability of the applicable funds. The amount, if any, of expenditures/expenses that may be disallowed by the grantor cannot be determined at this time, although the Town expects such amounts, if any, to be immaterial. NOTE 13 —RISK MANAGEMENT The Town is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The Town's insurance protection is provided by the Arizona Municipal Risk Retention Pool, of which the Town is a participating member. The limit for basic coverage is for $2,000,000 per occurrence on a claims made basis. Excess coverage is for an additional $10,000,000 per occurrence on a follow form, claims made basis. The aggregate limit is also $10,000,000. No significant reduction in insurance coverage occurred during the year and no settlements exceeded insurance coverage during any of the past three fiscal years. Page 55 TOWN OF ORO VALLEY,ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 13 —RISK MANAGEMENT (Concl'd) The Arizona Municipal Risk Retention Pool is structured such that member premiums are based on an actuarial review that will provide adequate reserves to allow the Pool to meet its expected financial obligations. The Pool has the authority to assess its members' additional premiums should reserves and annual premiums be insufficient to meet the Pool's obligations. The Town is insured by Arizona Municipal Workers Compensation Pool for potential worker related accidents. NOTE 14—PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS Plan Descriptions — The Town contributes to the three plans described below. Benefits are established by state statute and generally provide retirement, death, long-term disability, survivor, and health insurance premium benefits. The Arizona State Retirement System (ASRS) administers a cost-sharing multiple-employer defined benefit pension plan; a cost-sharing multiple employer defined benefit health insurance premium plan; and a cost-staring, multiple-employer defined benefit long-term disability plan that covers employees of the State of Arizona and employees of participating political subdivisions and school districts. The ASRS is governed by the Arizona State Retirement System Board according to the provisions of A.R.S. Title 38, Chapter 5, Article 2. The Public Safety Personnel Retirement System (PSPRS) administers agent multiple- employer defined benefit pension plan and an agent multiple-employer defined benefit health insurance premium plan that covers public safety personnel who are regularly assigned hazardous duty as employees of the State of Arizona or one of its political subdivisions. The PSPRS, acting as a common investment and administrative agent, is governed by a five- member board, known as The Fund Manager, and 162 local boards according to the provisions of A.R.S. Title 38, Chapter 5, Article 4. The Corrections Officer Retirement Plan (CORP) administers an agent multiple-employer defined benefit pension plan and an agent multiple-employer defined benefit health insurance premium plan that covers certain employees of the State of Arizona's Department of Corrections and Department of Juvenile Corrections, and county employees whose primary duties require direct inmate contact. The CORP is governed by The Fund Manager of PSPRS and the participating local boards according to the provisions of A.R.S. Title 38, Chapter 5, Article 6. Page 56 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 14—PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS (Cont'd) Each plan issues a publicly available financial report that includes its financial statements and required supplementary information. A report may be obtained by writing or calling the applicable plan. The reports are also available on their websites at www.azasrs.gov and www.psprs.com. ASRS PSPRS/CORP P.O. Box 33910 3010 E. Camelback Road Suite 200 Phoenix, AZ 85012-0250 Phoenix, AZ 85016 (602) 240-2200 or (800) 621-3778 (602) 255-5575 Funding policy — The Arizona State Legislature establishes and may amend active plan members' and the Town's contribution rates. Cost-sharing plans — The Arizona State Legislature establishes and may amend active plan members' and the Town's contribution rates. For the current fiscal year, active ASRS members were required by statute to contribute at the actuarially determined rate of 9.85 percent (9.60 percent for retirement and 0.25 percent for long-term disability) of the members' annual covered payroll and the Town was required by statute to contribute at the actuarially determined rate of 9.85 percent (9.01 percent for retirement, 0.59 percent for health insurance premium, and 0.25 percent for long-term disability) of the members' annual covered payroll. The Town's contributions for the current and two preceding years, all of which were equal to the required contributions, were as follows. Health Benefit Long-Term Retirement Supplement Disability Fund Fund Fund Year ending June 30: 2011 $ 985,116 $ 77,959 $ 47,248 2010 949,928 75,174 45,560 2009 996,346 119,711 62,350 Agent plan — For the current fiscal year, active PSPRS and CORP members were required by statute to contribute 7.65 and 7.96 percent of the members' annual covered payroll, and the Town was required to contribute at the actuarially determined rate of 15.63 and 9.52 percent. The health insurance premium portion of the contribution rate was actuarially set at 0.65 percent of covered payroll for PSPRS and 0.37 percent for CORP. Page 57 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 14—PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS (Cont'd) Actuarial methods and assumptions — The contribution requirements for the year ended June 30, 2011 were established by the June 30, 2009 actuarial valuations, and those actuarial valuations were based on the following actuarial methods and assumptions. Actuarial valuations involve estimates of the value of reported amounts and assumptions about the probability of events in the future. The required schedule of funding programs which follows provides multi-year trend information that shows whether the actuarial value of the plans' assets are increasing or decreasing over time relative to the actuarial accrued liability for benefits. PSPRS CORP Contribution rates: Town 15.63% 9.52% Plan members 7.65% 7.96% Actuarial valuation date June 30, 2009 June 30, 2009 Actuarial cost method Projected unit credit Projected unit credit Actuarial assumptions: Investment rate of return 8.5% 8.5% Projected salary increases 5.5% - 8.5% 5.5% - 8.5% Inflation rate 5.0% 5.0% Amortization method Level percent closed for Level percent closed for unfunded actuarial liability, unfunded actuarial liability, open open for excess for excess Remaining amortization 27 years for unfunded actuarial 27 years for unfunded actuarial accrued liability, 20 years for accrued liability, 20 years for excess excess Asset valuation method 7-year smoothed market value 7-year smoothed market value Annual Pension/OPEB Cost — The Town's pension/OPEB cost for the agent plans for the current fiscal year end and related information follows. PSPRS CORP Health Health Pension Insurance Pension Insurance Annual pension/OPEB cost $ 874,605 $ 36,442 $ 39,629 $ 9,907 Contributions made 874,605 36,442 39,629 9,907 Page 58 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 14—PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS (Cont'd) Trend Information — Information for each of the agent plans as of most recent actuarial valuations follows. Oro Valley Police Plan (PSPRS): Year Ended Annual Pension Percentage of APC Net Pension June 30, Cost(APC) Contributed Obligation Pension 2010 $ 891,682 100% -0- 2009 1,005,600 100% -0- 2008 577,551 100% -0- Health Insurance 2010 $ 88,075 100% -0- 2009 77,502 100% -0- 2008 59,146 100% -0- Oro Valley ACORP Dispatchers Plan (CORP): Year Ended Annual Pension Percentage of APC Net Pension June 30, Cost(APC) Contributed Obligation Pension 2010 $ 52,845 100% -0- 2009 57,404 100% -0- 2008 36,214 100% -0- Health Insurance 2010 $ 5,085 100% -0- 2009 5,447 100% -0- 2008 6,126 100% -0- Page 59 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2011 NOTE 14—PENSIONS AND OTHER POSTEMPLOYMENT BENEFITS (Concl'd) Funding Progress — An analysis of funding progress for each of the agent plans as of the most recent actuarial valuations follows. For this valuation, which was prior to the implementation of GASB Statement No. 45, the pension and health insurance benefit amounts were aggregated. In future years these benefits will be disaggregated and reported separately. Oro Valley Police Plan (PSPRS): Pension Unfunded Liability as Actuarial Actuarial Annual Percentage Valuation Value of Accrued Funding Funded Covered of Covered Date Plan Assets Liability Liability Ratio Payroll Payroll June 30, (a) (b) (a-b) (a/b) (c) ([a-b]/c) 2010 $17,152,906 $21,796,927 $(4,644,021) 78.7% $5,994,879 77.47% 2009 15,727,624 20,322,658 (4,595,034) 77.4% 5,951,423 77.21% 2008 13,644,758 18,167,094 (4,522,336) 75.1% 5,856,015 77.23% Health Insurance 2010 $ -0- $715,698 $(715,698) 0.0% $5,994,879 11.94% 2009 -0- 628,965 (628,965) 0.0% 5,951,423 10.57% 2008 -0- 563,998 (563,998) 0.0% 5,856,015 9.63% Oro Valley Dispatchers Plan (CORP): Pension Unfunded Liability as Actuarial Actuarial Annual Percentage Valuation Value of Accrued Funding Funded Covered of Covered Date Plan Assets Liability Liability Ratio Payroll Payroll June 30 (a) (b) (a-b) (a/b) (c) [a-bJ/c) 2010 $ 1,057,358 $ 1,349,198 $ (291,840) 78.4% $ 513,337 56.85% 2009 1,082,181 1,5 81,254 (499,073) 68.4% 604,184 82.60% 2008 1,026,134 1,594,642 (568,508) 64.3% 729,262 77.90% Health Insurance 2010 $ -0- $ 45,521 $ (45,521) 0.0% $ 513,337 8.87% 2009 -0- 54,580 (54,580) 0.0% 604,184 9.03% 2008 -0- 71,711 (71,711) 0.0 % 729,262 9.83% Page 60 SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES—BUDGET AND ACTUAL (REQUIRED SUPPLEMENTARY INFORMATION) Page 61 TOWN OF ORO VALLEY,ARIZONA SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES-BUDGET AND ACTUAL GENERAL FUND YEAR ENDED JUNE 30,2011 Budgeted Variance with Amounts Final Budget Positive Original&Final Actual (Negative) Revenues: Sales taxes $ 12,564,250 $ 11,060,860 $ (1,503,390) Franchise taxes 500,000 514,814 14,814 Intergovernmental 9,995,135 9,960,865 (34,270) Licenses,fees&permits 1,276,510 1,013,392 (263,118) Fines,forfeitures&penalties 195,000 195,993 993 Charges for services 1,021,715 875,881 (145,834) Contributions and donations 15,000 15,000 Investment earnings 151,374 29,305 (122,069) Other 145,000 255,605 110,605 Total revenues 25,848,984 23,921,715 (1,927,269) Expenditures: Current- General government 11,056,999 9,415,109 1,641,890 Public safety 11,566,573 11,784,077 (217,504) Culture and recreation 2,947,715 3,031,520 (83,805) Capital outlay 1,025,956 (1,025,956) Total expenditures 25,571,287 25,256,662 314,625 Excess(deficiency)of revenues over expenditures 277,697 (1,334,947) (1,612,644) Other financing sources(uses): Transfers in 367,000 616,338 249,338 Transfers out (989,047) (178,682) 810,365 Total other financing sources(uses): (622,047) 437,656 1,059,703 Changes in fund balances (344,350) (897,291) (552,941) Fund balances,beginning of year 1,683,130 11,904,429 10,221,299 Fund balances,end of year $ 1,338,780 $ 11,007,138 $ 9,668,358 See accompanying notes to this schedule. Page 62 TOWN OF ORO VALLEY,ARIZONA SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES-BUDGET AND ACTUAL HURF YEAR ENDED JUNE 30,2011 Budgeted Variance with Amounts Final Budget Positive Original&Final Actual (Negative) Revenues: Sales taxes $ 630,188 $ 291,349 $ (338,839) Intergovernmental 2,669,767 2,826,662 156,895 Licenses,fees&permits 45,917 45,917 Investment earnings 8,832 8,832 Other 433,083 22,513 (410,570) Total revenues 3,733,038 3,195,273 (537,765) Expenditures: Current- Highway and streets 3,902,198 2,817,516 1,084,682 Capital outlay 983,581 (983,581) Total expenditures 3,902,198 3,801,097 101,101 Excess(deficiency)of revenues over expenditures (169,160) (605,824) (436,664) Other financing sources(uses): Transfers in 64,804 64,804 203,033 Transfers out (203,033) 203,033 Total other financing sources(uses): (138,229) 64,804 203,033 Changes in fund balances (307,389) (541,020) (233,631) Fund balances,beginning of year 4,079,533 4,195,968 116,435 Fund balances,end of year $ 3,772,144 $ 3,654,948 $ (117,196) See accompanying notes to this schedule. Page 63 TOWN OF ORO VALLEY, ARIZONA NOTE TO REQUIRED SUPPLEMENTARY INFORMATION JUNE 30, 2011 NOTE 1 —BUDGETARY BASIS OF ACCOUNTING The adopted budget of the Town is prepared on the modified accrual basis of accounting. Page 64 COMBINING AND INDIVIDUAL FUND FINANCIAL STATEMENTS AND SCHEDULES Page 65 (This page intentionally left blank) Page 66 GOVERNMENTAL FUNDS Page 67 TOWN OF ORO VALLEY,ARIZONA COMBINING BALANCE SHEET-ALL NON-MAJOR GOVERNMENTAL FUNDS-BY FUND TYPE JUNE 30,2011 Special Revenue Debt Service Capital Projects ASSETS Cash and cash equivalents $ 1,521,307 $ 1,501,084 $ 1,116,283 Intergovernmental receivable 14,993 Total assets $ 1,536,300 $ 1,501,084 $ 1,116,283 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ 53,294 $ $ 271,441 Accrued wages and benefits 16,204 Total liabilities 69,498 271,441 Fund balances: Restricted 626,098 1,501,084 844,842 Committed 840,704 Total fund balances 1,466,802 1,501,084 844,842 Total liabilities and fund balances $ 1,536,300 $ 1,501,084 $ 1,116,283 Page 68 TOWN OF ORO VALLEY,ARIZONA COMBINING STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES- ALL NON-MAJOR GOVERNMENTAL FUNDS-BY FUND TYPE YEAR ENDED JUNE 30,2011 Special Revenue Debt Service Capital Projects Revenues: Sales taxes $ 219,939 $ $ Impact fees 218,317 Intergovernmental 103,847 81,811 243,100 Fines,forfeitures&penalties 364,948 Charges for services 50,254 Investment earnings (3,254) 347 712 Other 991 Total revenues 736,725 82,158 462,129 Expenditures: Current- General government 413,523 19,761 Public safety 144,490 Highway and streets 470,833 Capital Outlay 30,778 3,089,714 Debt service- Principal retirement 234,970 Interest and fiscal charges 264,334 58,696 Total expenditures 1,059,624 499,304 3,168,171 Excess(deficiency)of revenues over expenditures (322,899) (417,146) (2,706,042) Other financing sources(uses): Issuance of refunding bonds 2,445,000 Transfers in 167,132 319 11,550 Transfers out (49,986) (566,352) Total other financing sources(uses): 117,146 319 1,890,198 Changes in fund balances (205,753) (416,827) (815,844) Fund balances,beginning of year 1,672,555 1,917,911 1,660,686 Fund balances,end of year $ 1,466,802 $ 1,501,084 $ 844,842 Page 70 Total Non-Major Governmental Funds $ 219,939 218,317 428,758 364,948 50,254 (2,195) 991 1,281,012 433,284 144,490 470,833 3,120,492 234,970 323,030 4,727,099 (3,446,087) 2,445,000 179,001 (616,338) 2,007,663 (1,438,424) 5,251,152 $ 3,812,728 Page 71 (This page intentionally left blank) Page 72 SPECIAL REVENUE FUNDS The Special Revenue Funds account for the proceeds of specific revenue sources, other than major capital projects, that are legally restricted to expenditures for specified purposes. Revegetation Assurances — accounts for monies received from developers to help ensure developments are properly revegetated to Town standards. State Seizures and Forfeitures — accounts for state police seizures and forfeitures received by the Town. Federal Seizures and Forfeitures—accounts for federal police seizures and forfeitures received by the Town. Bed Tax — accounts for the collection of the 6 percent bed tax revenues which funds economic development and tourism initiatives. Regional Transportation Authority — accounts for funding received from the Regional Transportation Authority used to maintain Park n' Ride facilities in town. Public Transportation—accounts for the operation of the Town's public transportation system. Impound Fee — accounts for the collection of administrative fees for processing vehicles impounded by the Oro Valley police department. Page 73 TOWN OF ORO VALLEY,ARIZONA COMBINING BALANCE SHEET-NON-MAJOR SPECIAL REVENUE FUNDS JUNE 30,2011 State Seizures and Federal Seizures Forfeitures and Forfeitures Bed Tax ASSETS Cash and cash equivalents $ 170,957 $ 466,003 $ 879,235 Intergovernmental receivable Total assets $ 170,957 $ 466,003 $ 879,235 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ 2,365 $ 8,497 $ 38,531 Accrued wages and benefits Total liabilities 2,365 8,497 38,531 Fund balances: Restricted 168,592 457,506 Committed 840,704 Total fund balances 168,592 457,506 840,704 Total liabilities and fund balances $ 170,957 $ 466,003 $ 879,235 Page 74 Public Transportation Impound Fee Totals $ 3,321 $ 1,791 $ 1,521,307 14,993 14,993 $ 18,314 $ 1,791 $ 1,536,300 $ 3,842 $ 59 $ 53,294 14,472 1,732 16,204 18,314 1,791 69,498 626,098 840,704 1,466,802 $ 18,314 $ 1,791 $ 1,536,300 Page 75 TOWN OF ORO VALLEY,ARIZONA COMBINING STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES- NON-MAJOR SPECIAL REVENUE FUNDS YEAR ENDED JUNE 30,2011 Revegetation State Seizures and Federal Seizures Assurances Forfeitures and Forfeitures Revenues: Sales taxes $ $ $ Intergovernmental Fines,forfeitures&penalties 10,595 313,093 Charges for services Investment earnings (11,123) 3,028 2,467 Other Total revenues (11,123) 13,623 315,560 Expenditures: Current- General government Public safety 36,153 108,337 Highway and streets Capital Outlay 30,778 Total expenditures 36,153 139,115 Excess(deficiency)of revenues over expenditures (11,123) (22,530) 176,445 Other financing sources(uses): Transfers in Transfers out (49,986) Total other financing sources(uses): (49,986) Changes in fund balances (61,109) (22,530) 176,445 Fund balances,beginning of year 61,109 191,122 281,061 Fund balances,end of year $ $ 168,592 $ 457,506 Page 76 Regional Transportation Public Bed Tax Authority Transportation Impound Fee Totals $ 219,939 $ $ $ $ 219,939 1,256 102,591 103,847 41,260 364,948 50,254 50,254 2,227 147 (3,254) 991 991 222,166 1,256 153,983 41,260 736,725 371,007 1,256 41,260 413,523 144,490 470,833 470,833 30,778 371,007 1,256 470,833 41,260 1,059,624 (148,841) (316,850) (322,899) 167,132 167,132 (49,986) 167,132 117,146 (148,841) (149,718) (205,753) 989,545 149,718 1,672,555 $ 840,704 $ $ $ $ 1,466,802 Page 77 TOWN OF ORO VALLEY,ARIZONA COMBINING SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES- BUDGET AND ACTUAL NON-MAJOR SPECIAL REVENUE FUNDS YEAR ENDED JUNE 30,2011 Revegetation Assurances Variance- Positive Budget Actual (Negative) Revenues: Sales taxes $ $ $ Intergovernmental Fines, forfeitures&penalties Charges for services Investment earnings (11,123) (11,123) Other Total revenues (11,123) (11,123) Expenditures: Current- General government Public safety Highway and streets Capital outlay Total expenditures Excess(deficiency)of revenues over expenditures (11,123) (11,123) Other financing sources(uses): Transfers in Transfers out (49,986) (49,986) Total other financing sources(uses): (49,986) (49,986) Changes in fund balances (61,109) (61,109) Fund balances,beginning of year 61,109 61,109 Fund balances,end of year $ $ $ Page 78 State Seizures and Forfeitures Federal Seizures and Forfeitures Variance- Variance- Positive Positive Budget Actual (Negative) Budget Actual (Negative) $ $ $ $ $ $ 102,800 10,595 (92,205) 253,600 313,093 59,493 3,028 3,028 2,467 2,467 102,800 13,623 (89,177) 253,600 315,560 61,960 217,473 36,153 181,320 652,234 108,337 543,897 30,778 (30,778) 217,473 36,153 181,320 652,234 139,115 513,119 (114,673) (22,530) 92,143 (398,634) 176,445 575,079 (114,673) (22,530) 92,143 (398,634) 176,445 575,079 114,673 191,122 76,449 398,634 281,061 (117,573) $ $ 168,592 $ 168,592 $ $ 457,506 $ 457,506 (Continued) Page 79 TOWN OF ORO VALLEY,ARIZONA COMBINING SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL NON-MAJOR SPECIAL REVENUE FUNDS YEAR ENDED JUNE 30,2011 Bed Tax Variance- Positive Budget Actual (Negative) Revenues: Sales taxes $ 261,569 $ 219,939 $ (41,630) Intergovernmental Fines,forfeitures&penalties Charges for services Investment earnings 2,227 2,227 Other 9,000 (9,000) Total revenues 270,569 222,166 (48,403) Expenditures: Current- General government 358,869 371,007 (12,138) Public safety Highway and streets Capital outlay Total expenditures 358,869 3 71,007 (12,138) Excess(deficiency)of revenues over expenditures (88,300) (148,841) (60,541) Other financing sources(uses): Transfers in Transfers out Total other financing sources(uses): Changes in fund balances (88,300) (148,841) (60,541) Fund balances,beginning of year 1,032,649 989,545 (43,104) Fund balances,end of year $ 944,349 $ 840,704 $ (103,645) Page 80 Regional Transportation Authority Public Transportation Variance- Variance- Positive Positive Budget Actual (Negative) Budget Actual (Negative) $ $ $ $ $ $ 1,256 1,256 54,845 102,591 47,746 50,254 50,254 147 147 991 991 1,256 1,256 54,845 153,983 99,138 1,256 (1,256) 456,852 470,833 (13,981) 1,256 (1,256) 456,852 470,833 (13,981) (402,007) (316,850) 85,157 400,000 167,132 (232,868) (80,000) 80,000 320,000 167,132 (152,868) (82,007) (149,718) (67,711) 82,007 149,718 67,711 $ $ $ $ $ $ (Continued) Page 81 TOWN OF ORO VALLEY,ARIZONA COMBINING SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES- BUDGET AND ACTUAL NON-MAJOR SPECIAL REVENUE FUNDS YEAR ENDED JUNE 30, 2011 Impound Fee Variance- Positive Budget Actual (Negative) Revenues: Sales taxes $ $ $ Intergovernmental Fines,forfeitures&penalties 60,000 41,260 (18,740) Charges for services Investment earnings Other Total revenues 60,000 41,260 (18,740) Expenditures: Current- General government 66,124 41,260 24,864 Public safety Highway and streets Capital outlay Total expenditures 66,124 41,260 24,864 Excess(deficiency)of revenues over expenditures (6,124) 6,124 Other financing sources(uses): Transfers in Transfers out Total other financing sources(uses): Changes in fund balances (6,124) 6,124 Fund balances,beginning of year 6,124 (6,124) Fund balances,end of year $ $ $ Page 82 Totals Variance- Positive Budget Actual (Negative) $ 261,569 $ 219,939 $ (41,630) 54,845 103,847 49,002 416,400 364,948 (51,452) 50,254 50,254 (3,254) (3,254) 9,000 991 (8,009) 741,814 736,725 (5,089) 424,993 413,523 11,470 869,707 144,490 725,217 456,852 470,833 (13,981) 30,778 (30,778) 1,751,552 1,059,624 691,928 (1,009,738) (322,899) 686,839 400,000 167,132 (232,868) (80,000) (49,986) 30,014 320,000 117,146 (202,854) (689,738) (205,753) 483,985 1,634,087 1,672,555 38,468 $ 944,349 $ 1,466,802 $ 522,453 Page 83 (This page intentionally left blank) Page 84 MUNICIPAL DEBT SERVICE FUND Municipal Debt Service - to account for the payments of debt service on the Municipal Property Corporation Revenue Bonds of 2003 Refunding, 2005 and 2007 Refunding, and Series 2010 Excise Tax Revenue Obligations. Page 85 TOWN OF ORO VALLEY,ARIZONA COMBINING BALANCE SHEET-NON-MAJOR DEBT SERVICE FUNDS JUNE 30,2011 Municipal Debt Service Totals ASSETS Cash and cash equivalents $ 1,501,084 $ 1,501,084 Total assets $ 1,501,084 $ 1,501,084 Fund balances: Restricted 1,501,084 1,501,084 Total fund balances 1,501,084 1,501,084 Total liabilities and fund balances $ 1,501,084 $ 1,501,084 Page 86 TOWN OF ORO VALLEY,ARIZONA COMBINING STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES- NON-MAJOR DEBT SERVICE FUNDS YEAR ENDED JUNE 30,2011 Municipal Debt Service Totals Revenues: Intergovernmental $ 81,811 $ 81,811 Investment earnings 347 347 Total revenues 82,158 82,158 Expenditures: Debt service- Principal retirement 234,970 234,970 Interest and fiscal charges 264,334 264,334 Total expenditures 499,304 499,304 Excess(deficiency)of revenues over expenditures (417,146) (417,146) Other financing sources(uses): Transfers in 319 319 Total other financing sources(uses): 319 319 Changes in fund balances (416,827) (416,827) Fund balances,beginning of year 1,917,911 1,917,911 Fund balances,end of year $ 1,501,084 $ 1,501,084 Page 87 TOWN OF ORO VALLEY,ARIZONA COMBINING SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES- BUDGET AND ACTUAL ALL DEBT SERVICE FUNDS YEAR ENDED JUNE 30,2011 Municipal Debt Service Variance- Positive Budget Actual (Negative) Revenues: Special assessments $ $ $ Intergovernmental 81,811 81,811 Investment earnings 15,605 347 (15,258) Total revenues 15,605 82,158 66,553 Expenditures: Debt service- Principal retirement 2,061,607 234,970 1,826,637 Interest and fiscal charges 264,334 (264,334) Total expenditures 2,061,607 499,304 1,562,303 Excess(deficiency)of revenues over expenditures (2,046,002) (417,146) 1,628,856 Other financing sources(uses): Transfers in 136,754 319 (136,435) Total other financing sources(uses): 136,754 319 (136,435) Changes in fund balances (1,909,248) (416,827) 1,492,421 Fund balances,beginning of year 1,909,248 1,917,911 8,663 Fund balances,end of year $ $ 1,501,084 $ 1,501,084 Page 88 Oracle Road Debt Service Totals Variance- Variance- Positive Positive Budget Actual (Negative) Budget Actual (Negative) $ $ 365,811 $ 365,811 $ $ 365,811 $ 365,811 81,811 81,811 366,203 (366,203) 381,808 347 (381,461) 366,203 365,811 (392) 381,808 447,969 66,161 378,012 225,000 153,012 2,439,619 459,970 1,979,649 147,548 (147,548) 411,882 (411,882) 378,012 372,548 5,464 2,439,619 871,852 1,567,767 (11,809) (6,737) 5,072 (2,057,811) (423,883) 1,633,928 136,754 319 (136,435) 136,754 319 (136,435) (11,809) (6,737) 5,072 (1,921,057) (423,5 64) 1,497,493 11,809 11,724 (85) 1,921,057 1,929,635 8,578 $ $ 4,987 $ 4,987 $ $ 1,506,071 $ 1,506,071 Page 89 (This page intentionally left blank) Page 90 CAPITAL PROJECTS FUNDS Capital Projects Funds are created to account for the purchase or construction of major capital facilities which are not financed by the general, enterprise, or special revenue funds. Capital Asset Replacement — accounts for revenues dedicated for the routine replacement of Town vehicles, computers, and other equipment. General Impact Fees — accounts for the collection of development impact fees charged for new residential and nonresidential growth to be used for future general government facilities, vehicles, equipment, and other necessary general government infrastructure needed as a result of new growth. Townwide Facilities Projects — accounts for revenues dedicated to constructing solar facilities, improvements to Town parks, and historic properties. Page 91 TOWN OF ORO VALLEY,ARIZONA COMBINING BALANCE SHEET- NON-MAJOR CAPITAL PROJECTS FUNDS JUNE 30,2011 Townwide Capital Asset General Impact Facilities Replacement Fees Projects ASSETS Cash and cash equivalents $ 31,469 $ 586,020 $ 498,794 Total assets $ 31,469 $ 586,020 $ 498,794 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ 31,469 $ $ 239,972 Total liabilities 31,469 239,972 Fund balances: Restricted 586,020 258,822 Total fund balances 586,020 258,822 Total liabilities and fund balances $ 31,469 $ 586,020 $ 498,794 Page 92 Totals $ 1,116,283 $ 1,116,283 $ 271,441 271,441 844,842 844,842 $ 1,116,283 Page 93 TOWN OF ORO VALLEY,ARIZONA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES- NON-MAJOR CAPITAL PROJECTS FUNDS YEAR ENDED JUNE 30,2011 Townwide Capital Asset General Impact Facilities Replacement Fees Projects Revenues: Impact fees $ $ 218,317 $ Intergovernmental 243,100 Investment earnings 558 154 Total revenues 218,875 243,254 Expenditures: Current- General government 19,761 Capital outlay 321,583 2,768,131 Debt service- Interest and fiscal charges 58,696 Total expenditures 321,583 2,846,588 Excess(deficiency)of revenues over expenditures (321,583) 218,875 (2,603,334) Other financing sources(uses): Issuance of revenue bonds 2,445,000 Transfers in 11,550 Transfers out (178,056) (388,296) Total other financing sources(uses): (178,056) 2,068,254 Changes in fund balances (499,639) 218,875 (535,080) Fund balances,beginning of year 499,639 367,145 793,902 Fund balances,end of year $ $ 586,020 $ 258,822 Page 94 Totals $ 218,317 243,100 712 462,129 19,761 3,089,714 58,696 3,168,171 (2,706,042) 2,445,000 11,550 (566,352) 1,890,198 (815,844) 1,660,686 $ 844,842 Page 95 TOWN OF ORO VALLEY,ARIZONA COMBINING SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES- BUDGET AND ACTUAL ALL CAPITAL PROJECTS FUNDS YEAR ENDED JUNE 30,2011 Capital Asset Replacement Variance- Positive Budget Actual (Negative) Revenues: Impact fees $ $ $ Intergovernmental Unrestricted state shared revenues Investment earnings Other Total revenues Expenditures: Current- General government Capital outlay 499,639 321,583 178,056 Debt service- Principal retirement Interest and fiscal charges Total expenditures 499,639 321,583 178,056 Excess(deficiency)of revenues over expenditures (499,639) (321,583) 178,056 Other financing sources(uses): Issuance of revenue bonds Transfers in Transfers out (178,056) (178,056) Total other financing sources(uses): (178,056) (178,056) Changes in fund balances (499,639) (499,639) Fund balances,beginning of year 499,639 499,639 Fund balances,end of year $ $ $ Page 96 Townwide Roadway Development Impact Fees General Impact Fees Variance- Variance- Positive Positive Budget Actual (Negative) Budget Actual (Negative) $ $ 263,302 $ 263,302 $ 375,838 $ 218,317 $ (157,521) 9,474,000 4,824,334 (4,649,666) 384,839 (384,839) 3,182 3,182 558 558 33,000 18,000 (15,000) 9,891,839 5,108,818 (4,783,021) 375,838 218,875 (156,963) 21,957,121 1,884,630 20,072,491 764,466 764,466 3,000,000 (3,000,000) 21,957,121 4,884,630 17,072,491 764,466 764,466 (12,065,282) 224,188 12,289,470 (388,628) 218,875 607,503 (12,065,282) 224,188 12,289,470 (388,628) 218,875 607,503 12,065,282 2,272,358 (9,792,924) 388,628 367,145 (21,483) $ $ 2,496,546 $ 2,496,546 $ $ 586,020 $ 586,020 (Continued) Page 97 TOWN OF ORO VALLEY,ARIZONA COMBINING SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES- BUDGET AND ACTUAL ALL CAPITAL PROJECTS FUNDS YEAR ENDED JUNE 30,2011 Townwide Facilities Projects Variance- Positive Budget Actual (Negative) Revenues: Impact fees $ $ $ p Intergovernmental 525,000 243,100 (281,900) Unrestricted state shared revenues Investment earnings 154 154 Other Total revenues 525,000 243,254 (281,746) Expenditures: Current- Generalgovernment 19,761 (19,761) Capital outlay 3,412,354 2,768,131 644,223 Debt service- Principal retirement Interest and fiscal charges 58,696 (58,696) Total expenditures 3,412,354 2,846,588 565,766 Excess(deficiency)of revenues over expenditures (2,887,354) (2,603,334) 284,020 ( Y) Other financing sources(uses): Issuance of revenue bonds 2,445,000 2,445,000 Transfers in 11,550 11,550 Transfers out (467,000) (388,296) 78,704 Total other financing sources(uses): (467,000) 2,068,254 2,535,254 Changes in fund balances (3,354,354) (535,080) 2,819,274 Fund balances,beginning of year 3,354,354 793,902 (2,560,452) Fund balances,end of year $ $ 258,822 $ 258,822 Page 98 Totals Variance- Positive Budget Actual (Negative) $ 375,838 $ 481,619 $ 105,781 9,999,000 5,067,434 (4,931,566) 384,839 (384,839) 3,894 3,894 33,000 18,000 (15,000) 10,792,677 5,570,947 (5,221,730) 19,761 (19,761) 26,633,580 4,974,344 21,659,236 3,000,000 (3,000,000) 58,696 (58,696) 26,633,580 8,052,801 18,580,779 (15,840,903) (2,481,854) 13,359,049 2,445,000 2,445,000 11,550 11,550 (467,000) (566,352) (99,352) (467,000) 1,890,198 2,357,198 (16,307,903) (591,656) 15,716,247 16,307,903 3,933,044 (12,374,859) $ $ 3,341,388 $ 3,341,388 Page 99 (This page intentionally left blank) Page 100 STATISTICAL SECTION The statistical section presents financial statement trends as well as detailed financial and operational information not available elsewhere in the report. The statistical section is intended to enhance the reader's understanding of the information presented in the financial statements, notes to the financial statements, and other supplementary information presented in this report. The statistical section is comprised of the five categories of statistical information presented below. Financial Trends These schedules contain information on financial trends to help the reader understand how the Town's financial position and financial activities have changed over time. Revenue Capacity These schedules contain information to help the reader assess the factors affecting the Town's ability to generate property revenue. Debt Capacity These schedules present information to help the reader evaluate the Town's current levels of outstanding debt as well as assess the Town's ability to make debt payments and/or issue additional debt in the future. Demographic and Economic Information These schedules present various demographic and economic indicators to help the reader understand the environment in which the Town's financial activities take place and to help make comparisons with other municipalities. Operating Information These schedules contain information about the Town's operations and various resources to help the reader draw conclusions as to how the Town's financial information relates to the services provided by the Town. 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M 1- (4 d' N 47 0 'V d'-d N E EQ U a 0 a) U C (0 C r1.. • N >, 0 a) Q▪ N To> 0 J cp 2 L 0 W 0 C 3 0 ca L N Cl d• U) CO ti CO 0) 0 e- C) 0 0 0 0 0 0 0 0 e- e- N r- N a) o o o o o o O o o o C) it r N N N N N N N N N Na) O 0) (i) co a- TOWN OF ORO VALLEY, ARIZONA DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT JUNE 30, 2011 (UNAUDITED) Estimated Estimated Share of Debt Percentage Overlapping Governmental Unit Outstanding Applicable Debt Pima County $ 455,856,000 7.19% $ 32,776,046 Pima County Community College District 15,967,664 7.19% 1,148,075 Amphitheater Unified School District No. 10 95,967,664 18.20% 17,466,115 Total Overlapping 51,390,236 Town of Oro Valley 12,582,913 100.00% 12,582,913 Total Direct 12,582,913 Total direct and overlapping debt $ 63,973,149 Source: Pima County, Pima County Community College District and Amphitheater Unified School District No. 10. (1) Proportion applicable to the Town of Oro Valley,Arizona, is computed on the ratio of secondary assessed valuation for 2010-11. Page 115 co Co 0 co co O Nr I Nr O O O O O co CO N v- 'tet ,-- co▪:) Eft ER (0 (D o 0) CA 0 CO I CO 0 0 N O O CV O `J V' N Q O co co Eft Eft Eft CV N o LO LO 0 O I O O rn ch co- O o Lo t O N CA oo r-Eft Eft Eft ,t' 't o 0) C3) O O I C7) O Cb N N O O M Co O L) lf) N .- Eft CO Eft CO cc 0 U) U) O O I O O N coLrLr) O O N, O NI- N 0 O N N Co a) Eft Eft Eft 3 O 0 o Z 0 co I 3D O < 0 Eo N. O O O 0 < 0 00 co N co- co- O O Q O W Eft Eft j >... J Z Q 0 J o j ct jii: o I 0 ZCC 2 in Z o Q 0?NN ci CA W O 0 U") Eft Eft Eft Z Q J O0 F- W I0 c..' -J CA I 0) O .-- O o o a) 0) o N 0o co Eft co Eft o O o U) LC) O co I cc co co co cc O o coO O N C0 co - r- I-- ER Eft Eft Eft N N o MCO 0 coI o O N .-- •-- O o co O o CA CD N O (0 (D CD Eft Eft Eft E. a) E co a. a) 0 a) w 0 E C co E s .E 0 2 O 2 a) a) a) 43 Co 75 v- 3 cv O O U_ U_ a p a_ C it C) 2 (o m Co O C 0 _ a) E a) O E � a) & F- J C 'c) O 3, 8- :6 (o CO N a) pO OCD • H J 12 ( cv a_ TOWN OF ORO VALLEY CALCULATION OF LEGAL DEBT MARGIN JUNE 30, 2011 (UNAUDITED) Net secondary assessed valuation $ 672,309,368 Water, Sewer, Light, Parks, Open Space and Recreational Facility Bonds Debt limit- 20% of secondary net assessed valuation $ 134,461,874 Debt applicable to limit General obligation bonds outstanding $ - Less amount set aside for repayment of debt - Net debt applicable to limit - 20% legal debt margin $ 134,461,874 All other general obligation bonds Debt Limit-6% of secondary net assessed valuation 40,338,562 Debt applicable to limit General obligation bonds outstanding $ - Less amount set aside for repayment of debt - Net debt applicable to limit - All other general obligation bonds debt margin 40,338,562 Total legal debt margin $ 174,800,436 Source: Pima County Assessor's Office Page 117 TOWN OF ORO VALLEY,ARIZONA PLEDGED-REVENUE COVERAGE LAST TEN FISCAL YEARS (UNAUDITED) Water Utility Revenue Bonds Fiscal Gross Debt Service Year Revenues Principal Interest Total Coverage 2002 9,435,130 1,768,040 2,173,192 3,941,232 2.39 2003 10,380,720 1,578,040 2,395,359 3,973,399 2.61 2004 12,202,664 1,478,710 2,650,195 4,128,905 2.96 2005 12,544,928 1,473,710 2,949,409 4,423,119 2.84 2006 14,989,621 1,907,362 2,888,226 4,795,588 3.13 2007 14,810,173 2,336,330 2,552,081 4,888,411 3.03 2008 17,668,212 1,981,898 2,452,583 4,434,481 3.98 2009 16,223,544 2,011,100 2,784,444 4,795,544 3.38 2010 15,207,113 5,270,354 2,689,427 7,959,781 1.91 2011 15,359,681 2,501,530 2,505,960 5,007,490 3.07 Governmental Revenue Bonds Fiscal Gross Debt Service Year Revenues Principal Interest Total Coverage 2002 16,268,695 486,456 320,846 807,302 20.15 2003 16,435,018 346,960 320,599 667,559 24.62 2004 19,837,894 361,290 386,228 747,518 26.54 2005 21,011,720 456,290 433,108 889,398 23.62 2006 25,018,727 452,638 415,640 868,278 28.81 2007 29,200,152 788,670 642,711 1,431,381 20.40 2008 30,629,130 708,102 501,150 1,209,252 25.33 2009 28,084,482 733,900 486,372 1,220,272 23.01 2010 25,695,598 6,510,516 933,536 7,444,052 3.45 2011 23,921,715 234,970 253,984 488,954 48.92 Certificates of Participation Fiscal Gross Debt Service Year Revenues Principal Interest Total Coverage 2002 16,268,695 160,000 245,938 405,938 40.08 2003 16,435,018 170,000 237,994 407,994 40.28 2004 19,837,894 180,000 15,768 195,768 101.33 2005 21,011,720 190,000 26,690 216,690 96.97 2006 25,018,727 205,000 16,566 221,566 112.92 2007 29,200,152 - - - 0.00 2008 30,629,130 - - - 0.00 2009 28,084,482 - - - 0.00 2010 25,695,598 - - - 0.00 2011 23,921,715 - - - 0.00 Special Assessment Fiscal Gross Debt Service Year Revenues Principal Interest Total Coverage 2002 - - - - 0.00 2003 - - - - 0.00 2004 - - - - 0.00 2005 - - - - 0.00 2006 - - 176,967 176,967 0.00 2007 379,840 185,000 186,828 371,828 0.00 2008 365,810 195,000 177,577 372,577 0.98 2009 367,539 205,000 248,429 453,429 0.81 2010 368,152 215,000 152,203 367,203 1.00 2011 365,811 225,000 147,548 372,548 0.98 Source: Town of Oro Valley Finance Department Page 118 TOWN OF ORO VALLEY, ARIZONA DEMOGRAPHIC AND ECONOMIC STATISTICS LAST TEN FISCAL YEARS (UNAUDITED) Personal Per Income Capita (thousands Personal Unemployment Year Population of dollars) Income Rate 2002 34,050 $ 1,158,413,770 34,021 2.0% 2003 37,260 1,305,649,691 35,042 2.9% 2004 37,700 1,360,700,031 36,093 2.6% 2005 39,310 1,461,373,787 37,176 2.5% 2006 40,215 1,539,868,259 38,291 3.0% 2007 42,551 1,678,195,258 39,440 2.6% 2008 43,651 1,773,226,205 40,623 3.0% 2009 43,694 1,828,222,176 41,841 5.1% 2010 43,521 1,875,613,105 43,097 6.2% 2011 41,011 1,820,460,164 44,390 6.0% Source: US Census Bureau, Arizona Employment statistics and Pima Association of Governments Page 119 N 0 0 0 0 0 0 0 O CD O O O O O O O O O CD CD O O O LD O LCD CD 0 CD O LD O CO O O O O LD O O CO N � CY) 4 4 O N O CONh: cri co M N- N co 0 0 0 0 0 0 0 O O O O O O O O O O O O O O O O O O LD O O O O O O CO O O O O LC) O O M N M N N Cn O N O N N r--: co M N 4 0 0 0 0 0 0 0 O O O O O O O O O O O O 0 O O 0 0 0 0 LD O O O O LC) O CO O O O O LD LC? 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CL a) O O C C Q) L N (a o O V O O �-- (LS o ( N a) a)a. C U C _ +� a) mU � F— F— v_ u)o cn ( 20 CO — ZH cnHD- U C _V Q C O O RS .Q a) o lL n_ ::-J F— N N ,-- Ls_ 0) co a_ TOWN OF ORO VALLEY, ARIZONA WATER RATES LAST TEN FISCAL YEARS (UNAUDITED) Base Rate Tier 1 Tier 2 Tier 3 Tier 4 GPF Year monthly per 1,000 per 1,000 per 1,000 per 1,000 per 1,000 2002 12.00 1.90 2.35 3.00 N/A N/A 2003 12.00 1.90 2.35 3.00 N/A N/A 2004 12.30 1.92 2.55 3.25 N/A $ 0.21 2005 12.65 1.98 2.68 3.58 N/A 0.21 2006 12.65 1.98 2.68 3.58 N/A 0.21 2007 13.25 2.08 2.81 3.76 N/A 0.25 2008 13.25 2.08 2.81 3.76 $ 5.00 0.40 2009 13.91 2.18 2.95 3.95 5.25 0.55 2010 14.19 2.20 2.99 4.03 5.38 0.75 2011 14.19 2.20 2.99 4.03 5.38 0.75 Source: Town of Oro Valley Water Utility Page 123 N- Co CO V) 00 d' CD tt N N- N O LC) In Ln gN M ‘-- N- (NINN CO O N N v- CO 00 O O N CO d- N N- 00 0) CD 0) C) O ' N. 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