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HomeMy WebLinkAboutFinancial Reports-Comprehensive Annual Financial Report (CAFR) - 6/30/1999 Town of Oro Valley, Arizona Comprehensive Annual Financial Report For the Fiscal Year Ended June 30, 1999 t t 1 r j i y COMPREHENSIVE ANNUAL FINANCIAL REPORT of the TOWN OF ORO VALLEY, ARIZONA for the FISCAL YEAR ENDED JUNE 30, 1999 Prepared by the Finance Department Town Manager Chuck Sweet Finance Director David L. Andrews l C { t q1 { >x i �u. TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 1999 Contents Page INTRODUCTORY SECTION Letter of Transmittal i GFOA Certificate of Achievement x Organizational Chart xi List of Principal Officials xii FINANCIAL SECTION Independent Auditor's Report 1 General-Purpose Financial Statements Combined Balance Sheet- All Fund Types and Account Groups 4 Combined Statement of Revenues, Expenditures and Changes in Fund Balances - All Governmental Fund Types 7 Combined Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual - All Governmental Fund Types 8 Combined Statement of Revenue, Expenses and Changes in Retained Earnings - All Proprietary Fund Types 10 Combined Statement of Cash Flows - All Proprietary Fund Types 11 Notes to Financial Statements 13 Required Supplementary Information: Arizona Public Safety Personnel Retirement System Analysis of Funding Progress 34 TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 1999 Contents (Cont'd) Page Combining, Individual Fund and Account Group Statements and Schedules GENERAL FUND: Statement of Revenues, Expenditures and Changes es in Fund Balance - Budget and Actual 38 SPECIAL REVENUE FUNDS: CombiningBalance Sheet 40 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 41 HURF Fund: Statement of Revenues, Expenditures and Changes in Fund Balance -Budget and Actual 42 State Seizures and Forfeitures Fund: Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual 43 Public Transportation Fund: Statement of Revenues, Expenditures and Changes in Fund Balance -Budget and Actual 44 DEBT SERVICE FUNDS: CombiningBalance Sheet 46 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 47 Naranj a Road Fund: Statement of Revenues, Expenditures and Changes in and Balance - Bud et and Actual 48 F g TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 1999 Contents (Cont'd) Page Municipal Debt Service Fund: Statement of Revenues, Expenditures and Changes in Fund Balance- Budget and Actual 49 CAPITAL PROJECTS FUNDS: Combining Balance Sheet 52 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 53 CDO Riverfront Park Fund: Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual 54 Municipal Facilities Construction Fund: Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual 55 Land Acquisition and Parks Development Fund: Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual 56 Alternative Water Resources Fund: Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual 57 Oro Valley Water Connection Fees Fund: Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual 58 Townwide Roadway Development Impact Fee Fund: Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual 59 TOWN OF ORO VALLEY, ARIZONA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 1999 Contents (Concl'd) Page GENERAL FIXED ASSETS ACCOUNT GROUP: Comparative Schedules of General Assets Fixed by Source 62 Schedule of General Fixed Assets by Function and Activity63 Schedule of Changes in General Fixed Assets Function and Activity64 by STATISTICAL SECTION Government Revenues General by Source 66 Goverment Expenditures General Gov p by Function 67 Taxable Activities, Tax Rates and Distribution Shares 68 Transaction Privilege (Sales) Tax Rates by Category 69 Historical and Projected Excise Tax Collections 70 � Town Transaction Privilege (Sales) and Franchise Tax Collections 71 EstimatedRegarding Debt Service Coverage Re Excise Tax Collections 72 Statement of Bonded Indebtedness 73 Direct and Overlapping General Obligation Bonded Debt 74 n of Legal Debt Margin 75 Property Tax Assessment Ratios and Comparative Secondary Assessed Valuation Histories 76 SecondaryAssessed Valuation Histories 77 Comparative 78 Assessed Valuations and Tax Rates Primary and Secondary Property Tax Rates Direct and Overlapping Governments 79 Net Assessed and Full Cash Values of Taxable Property 80 Assessed Valuation byProperty Classification 81 Secondary 82 Secondary Assessed Valuation of Major Taxpayers Historical and Projected Water System Revenues, Expenses, Debt and Service Coverage 83 Oro Valley Water Utility - of Rates, Fees and Charges es 84 g Number of Meters Connected 86 of Connections byType 87 Number yp 88 Schedule of the Fifteen Largest Water System Customers Demographic Statistics 89 Property Value, Construction and Bank Deposits 90 Em to ers 91 Schedule of Top ploy O O O4' 7, lir7 ►► TOWN OF ORO VALLEY 11, 11000 N. LA CANADA DRIVE ORO VALLEY, ARIZONA 85737 A ,,`,, Administrative Offices(520)297-2591 Fax(520)297-0428 A _.,.�� .�► www.ci.oro-valley.az.us FUNDED�9 September 20, 1999 TO THE HONORABLE MAYOR AND COUNCIL Town of Oro Valley, Arizona The Comprehensive Annual Financial Report (CAFR) of the Town of Oro Valley for the year ended June 30, 1999, is hereby submitted. Local ordinances and state statutes require that the Town issue annually a report on its financial position and activity, and that this report be audited by an independent firm of certified public accountants. Responsibility for both the accuracy of the data, and the completeness and fairness of the presentation, including all disclosures, rests with management. To the best of our knowledge and belief, the enclosed data are accurate in all material respects and are reported in a manner that presents fairly the financial position and results of operations of the various funds and account groups of the Town of Oro Valley. All disclosures necessary to enable the reader to gain an understanding of the Town's activities have been included. The Comprehensive Annual Financial Report is presented in three sections: Introductory, Financial and Statistical. The Introductory Section includes this letter of transmittal, the GFOA Certificate of Achievement, an organizational chart and a list of the Town of Oro Valley's elected officials and department heads. The Financial Section includes the general purpose financial statements and the combining and individual fund and account group financial statements and schedules, as well as the independent auditor's report on these financial statements and schedules. The Statistical Section includes selected financial and demographic information, generally presented on a multi-year basis. The Town of Oro Valley is required to undergo an annual single audit in conformity with the provisions of the Single Audit Act of 1996 and U.S. Office of Management and Budget's Circular A-133, Audits of State and Local Governments. The auditor's report states that the Town of Oro Valley, Arizona, complied, in all material respects, with the provisions required of the Single Audit Act of 1996 and U.S. Office of Management and Budget Circular A-133,Audits of States, Local Governments, and Non-Profit Organizations. The financial reporting entity (the Town) includes all the funds and account groups of the primary government (i.e., the Town of Oro Valley as legally defined). The Town provides a full range of services including police protection; the construction and maintenance of streets and infrastructure; the provision of water services; public transportation services; recreational activities and cultural events. In addition to general government activities, the governing body is financially accountable for the Municipal Property Corporation; therefore, this activity is included in the reporting entity. C f { { 1 GOVERNMENTAL STRUCTURE, LOCAL ECONOMIC CONDITION AND OUTLOOK Governmental Structure Oro Valley was incorporated in 1974. It is located in northeastern Pima County and has a land area of 32 square miles. The current population is estimated at 25,455. The town government operates under the Council-Manager form of government. Policymaking and legislative authority is vested in the Town Council, which consists of a Mayor and four Councilmembers. Councilmembers are elected to four-year staggered terms. The Mayor is elected by the citizens of Oro Valley. The Vice-Mayor is selected by the Council from among its members. The Town Council is responsible, among other things, for the adoption of local ordinances, budget adoption, the development of citizen advisory committees and the hiring of the Town Manager. The Manager is responsible for implementation of the policies of the Town Council. The Town Manager appoints all department heads except the Town Clerk, Chief of Police, Town Engineer and Magistrate. Local Economic Condition and Outlook The economic outlook for the Town of Oro Valley is anticipated to remain positive over the next five to ten years. Sales tax collections from the construction, retail trade, and hotel/motel lodging industries constituted approximately 91% of all sales tax receipts for the fiscal year ended June 30, 1999. Construction sales tax collections of $2,397,601 comprised 56% of all sales tax receipts for the fiscal year. This figure reached an all time high this year and exceeded last fiscal year by approximately 26%. The previous high was FY 1995/96 when $2,220,000 in construction related sales taxes were collected. Sales tax collections from retail trade continued to increase and offer considerable opportunities for growth and sales tax base diversification. Approximately $674,000 was collected in FY 1998/99, a 31% increase over the previous year. Collections in FY 1999/2000 are estimated to double to around $1.3M as several major new retailers will be open for business in the new fiscal year. Additional retail interest continues to remain strong among commercial developers. The hotel/motel lodging industry makes up about 19% of the Town's sales tax base. Receipts decreased 2.5% from the previous year. However, several new projects are under consideration and continued industry demand should help to maintain and possibly significantly expand the industry as a major revenue source for the Town. Other revenue sources such as state shared revenues, grants and impact fees are expected to remain stable and reliable over the next few years. Based on the Town's population growth, the Year 2000 Census may increase the Town's portion of state shared revenues by approximately $2.7M, beginning in fiscal year 2001/02. ii MAJOR INITIATIVES The Town of Oro Valleyhas started and is anticipated to complete several major capital improvement projects in fiscal year 1999/2000. The Town began preliminaryarchitectural and landscaping work on the CDO Riverfront Park in this fiscal ye budget The bud et for fiscal year 1999/2000 includes funding in the amount of $2,412,132 132 for the completion of the park which is scheduled to open in the spring of 2000. AnotherJ capitalproject major roJ'ect that began in this fiscal year is the construction of a 9,810 square services buildingto be located at the existing Town hall facility. The building foot development be for the communitydevelopment and the public works departments. The facility is will p scheduled for completion in February or March of 2000. The estimated cost of the project is $1,525,000 includingarchitectural and engineering, construction, furnishings and costs of issuance. Pima Countyheld a bond election in May 1997 that included funding to establish a new northwest branch library. A facility to be built in Oro Valley has been approved by the County with $2M fundingcoming from Pima County. Estimated costs to complete this project is $4,144,000. The balance of the necessary funding will be provided by Oro Valley. possible Town is also consideringthe purchase of state land from the Arizona State Land Departmentpp in the amount of approximately $3,072,000. The State Land Department may hold an auction in December, 1999. Future roadway improvement projects include a townwide drainage basin study, bicycle lanes, designfor La Canada Drive and traffic signal installations to be funded by the landscaping Highway Fund and Townwide Development Impact Fees Fund. The Town may consider the formation of an Oracle Road Improvement District. The improvement district will be for roadway improvements along Oracle Road and will be assessed against commercial property owners along a proposed district boundaries. In June, 1999 the Oro Valley Water Utility took over the Oro Valley Water Improvement District's share of the joint litan Domestic Water Improvement District.venture with the Metropolitan In fiscalyear 1999/2000, capital improvements to this area includes replacing water mains, fire p hydrantsupgradesexisting and to booster stations. Other water utility capital projects include the construction of a replacement well, installation of water mains, telemetry equipment and construction of four new reservoirs. iii FINANCIAL INFORMATION Town Management is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the government are protected from loss, theft, or misuse and to ensure that adequate accounting data are compiled to allow for the preparation of financial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgements by management. As a recipient of federal and state financial assistance, the Management is also responsible for ensuring that an adequate internal control structure is in place to ensure and document compliance with applicable laws and regulations related to these programs. This internal control structure is subject to periodic evaluation by management. As a part of the Town's single audit, tests were made of the internal control structure and of its compliance with applicable laws and regulations, including those related to federal financial assistance programs. Although this testing was not sufficient to support an opinion on the Town's internal control system or its compliance with laws and regulations related to nonmajor federal financial assistance programs, the audit for the year ended June 30, 1999, disclosed no material internal control weaknesses or material violations of laws and regulations. In addition, the Town of Oro Valley maintains extensive budgetary controls. The objective of these controls is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by the government's council. Activities of the general fund, certain special revenue funds, enterprise funds, debt service funds and capital projects funds are included in the annual budget. The level of budgetary control (i.e., the level at which expenditures cannot legally exceed the appropriated amount) is the departmental level for the General Fund and in total by fund for the other funds. The Town also maintains an encumbrance accounting system as one method of maintaining budgetary control. Encumbered amounts lapse at year end. However, outstanding encumbrances generally are reappropriated as part of the subsequent year's budget. As demonstrated by the statements and schedules included in the Financial Section of this report, the Town of Oro Valley continues to meet its responsibility for sound financial management. iv General Government Functions The following schedule presents a summary of General Fund, Special Revenue Funds, Debt Service Funds and Capital Projects Funds revenues for the fiscal year ended June 30, 1999 and the amount of increases and decreases in relation to the prior year. Increase/(Decrease) 1998/99 Percent From 1997/98 1997/98 Revenue Category Amounts Of Total Amount Percent Amounts g Local taxes $ 4,518,732 27.0% $ 673,788 17.5% $ 3,844,944 Intergovernmental 6,780,403 40.4 517,881 8.3 6,262,522 Fines & forfeiture 331,032 2.0 (64,442) (16.3) 395,474 Licenses &permits 1,411,820 8.4 328,928 30.4 1,082,892 1 Charges for services 239,945 1.4 (40,837) (14.5) 280,782 Contributions & donations 2,001 .0 (35,277) (94.6) 37,278 Special assessments 2,472,834 14.8 416,850 20.3 2,055,984 Interest 960,231 5.7 315,542 48.9 644,689 Other income 50,902 .3 (11,951) (19.0) 62,853 Total $ 16,767,900 100.0% $ 2,100,482 14.3% $ 14,667,418 As shown in the schedule above revenues increased by $2,100,482 in fiscal year 1998/99 in comparison to fiscal year 1997/98. Local taxes, intergovernmental revenues and licenses and permits were the major revenue sources that accounted for the increase. Local $673,788primarily taxesincreased by due to construction related sales tax collections from v residential buildingactivity. Revenue sources related to construction did much better than Y anticipated this fiscal year. Intergovernmental revenues increased by $517,881. State and county shared revenues increased Federal and state grants increased by $253,169, which included $220,000 from a by $264,712. federally funded COPS Universal grant. Licensespermits and increased by $328,928 primarily due to residential building permit fees. The presents followingschedule a summary of General Fund, Special Revenue Funds, Debt Service Funds and 99 Capital Projects Fund expenditures for the fiscal year ended June 30, 1999 and the increases and decreases in relation to prior year amounts. v •r Increase/(Decrease) 1998/99 Percent From 1997/98 1997/98 Expenditure Category Amounts Of Total Amount Percent Amounts Current Generalg overnment $ 3,317,668 27.6% $ 437,100 15.2% $ 2,880,568 Public safety 5,240,616 43.6 989,385 23.3 4,251,231 Highways and streets 1,149,073 9.6 (58,364) (4.8) 1,207,437 Culture and recreation 636,302 5.3 (10,844) (1.7) 647,146 Capital outlay 878,843 7.3 40,900 4.9 837,943 Debt Service Principal 400,000 3.3 (10,000) (2.4) 410,000 Interest and fiscal charges 341,086 2.8 10,916 3.3 330,170 Bond issuance costs 52,126 .5 52,126 N/A -0- Total Expenditures $ 12,015,714 100.0% $ 1,451,219 13.7% $ 10,564,495 Total expenditures increased by $1,451,219 or 13.7% primarily in the categories of general government and public safety. General government expenditures increased by $437,100. Expenditures increased due to personnel, facility maintenance and general operations. Additional personnel were added in most departments as a result of the Town's population growth. The increase of $989,385 in public safety was mainly attributed to additional personnel for the police department. Staff additions include eight police officers who were hired in conjunction with the federally funded COPS Universal grant and a clerical position in the records division. Federal seizure and forfeiture funds were used to purchase a mobile command specialty vehicle, computer work stations and computer hardware/software. Increases in capital outlay includes expenditures for preliminary architectural and landscaping services in the amount of $159,881 for the construction of the CDO Riverfront Park and $166,009 for the community development building. Additional funds of $312,785 in roadway impact fees were expended while water impact fee expenditures decreased. General Fund Balance The fund balance of the General Fund increased by $2,425,215 from June 30, 1998. This increase was primarily due to increases in local taxes, intergovernmental revenues and licenses and permits. vi Enterprise Operations At June 30, 1g 999 retained earnings for the Oro Valley Water Utility was $1,011,862. Included in retained earnings s is $432,860 which is the Town's portion of equity, capital assets and related debt received upon the dissolution of the joint venture with Metropolitan Domestic Water nt District (MDWID). The total contributed capital of $2,335,870 includes Improveme $1,534,245 from executed line extension agreements with area developers. exceeded budget by $416,188. Net income at June 30, 1999 was a Revenues of $5,219,301 negative $114,178. The utilitysettled a lawsuit for approximately $415,000 which was charged to the fiscal year. Debt Administration At June 30, 1999, the Town had one improvement district bond, two municipal property rp i alcorporation bonds, and two certificates of participation issues outstanding. The outstanding principal rinci al totaled $90,000 for the 1989 Naranja Road Improvement District Serial Bonds and $27,606,679 for the Municipal Property Corporation Bonds. The 1989 Certificates of Participation for the Town Hall facilities had outstanding principal of $170,000 and the 1996 Certificates of Participation for the land purchases had outstanding principal of $4,805,000. In June, 1999, the Town issued Municipal Property Corporation Bonds for future improvements Oro ValleyWater Utilityand for construction of a community development building with to the outstanding principal of$3,186,183 and $1,695,000, respectively. leases include, a police voice logger and a wheel loader with principal balances of Capital $17,044 and $31,677 respectively. The Town entered into another capital lease for the purchase , . backhoe to be shared between public works and the water utility. Outstanding principal is ofa $46,344. An advance from the General Fund to the Oro Valley Connection Fees Fund was made in the amount of$558,000 on June 1, 1998. Outstanding principal at June 30, 1999 is $514,815. Cash Management Policies and Practices The Town uses a system of consolidated cash management. Cash from all funds is pooled in a central disbursement fund. Cash to be used for payment of current expenditures is maintained in a checking account, the balance of cash is maintained on deposit with the Arizona State Treasurer's Local Government Investment Pool. Cash in the Local Government Investment Pool is available upon 24 hours notice. The LGIP invests in U.S. Treasury Notes, U.S. Treasury Bills and federally guaranteed insurance contracts. The average interest rate for fiscal year 1997/98 was 5.794% and 5.339% for fiscal year 1998/99. Investments held at LGIP earned interest revenue of$759,119 for the year ended June 30, 1999. A debt service reserve fund was established for the Municipal Property Corporation (MPC) municipal system i al water acquisition bonds. The MPC bonds issued this year were deposited in the same funds. These monies, along with funds for future water improvement projects and the construction of the development services building are maintained in a trust account with Norwest These funds are invested solely in obligations that are issued or guaranteed by the U.S. Bank. Treasurye such as U.S. Treasury bills, bonds and notes ("U.S. Treasury Securities"). Interest on investments held with the trustee earned$126,023 for fiscal year 1998/99. vii An account was opened with Norwest Bank for the acquisition and development of three parcels of land purchased in FY 1996/97. Funds remaining in this account will be used for the development of the CDO Riverfront Park. Funds held on deposit are invested in obligations that are issued or guaranteed by the U.S. Treasury, such as U.S. Treasury bills, bonds and notes ("U.S. Treasury Securities"). Interest on investments held with the trustee earned $28,258 for fiscal year 1998/99. Risk Management The Town of Oro Valley participates in the Arizona Municipal Risk Retention Pool. Risk coverage includes general liability, errors and omissions, property and automobile insurance. The policy insures up to $2,000,000 per incident occurrence plus any excess liability of up to $10,000,000 per occurrence per year. Coverage is provided on a claims made basis. The Town participates in the Arizona Municipal Workers Compensation Pool for workers compensation insurance coverage. The Town of Oro Valley is self-insured for unemployment compensation. Unemployment reserves totaled $228,593 as of June 30, 1999 for the Town's 197 employees. Other Information Independent Audit Arizona statutes require an annual audit by independent certified public accountants. The firm of Cronstrom and Trbovich P.C., CPAs was retained by the Town to perform the 1999 audit. In addition to meeting the requirements set forth in state statutes, the audit was also designed to meet the requirements of the federal Single Audit Act of 1996 and the related U.S. Office of Management and Budget's Circular A-133. Generally accepted auditing standards and the standards set forth in the General Accounting Office's Government Auditing Standards were used by the auditors in conducting the engagement. The auditor's report on the general-purpose financial statements and combining and individual fund statements and schedules is included in the Financial Section of this report. The auditor's reports on internal controls and compliance with applicable laws and regulations can be found in a separately issued single audit report. Awards The Government Finance Officers Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the Town for its Comprehensive Annual Financial Report for the year ended June 30, 1998. In order to be awarded a Certificate of Achievement, the Town published an easily readable and efficiently organized comprehensive annual financial report. The report satisfied both generally accepted accounting principals and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current Comprehensive Annual Financial Report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. viii Acknowledgements We would also like to extend our appreciation to the Mayor and Council for their leadership and support. The preparation of this Comprehensive Annual Financial Report was made possible by the dedicated work of the Finance Department staff. Each member of the department has our sincere appreciation for the contributions made in the preparation of this report. Respectfully submitted, i A „ Chuck Sweet Town Manager 2,4241- David L. Andrews Finance Director ix Certificate of Achievement for Excellence in Financial Reporting Presented to Town of Oro Valley, Arizona For its Comprehensive Annual Financial Report for the Fiscal Year Ended June 30, 1998 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. INCE 0444 C1/4;1 ....ch-a3 Ef...��i ���p v, �� �""0A g PresiAA.,dent 2 canrow�mn s CNICAGD O`� 1 Executive Director x TOWN OF ORO VALLEY, ARIZONA ORGANIZATIONAL CHART H ,a Town Council . Boards & Chuck Sweet George Dunscomb Commissions Town Manager Town Magistrate David Andrews H. Brent Sinclair Finance Director Community Development Director 4k. Jeff Weir Kevin Verville Ainsley Reeder Economic i Information Systems , Parks & Recreation Administrator Administrator Development �``� Administrator Terry Vossler Building Administrator Kathi Cuvelier Bill Jansen Town Clerk • Town Engineer Bryant Nodine Planning &Zoning Administrator 1 Dan Dudley Werner Wolff Town Attorney Police Chief 1 John Zukas Transit Services Administrator X4,1 :.... . :. .. ._. . : Jeff Grant David Hook Human Resources Water Utility Director Director xi TOWN OF ORO VALLEY,ARIZONA List of Principal Officials ELECTED OFFICIALS Mayor Paul Loomis Vice-Mayor Richard Johnson Councilmember Wayne Bryant Councilmember Francis LaSala Councilmember Paul Parisi DEPARTMENT HEADS Town Manager Chuck Sweet Finance Director David L. Andrews Town Clerk Kathryn E. Cuvelier Town Attorney Dan Dudley Magistrate George Dunscomb Human Resource Director Jeff Grant Water Utility Director David Hook Town Engineer Bill Jansen Community Development Director H. Brent Sinclair Chief of Police Werner S. Wolff xii t L t 4 l t 4 t t i .. i { C._} Cil CRONSTROM EII I &ATRBOVICH C C O U NTA N T S INDEPENDENT AUDITOR'S REPORT The Honorable Mayor and the Town Council of the Town of Oro Valley, Arizona We have audited the accompanying general-purpose financial statements of the Town of Oro Valley, Arizona (Town), as of and for the year ended June 30, 1999, as listed in the table of contents. These general-purpose financial statements are the responsibility of the Town's management. Our responsibility is to express an opinion on these general-purpose financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general-purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general-purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall general-purpose financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general-purpose financial statements referred to above present fairly, in all material respects, the financial position of the Town of Oro Valley, Arizona as of June 30, 1999, and the results of its operations and the cash flows of its proprietary fund types for the year then ended in conformity with generally accepted accounting principles. In accordance with Government Auditing Standards, we have also issued a report dated September 20, 1999 on our consideration of the Town's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grants. Our audit was made for the purpose of forming an opinion on the general-purpose financial statements taken as a whole. The combining and individual fund and account group financial statements and schedules listed in the table of contents as supplementary information are presented for purposes of additional analysis and are not a required part of the general-purpose financial statements. Such information has been subjected to the auditing procedures applied in the audit of the general-purpose financial statements and, in our opinion, is fairly stated in all material respects in relation to the general-purpose statements taken as a whole. 1 8706 EAST MANZANITA DRIVE,SUITE 100 ■ SCOTTSDALE, ARIZONA 85258 • (602) 348-1102 • FAX 348-1104 A PROFESSIONAL CORPORATION The other information included in this report, designated as the "Statistical Section" in the table of contents, was not audited by us and, accordingly, we express no opinion on it. 0vt,44, ,i ) B C , Cronstrom & Trbovich, P.C. September 20, 1999 2 General-Purpose Financial Statements 3 TOWN OF ORO VALLEY,ARIZONA COMBINED BALANCE SHEET-ALL FUND TYPES AND ACCOUNT GROUPS AS OF JUNE 30, 1999 Proprietary Governmental Fund Types Fund Type Special Debt Capital General Revenue Service Projects Enterprise Assets and Other Debits Assets Cash and investments $ 7,950,518 $ 3,168,885 $ 166,600 $ 7,946,004 $ 4,154,464 Cash on deposit with paying agent - - 393,362 1,877,229 2,183,445 Restricted assets - - - - 2,287,940 Accounts receivable 58,053 11,281 - 1,500 418,135 Taxes receivable 437,405 - - - - Intergovernmental receivable 379,003 131,302 - - - Interest receivable 29,888 10,688 125 31,837 22,276 Special assessments receivable - - 3,138 - Due from other funds 454,454 - - - - Prepaid items 1,101 - - - Advances to other funds 514,815 - - - - Deferred charges - - - - 931,061 Other assets - - - - 262,433 Fixed assets(net,where applicable, of accumulated depreciation) - - - - 26,086,097 Other Debits _ Amount available in debt service fund - - - - Amount to be provided for retirement of general long-term debt - - Total Assets And Other Debits $ 9 825.237 $ 3,322 156 $ 563,225 $ 9,856,570 $36 345 851 Liabilities,Equity and Other Credits Liabilities Accounts payable $ 262,663 $ 100,002 $ - $ 130,316 $ 518,666 Accrued wages and benefits 482,819 46,198 - - 20,286 Interest payable - - - - 750,018 Intergovernmental payable 16,894 - - - 767,550 Due to other funds - 149,111 196,320 109,023 - Customer deposits - 630,106 - 4,632 109,379 Deferred revenue 198,856 3,036 3,138 - - Compensated absences payable - - - - 16,186 Capital leases payable - - - - 23,172 Advances from other funds - - - 514,815 General obligation bonds payable - - - - 27,606,679 Revenue bonds payable - - - - 3,186,183 Certificates of participation - - - - - Special assessment debt with - - government commitment - Total Liabilities 961,232 928,453 199,458 758,786 32,998,119 Equity and Other Credits - - Investment in general fixed assets - - - Contributed capital - - - - 2,335,870 Retained earnings Unreserved - - - - 1,011,862 Fund balances Reserved for preaid items 1,101 - - - Reserved for advances 514,815 - - - Unreserved,designated for unemployment benefits 195,312 25,135 - - Unreserved,undesignated 8,152,777 2,368,568 363,767 9,097,784 Total Equity and Other Credits 8,864,005 2,393,703 363,767 9,097,784 3,347,732 q y Total Liabilities,Equity and Other Credits $ 9,825237 $ 3.322.156 $ 563.225 $ 6.57O $36 3,45,2851 The accompanying notes to financial statements are an integral part of this statement. 4 Account Groups Totals General General (Memorandum Fixed Assets Long-term Debt Only) $ - $ - $23,386,471 4,454,036 2,287,940 488,969 437,405 510,305 94,814 3,138 454,454 1,101 514,815 931,061 262,433 15,196,636 - 41,282,733 363,767 363,767 6,468,126 6,468,126 $ 15 196 636 $ 6,831 893 $81 941 568 $ - $ - $ 1,011,647 549,303 750,018 784,444 454,454 _ - 744,117 205,030 16,186 71,893 95,065 - 514,815 1,695,000 29,301,679 3,186,183 4,975,000 4,975,000 90,000 90,000 6,831,893 42,677,941 15,196,636 - 15,196,636 2,335,870 _ - 1,011,862 1,101 514,815 220,447 19,982,896 15,196,636 - 39,263,627 $ 15,196,636 $ 6,831,893 $T81_941„568; The accompanying notes to fianacial statements are an integral part of this statement. 5 THIS PAGE BLANK 6 TOWN OF ORO VALLEY,ARIZONA COMBINED STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES- ALL GOVERNMENTAL FUND TYPES YEAR ENDED JUNE 30, 1999 Totals Special Debt Capital (Memorandum General Revenue Service Projects Only) Revenues Taxes $ 4,518,732 $ - S - $ - $ 4,518,732 Intergovernmental 5,073,616 1,699,194 - 7,593 6,780,403 Fines and forfeitures 210,450 120,582 - - 331,032 Licenses and permits 1,396,431 15,389 - - 1,411,820 Charges for services 220,506 19,439 - - 239,945 Contributions and donations 2,001 - - - 2,001 Special assessments - - 34,099 2,438,735 2,472,834 Interest 402,475 157,348 8,208 392,200 960,231 Other 16,187 675 34,040 - 50,902 Total Revenues 11,840,398 2,012,627 76,347 2,838,528 16,767,900 Expenditures Current General government 3,131,693 185,975 - - 3,317,668 Public safety 5,048,148 192,468 - - 5,240,616 Highways and streets - 1,149,073 - - 1,149,073 Culture and recreation 636,302 - - - 636,302 Capital outlay - - - 878,843 878,843 Debt service Principal retirement - - 400,000 - 400,000 Interest and fiscal charges - - 310,982 30,104 341,086 Bond issuance costs - - - 52,126 52,126 Total Expenditures 8,816,143 1,527,516 710,982 961,073 12,015,714 Excess of revenues over(under)expenditures 3,024,255 485,111 (634,635) 1,877,455 4,752,186 Other financing sources(uses) Operating transfers in - - 599,040 505,876 1,104,916 Operating transfers out (599,040) - - (505,876) (1,104,916) Proceeds from capital lease agreements - 34,781 - - 34,781 Proceeds from sale of bonds - - 172,279 1,518,070 1,690,349 Total other financing sources(uses) (599,040) 34,781 771,319 1,518,070 1,725,130 Excess of revenues and other sources over(under)expenditures and other uses 2,425,215 519,892 136,684 3,395,525 6,477,316 Fund balance,beginning of year 6,438,790 1,873,811 227,083 5,702,259 14,241,943 Fund balance,end of year $ 8,864,005 $ 2,393,703 $ 363,767 $_9,097,784 $20,719,259 The accompanying notes to financial statements are an integral part of this statement. 7 TOWN OF ORO VALLEY,ARIZONA COMBINED STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES- BUDGET AND ACTUAL-ALL GOVERNMENTAL FUND TYPES YEAR ENDED JUNE 30, 1999 General Special Revenue Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Revenues Taxes $ 3,723,000 $ 4,518,732 $ 795,732 $ - $ - $ Intergovernmental 4,766,346 5,073,616 307,270 2,007,000 1,699,194 (307,806) Fines and forfeitures 233,000 210,450 (22,550) 50,000 15,860 (34,140) Licenses andP ermits 1,001,000 1,396,431 395,431 17,000 15,389 (1,611) Charges for services 208,950 220,506 11,556 21,000 19,439 (1,561)Contributions and donations 21,000 2,001 (18,999) - - Special assessments - Interest 240,000 402,475 162,475 28,000 106,706 78,706 Other 2,300 16,187 13,887 21,820 675 (21,145) Total Revenues 10,195,596 11,840,398 1,644,802 2,144,820 _ 1,857,263 (287,557) Expenditures Current GeneralS overnment 6,865,001 3,131,693 3,733,308 824,024 185,965 638,059 Public safety 5,233,850 5,048,148 185,702 224,634 22,520 202,114 Highways and streets - - - 3,055,991 1,149,073 1,906,918 Culture and recreation 632,654 636,302 (3,648) - - - Capital Outlay - Debt service Principal retirement - - - _ Interest and fiscal charges - - Bond issuance costs - - Total Expenditures 12,731,505 8,816,143 3,915,362 4,104,649 1,357,558 2,747,091 Excess of revenues over(under)expenditures (2,535,909) 3,024,255 5,560,164 (1,959,829) 499,705 2,459,534 Other financing sources(uses) Operating transfers in - - - 285,000 - (285,000) g Operating transfers out (2,936,746) (599,040) 2,337,706 - - Capital lease agreements 129,000 - (129,000) 45,000 34,781 (10,219) Proceeds from sale of bonds - - - Total other financing sources(uses) (2,807,746) (599,040) 2,208,706 330,000 34,781 (295,219) Excess of revenues and other sources over(under)expenditures and other uses (5,343,655) 2,425,215 7,768,870 (1,629,829) 534,486 2,164,315 Fund balance,beginning of year 5,343,655 6,438,790 1,095,135 1,629,829 1,632,827 2,998 Fund balance,end of year $ - $ 8.864,005 $ 8,864,005 $ - $ 2,167,313 $ 2,167,313 The accompanying notes to financial statements are an integral part of this statement. 8 Debt Service Capital Projects Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) $ - $ - $ - $ - $ - $ - - - - 666,000 7,593 (658,407) 28,855 34,099 5,244 1,748,000 2,438,735 690,735 14,812 8,208 (6,604) 188,000 392,200 204,200 150 34,040 33,890 - - - 43,817 76,347 32,530 2,602,000 2,838,528 236,528 - - - 10,873,946 878,843 9,995,103 447,111 400,000 47,111 43,186 - 43,186 379,713 310,982 68,731 30,104 30,104 - - - - - 52,126 52,126 826,824 710,982 115,842 10,947,236 961,073 9,986,163 (783,007) (634,635) 148,372 (8,345,236) 1,877,455 10,222,691 722,824 599,040 (123,784) 2,388,132 505,876 (1,882,256) - - - (479,210) (505,876) (26,666) - 172,279 172,279 915,030 1,518,070 603,040 722,824 771,319 48,495 2,823,952 1,518,070 (1,305,882) (60,183) 136,684 196,867 (5,521,284) 3,395,525 8,916,809 60,183 227,083 166,900 5,521,284 5,702,259 180,975 5 - $ 363,767 $ 363,767 $ - $ 9,097 784 $ 9,097,784 The accompanying notes to financial statements are an integral part of this statement. 9 1 TOWN OF ORO VALLEY,ARIZONA COMBINED STATEMENT OF REVENUES,EXPENSES AND CHANGES IN RETAINED EARNINGS-ALL PROPRIETARY FUND TYPES YEAR ENDED JUNE 30, 1999 Enterprise Operating revenues Charges for sales and services $ 4,925,501 Total operating revenues 4,925,501 Operating expenses Costs of sales and services 2,620,007 Depreciation 1,186,978 Total operating expenses 3,8065985 Operating income 1,118,516 Nonoperating revenues(expenses) Intergovernmental 1,500 Interest revenue 288,095 Interest expense (1,481,921) Issuance costs (44,573) Other 4,205 Total nonoperating revenues(expenses) (1,232,694) Net income (114,178) Retained earnings,beginning of year 1,126,040 Retained earnings,end of year $, 1,011,862 The accompanying notes to financial statements are an integral part of this statement. 10 TOWN OF ORO VALLEY,ARIZONA COMBINED STATEMENT OF CASH FLOWS-ALL PROPRIETARY FUND TYPES YEAR ENDED JUNE 30, 1999 Enterprise INCREASE(DECREASE)IN CASH AND CASH EQUIVALENTS Cash flows from operating activities Cash received from customers $ 5,05 8,196 Cash payments to employees for services (476,906) Cash payments to suppliers for goods/services (1,813,570) Nonoperating revenues 4,205 Customer deposits received 44,280 Net cash provided(used)by operating activities 2,816,205 Cash flows from non-capital financing activities Intergovernmental revenue 1,500 Net cash provided(used)for non-capital financing activities 1,500 Cash flows from capital and related financing activities Acquisition of capital assets (989,016) Principal paid on capital leases (11,609) Interest paid on capital leases (821) Principal paid on general obligation bonds (325,000) Interest paid on general obligation bonds (1,490,645) Revenue bond proceeds 2,284,906 Net cash provided(used)for capital and related financing activities (532,185) Cash flows from investing activities Interest 288,524 Net cash provided by investing activities 288,524 Net increase(decrease)in cash and cash equivalents 2,574,044 Cash and cash equivalents at beginning of year 6,051,805 Cash and cash equivalents at end of year $ 8,625,849 RECONCILIATION OF CASH AND CASH EQUIVALENTS TO THE BALANCE SHEET Cash and investments per the balance sheet $ 4,154,464 Cash on deposit with paying agent 2,183,445 Restricted assets 2,287,940 Total S 8,625,849 (Continued) The accompanying notes to financial statements are an integral part of this statement. 11 TOWN OF ORO VALLEY,ARIZONA COMBINED STATEMENT OF CASH FLOWS-ALL PROPRIETARY FUND TYPES YEAR ENDED JUNE 30, 1999 (Concluded) Enterprise RECONCILIATION OF OPERATING INCOME TO NET CASH PROVIDED BY OPERATING ACTIVITIES Operating income $ 1,118,516 Adjustments to reconcile operating income to net cash provided by operating activities Depreciation 1,186,978 Nonoperating revenues 4,205 (Increase)decrease in operating assets Accounts receivable 144,213 Prepaid expenses 90 Increase(decrease)in operating liabilities Intergovernmental payable (11,518) Accounts payable 314,843 Accrued payroll 7,223 Compensated absences payable 7,375 Customer deposits 44,280 Net cash provided(used)by operating activities $ 2,816,205 NON-CASH INVESTING,CAPITAL AND FINANCING ACTIVITIES Bond issuance costs of$44,573 were amortized during the year. Bond issuance costs of$65,594 were capitalized during the year. The Town received$1,036,252 in fixed assets from the dissolution of the joint venture during the year. The accompanying notes to financial statements are an integral part of this statement. 12 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 1 - SUMMARY OF SIGNIFICANT A CCO UNTING POLICIES The financial statements of the Town of Oro Valley, Arizona (Town) conform to generally accepted accounting principles as applicable to governmental units. The more significant of the Town's accounting policies are described below. Reporting Entity - In evaluating how to define the Town, for financial reporting purposes, management has identified one potential component unit. The decision to include a potential component unit in the reporting entity has been made by applying criteria set forth in generally accepted accounting principles. Generally, component units are legally separate organizations for which the elected officials of the primary government (i.e., the Town) are financially accountable. The primary government is financially accountable for a potential component unit if it: appoints a voting majority of the potential component unit's governing body; and, either is able to impose its will on the potential component unit or there is a possibility of the potential component unit to provide specific financial benefits to, or impose specific financial burdens on the primary government. In addition, a primary government may be financially accountable for a potential component unit even though the potential component unit may have a separately elected governing board, a board appointed by another government, or a jointly appointed board if the potential component unit is fiscally dependent on the primary government (e.g., the primary government must approve the potential component unit's budget, tax rates, etc.). Blended components, although legally separate entities are, in substance, part of the Town's operations and so data from these units are combined with data of the primary government. Blended Component Unit: Town of Oro Valley Municipal Property Corporation. The Town of Oro Valley Municipal Property Corporation's (MPC) board of directors consists of three members which are appointed by the Town of Oro Valley Town Council. The MPC, which is a nonprofit corporation incorporated under the laws of the State of Arizona, was originally formed for the purpose of assisting the Town in obtaining financing for acquiring the Canada Hills and Rancho Vistoso water companies. The Town has a "moral obligation" for the repayment of the Municipal Property Corporation's Municipal Facilities Revenue Bonds, Series 1996. The activity of the MPC is reported in the applicable water enterprise fund. All related receivables and payables between the Town and the MPC have been eliminated. 13 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(Cont'd) Fund Accounting - The accounts of the Town are organized on the basis of funds and account groups, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, fund equity, revenues and expenditures, as appropriate.ro riate. Government resources are allocated to and accounted for in individual funds based purposes u on the for which they are to be spent and the means by which p spending activities are controlled. The various funds are grouped, in the financial p g statements in this report, into generic fund types and broad categories as follows: Governmental Funds General Fund - The General Fund is the general operating fund of the Town. It is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Funds - Special Revenue Funds are used to account for the proceeds of specific revenue sources (other than special assessments, expendable trusts, or major capital projects)that are legally restricted to expenditures for specified purposes. Debt Service Funds - The Debt Service Funds account for the accumulation of resources for, and thep ayment of, general long-term debt principal, interest and related costs. Capital Projects Funds - The Capital Projects Funds are used to account for the acquisition and construction of major capital facilities other than those financed by proprietary funds and trust funds. Proprietary Fund Enterprise Fund - The Enterprise Fund is used to account for operations (a) that are financed and operated in a manner similar to private business enterprises--where the intent of theg overning body is that the costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis be financed or p g recovered primarily through user charges; or (b) where the governing body has decided thatp eriodic determination of revenues earned, expenses incurred, and/or net income is appropriate ro riate for capital maintenance, public policy, management control, accountability, p or other purposes. 14 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 1 - SUMMARY OF SIGNIFICANT A CCO UNTING POLICIES(Cont'd) Account Groups General Fixed Assets - The General Fixed Assets Account Group accounts for the fixed assets of the Town. General Long-term Debt - The General Long-term Debt Account Group accounts for the unmatured principal balances of bonds and other long-term debt not reported in proprietary funds. Measurement Focus - The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. All Governmental Funds are accounted for using a current financial resources measurement focus. With this measurement focus, only current assets and current liabilities generally are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. Proprietary Funds are accounted for on a cost of services or "capital maintenance" measurement focus. This means that all assets and all liabilities (whether current or noncurrent) associated with the activity are included on their balance sheets. The measurement focus is upon the determination of net income, financial position and changes in financial position. Basis of Accounting - Basis of accounting refers to when revenues and expenditures or expenses are recognized in the accounts and reported in the financial statements. Governmental Funds are accounted for using the modified accrual basis of accounting. Revenues are recognized when they become measurable and available to finance expenditures of the current period. Expenditures are recognized when the related fund liability is incurred, except for principal and interest on general long-term debt that are recognized when due. Those revenues susceptible to accrual are intergovernmental grants and appropriations, franchise taxes, licenses, interest revenue and charges for services. Sales taxes collected and held by the state at year end on behalf of the government also are recognized as revenue. Fines, permits, and other revenues are not susceptible to accrual because generally they are not measurable until received in cash. 15 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(Cont'd) Proprietary Funds are accounted for using the accrual basis of accounting. The Town p ry applies all applicable FASB pronouncements issued on or before November 30, 1989, pp pp unless they conflict with GASB pronouncements. Their revenues are recognized when they are earned, and their expenses are recognized when they are incurred. Interest on bonds, proceeds of which are used in financing the construction of certain assets, is capitalized duringthe construction period net of interest on the investment of p unexpended bond proceeds. Budgetary Accounting - The Town Council follows these procedures in establishing g Y the budgetary data reflected in the financial statements: 1. In accordance with Arizona Revised Statutes, the Town Manager submits a proposed budget for the fiscal year commencing the following July 1 to the Town Council. The operating budget includes proposed expenditures and the means of financing them for the upcoming year. 2. Public hearings are conducted to obtain taxpayer comment. 3. Prior to the second Monday in August, the expenditure limitation of the Town is legally enacted through the adopting of the budget. To ensure compliance with g Y g the expenditure limitation, a uniform expenditure report must be filed with the State each year. This report, issued under a separate cover, reconciles total Town expenditures from the audited financial statements to total expenditures for reporting in accordance with the State's uniform expenditure reporting system (A.R.S. §41-1279.07). 4. Expenditures may not legally exceed the locally adopted expenditure limitation of all fund types as a whole. The Town adopts a legal budget by department for the General Fund and in total by fund for all funds for which a budget is adopted. The Town Manager, subject to Town Council approval, may at any time transfer various unencumbered appropriation balances or portions thereof between a department or activity. The adopted budget cannot be amended in any way without Town Council approval. 5. Formal budgetary integration is employed as a management control device during theytheear on the same modified accrual basis of accounting used to record actual ear revenues and expenditures (see Note 15 for individual funds with no adopted budgets). 16 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(Cont'd) The Town is subject to the State of Arizona's Home Rule Expenditure Limitation Law for Towns and Cities. This law does not permit the Town to spend more than budgeted revenues plus the carry-over unrestricted cash balance from the prior fiscal year. The limitation is applied to the total of the combined funds. The Town complied with this law during the year. No supplementary budgetary appropriations were necessary during the year. Encumbrances - Encumbrance accounting, under which purchase orders, contracts and other commitments for the expenditure of monies are recorded to reserve that portion of the applicable fund balance, is employed in the General, Special Revenue and Capital Projects Funds. Encumbrances outstanding at year-end are reported as reservations of fund balances since they do not constitute expenditures or liabilities. All appropriations lapse at year-end. Cash Equivalents - Cash equivalents consist of short-term, highly liquid investments that are both (a) readily convertible to known amounts of cash; and (b) so near their maturity that they present insignificant risk of changes in value because of changes in interest rates. Generally, only investments with original maturities of three months or less meet this definition. Investments - Investments in securities are stated at fair value in accordance with GASB Statement No. 31. Prepaid items - Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items. The costs are recorded as expenditures in governmental fund-types when consumed rather than when purchased. Interfund Receivables/Payables - During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. These receivables and payables are classified as "due from other funds" or "due to other funds" on the balance sheet. Long-term interfund receivables and payables are classified as "advances to other funds" or "advances from other funds" on the balance sheet. Inventory of Supplies - Purchases of such inventory items are recorded at the time of purchase as expenditures in the funds from which the purchases were made; and because the amounts on hand at June 30, 1999, were immaterial, they are not included in the balance sheet. 17 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 1 -SUMMARY OF SIGNIFICANT A CCO UNTING POLICIES(Cont'd) Assets - Certain proceeds of the Town's bonds, as well as certain resources Restricted set aside for their repayment, are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. Property, Plant and Equipment - Fixed assets used in governmental fund type operations are accounted for in the General Fixed Assets Account Group. Public domain (infrastructure) assets consisting of certain improvements other than buildings, such as roads and sidewalks are not capitalized, as these assets are immovable and of value onlyto the goverment. Property, plant and equipment acquired or constructed for general governmental operations are recorded at the time of purchase as expenditures in the funds from which the expenditures were made. Property, plant and p equipment ui ment is recorded at historical cost. Donated fixed assets are valued at their estimated fair market value on the date donated. p Property, lant and equipment acquired for proprietary funds is capitalized in the respective funds to which it applies. Assets in theg eneral fixed assets account group are not depreciated. Depreciation of buildings, equipment and vehicles in the proprietary fund types is computed using the straight-line method. Interest is capitalized on proprietary fund assets acquired with tax-exempt debt. The amount of interest capitalized was calculated by offsetting interest expense incurred from the date of the borrowing until completion of the project with interest earned on invested proceeds over the same period. Fund Equity - The unreserved fund balances for governmental funds represent the q amount available for budgeting future operations. The reserved fund balances for governmental funds represent the amount that has been legally identified for specific purposes. Designations of fund balance represent tentative management plans that are g subject to change. Unreserved retained earnings for proprietary funds represent the net assets available for future operation or distribution. 18 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(Concl'd) Compensated Absences - The Town accrues vested or accumulated compensated absences in governmental fund types for the amount expected to be liquidated with expendable financial resources. Because all compensated absences of the governmental fund types are expected to be liquidated with expendable financial resources, no liability is recorded in the General Long-term Debt Account Group. Proprietary funds accrue compensated absences in the period for which they are incurred. Interfund Transactions - Quasi-external transactions are accounted for as revenues, expenditures or expenses. Transactions that constitute reimbursements to a fund for expenditures/expenses initially made from it that are properly applicable to another fund, are recorded as expenditures/expenses in the reimbursing fund and as reductions of expenditures/expenses in the fund that is reimbursed. All other interfund transactions, except quasi-external transactions and reimbursements, are reported as transfers. Nonrecurring or nonroutine permanent transfers of equity are reported as residual equity transfers. All other interfund transfers are reported as operating transfers. Total Columns - Total columns on the combined financial statements are captioned "Memorandum Only" to indicate they are presented only to facilitate financial analysis. Data in these columns do not present financial position, results of operations or cash flows in conformity with generally accepted accounting principles. Neither are such data comparable to a consolidation. Interfund eliminations have not been made in the aggregation of this data. NOTE 2 - STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY Expenditures exceeded the adopted budget in the following funds: Amount of Fund Overexpenditure General Fund: Town Clerk $ 30,126 Magistrate Court 664 Building Safety 55,824 Parks and Recreation 3,648 Cash was available to meet the overexpenditure listed above. 19 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 3 - CASH AND INVESTMENTS State statutes authorize the Town to invest in obligations of the U.S. Treasury and U.S. agencies, certificates of deposit in eligible depositories, repurchase agreements, obligations of the State of Arizona or any of its counties or incorporated cities, towns or duly organized school districts, improvement districts in this state and the State g Treasurer's Local Government Investment Pool. Cash and investments at June 30, 1999 consist of the following: Cash on hand $ 2,650 Cash in bank 8,630,788 Cash with the County Treasurer 110,779 State Treasurer's Investment Pool 21,3 84,230 Total cash and investments 30,128,447 Cash on deposit with paying agent (4,454,036) Restricted assets (2,287,940) Total cash and investments on the combined balance sheet $ 23,386,471 The Town's deposits as of June 30, 1999 were entirely insured or collateralized with securities held by the Town's custodial bank in the Town's name. The Town's investments at June 30, 1999 consisted of shares in the State Treasurer's investmentp ool. The shares are not identified with specific investments and are not subject to custodial credit risk. Cash on Deposit with the County Treasurer is pooled and invested. Interest earned from investments purchased with such pooled monies is allocated to each of the funds based on the average monthly balance. NOTE 4 - RESTRICTED ASSETS Restricted assets in the Enterprise Fund at June 30, 1999 consisted of the following: Enterprise Fund Future debt service $ 2,287,940 20 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE S - CHANGES IN GENERAL FIXED ASSETS A summary of the changes in general fixed assets follows. Balance Balance July 1, 1998 Additions Deletions June 30, 1999 Land and improvements $ 6,811,338 $ 6,488 $ -0- $ 6,817,826 Buildings and improvements 4,446,156 17,168 -0- 4,463,324 Furniture and equipment 1,701,475 230,316 (44,663) 1,887,128 Vehicles 1,404,600 332,288 (14,950) 1,721,938 Construction in Progress -0- 306,420 -0- 306,420 Total $ 14,363,569 $ 892,680 $ (59,613) $ 15,196,636 Estimated cost to complete construction in progress at June 30, 1999 was $3,800,000. NOTE 6-PROPRIETARY FUND FIXED ASSETS The following is a summary of proprietary fund fixed assets at June 30, 1999: Land $ 51,691 Water system 27,700,484 Equipment and vehicles 537,102 Water rights 762,361 Construction in progress 623,955 Less: accumulated depreciation (3,589,496) Net fixed assets $ 26,086,097 The following estimated useful lives are used to compute depreciation: Mains 50 years Services 30 years Hydrants 50 years Water system 30 years Buildings and improvements 20 years Furniture, equipment and vehicles 5-10 years 21 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 7- OBLIGATIONS UNDER CAPITAL LEASES The Town has acquired a wheel loader, a backhoe, and a police tape logger under the provisions of long-term lease agreements classified as capital leases. Accordingly, the principal al amount of the assets, totaling $160,361 and $34,781, are capitalized in the General Fixed Assets Account Group and the Enterprise Fund, respectively. The leases provide for bargain purchase options at the end of the lease terms. The future minimum leaseym a ents under the capital leases, together with the present value of the net p minimum lease payments as of June 30, 1999, were as follows. General Long-term Debt Enterprise Year ending June 30, 2000 $ 57,585 $ 12,430 2001 18,491 12,430 Net minimum lease payments 76,076 24,860 interest amount representing interest (4,183) (1,688) Present value of net minimum capital lease payments $ 71,893 $ 23,172 A summary of the changes in capital lease obligations follows. General Balance Balance Long-term Debt July 1, 1998 Increase Reduction June 30, 1999 Furniture and equipment $ 89,146 $ 34,781 $ (52,034) $ 71,893 Balance Balance Enterprise Fund July 1, 1998 Increase Reduction June 30, 1999 Equipment $ -0- S 34,781 $ (11,609) S 23,172 22 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 8 - GENERAL OBLIGATION BONDS PAYABLE Bonds payable at June 30, 1999 consisted of the outstanding general obligation bonds presented below. The bonds are generally callable with interest payable semiannually. Principal and interest requirements at June 30, 1999, were as follows. Enterprise Funds Outstanding Outstanding Interest Principal Issues/ Principal Description Rates(%) Maturity July 1, 1998 (Retirements) June 30, 1999 Municipal Property Corporation, Water System Acquisition, 1996 3.7-5.6 7/1/98-26 $ 28,300,000 $ (325,000) $ 27,975,000 Less: unamortized discount (368,321) Total long-term bonds payable $ 27,606,679 General obligation bond debt service requirements to maturity, including $26,748,265 of interest, are as follows: Year ending June 30: 2000 $ 1,816,750 2001 1,826,875 2002 1,935,562 2003 1,938,313 2004 1,939,163 Thereafter 44,898,281 $ 54,3 54,944 23 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 9 -REVENUE BONDS PAYABLE Revenue Bonds payable at June 30, 1999 consisted of the outstanding revenue bonds presented below. The bonds are generally callable with interest payable semiannually. Principal and interest requirements at June 30, 1999 were as follows. General Long-term Debt Outstanding Outstanding Interest Principal Principal Description Rates(%) Maturity July 1, 1998 Issues Retirements June 30, 1999 Excise Tax Revenue Bonds, Series 1999 3.5-4.5% 1/1/00-09 S -0- $ 1,695,000 $ -0- $ 1,695,000 Enterprise Funds Outstanding Outstanding Interest Principal Principal Description Rates(%) Maturity July 1, 1998 Issues Retirements June 30, 1999 Excise Tax Revenue Bonds, Series 1999 3.5-5% 1/1/00-19 $ -0- $ 3,235,000 $ -0- $ 3,235,000 Less: unamortized discount (48,817) Total long-term bonds payable $ 3,186,183 24 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 9 -REVENUE BONDS PAYABLE (Concl'd) Revenue bond debt service requirements to maturity, including $410,441 and $1,793,692 of general long-term debt and enterprise fund interest, respectively, are as follows: General Long-term Debt Enterprise Year ending June 30: 2000 $ 214,186 $ 234,752 2001 208,415 263,808 2002 207,920 269,130 2003 212,045 269,285 2004 210,745 263,685 Thereafter 1,052,130 3,679,215 $ 2,105,441 $ 4,979,875 NOTE 10- SPECIAL ASSESSMENT DEBT WITH GOVERNMENT COMMITMENT Special assessment debt with government commitment at June 30, 1999 consisted of the outstanding bonds presented below. The bonds are generally noncallable with interest payable semiannually. According to Arizona Revised Statute §48-5 57, if there is a deficiency in the funds collected from special assessments, the general fund will furnish an amount sufficient to meet the obligation of the bonds payable and reimburse itself when funds are subsequently received. Principal and interest requirements at June 30, 1999, were as follows. Outstanding Outstanding Interest Principal Issues/ Principal Description Rates(%) Maturity July 1, 1998 (Retirements) June 30, 1999 Naranja Road Improvement District 7.25% 1/1/98-2000 $ 180,000 $ (90,000) $ 90,000 Special assessment debt service requirements to maturity, including $6,525 of interest, are as follows: Year ending June 30: 2000 $ 96,525 25 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 11 - CERTIFICATES OF PARTICIPATION Certificates of Participation payable at June 30, 1999 consisted of the amounts presented below. They are generally callable with interest payable semiannually. Principal and interest requirements at June 30, 1999,were as follows. Outstanding Outstanding Interest Principal Issues/ Principal Description Rates(%) Maturity July 1, 1998 (Retirements) June 30, 1999 Certificates of Participation, Series 1989 6.2-9.2% 6/1/98-2000 $ 330,000 $ (160,000) $ 170,000 Certificates of Participation, Series 1996 3.9-5.75% 7/1/98-2017 4,955,000 (150,000) 4,805,000 $ 5,285,000 $ (310,000) $ 4,975,000 Debt service requirements to maturity, including $3,044,863 of interest, are as follows: Year ending June 30: 2000 $ 591,756 2001 408,322 2002 405,938 2003 407,994 2004 409,350 Thereafter 5,796,503 $ 8,019,863 26 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 12 -INTERFUND RECEIVABLES AND PAYABLES As of June 30, 1999, interfund receivables and payables that resulted from various interfund transactions were as follows: Due from Due to Other Funds Other Funds General Fund $ 454,454 $ -0- Special Revenue Funds: HURF -0- 139,242 Public Transportation -0- 9,869 Debt Service Funds: Naranja Road -0- 1,348 Municipal Debt Service -0- 194,972 Capital Projects Funds CDO Riverfront -0- 12,390 Municipal Facilities -0- 96,633 $ 454,454 $ 454,454 As of June 30, 1999, advances that resulted from the approval of a long-term loan to the Capital Projects Connection Fee Fund from the General Fund were as follows: Advances from Advances to Other Funds Other Funds General Fund $ -0- $ 514,815 Capital Projects Funds: Connection Fee Fund 514,815 -0- $ 514,815 $ 514,815 NOTE 13 - CONTRIBUTED CAPITAL During the year, contributed capital changed by the following amounts: Enterprise Fund Contributed capital July 1, 1998 $ 2,108,875 Current year increases: Developer Contributions 226,995 Contributed capital June 30, 1999 $ 2,335,870 27 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 14 -PRIOR PERIOD ADJUSTMENT During the fiscal year 1998-99, the Town dissolved the joint venture entered into with Metropolitan Domestic Water Improvement District (MDWID) in October of 1992. o With the dissolution of the joint venture, the Town took control of 6.758% of the assets and liabilities. The percentage is equal to the Town's equity in the venture. As a result of the dissolution a change in the Town's beginning retained earnings was directly affected and will be restated as follows: Beginning retained earnings (as previously stated) $ 693,180 Adjustment 432,860 Beginning retained earnings (as adjusted) $ 1,126,040 NOTE 15 -BUDGETARY BASIS OF A CCO UNTING Budgets for the Industrial Development Authority, the Revegetation Assurances and the Justice Seizures and Forfeitures Special Revenue Funds were not prepared. The followingsummaries are useful to reconcile the Combined Statement of Revenues, Expenditures and Changes in Fund Balances to the Combined Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual: Other Fund Balance Total Total Financing at Beginning Revenues Expenditures Sources of Year Combined Statement of Revenues, Expenditures and Changes in Fund Balances $ 2,012,627 $ 1,527,516 $ 34,781 $ 1,873,811 Less: funds with no adopted budget (155,364) (169,958) -0- (240,984) p g Combined Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual $ 1,857,263 $ 1,357,558 $ 34,781 $ 1,632,827 28 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 16- CONTINGENT LIABILITIES Accumulated Sick Leave - Sick leave benefits provide for ordinary sick pay and are cumulative but do not vest with employees. Therefore, sick leave is not accrued. Unvested accumulated sick leave of Town employees at June 30, 1999, totaled $739,746. NOTE 17- YEAR 2000 ISSUE The year 2000 issue is the result of shortcomings in many electronic data processing systems and other electronic equipment that could have adversely affected the Town's operations as early as fiscal year 1998-99. The Town has completed an inventory of computer systems and other electronic equipment that may be affected by the year 2000 issue and that are necessary to conducting Town operations and has determined that no significant remediation efforts were required at June 30, 1999. Because of the unprecedented nature of the Year 2000 issue, its effects and the success of related remediation efforts will not be fully determinable until the year 2000 and thereafter. Management cannot assure that the Town is or will be year 2000 ready, that the Town's remediation efforts will be successful in whole or in part, or that parties with whom the Town does business will be year 2000 ready. NOTE 18 -RISK MANAGEMENT The Town of Oro Valley is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions; and natural disasters. The Town's insurance protection is provided by the Arizona Municipal Risk Retention Pool, of which the Town is a participating member. The limit for basic coverage is for $2,000,000 per occurrence on a claims made basis. Excess coverage is for an additional $8,000,000 per occurrence on a follow form, claims made basis. No significant reduction in insurance coverage occurred during the year and no settlements exceeded insurance coverage during any of the past three fiscal years. The Arizona Municipal Risk Retention Pool is structured such that member premiums are based on an actuarial review that will provide adequate reserves to allow the pool to meet its expected financial obligations. The pool has the authority to assess its members additional premiums should reserves and annual premiums be insufficient to meet the pool's obligations. 29 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 18-RISK MANAGEMENT(Concl'd) The Town is insured by Arizona Municipal Workers Compensation Pool for potential worker related accidents. The Town is self-insured for unemployment insurance. Changes in the balances of claims liabilities during the past two years are as follows: Year Ended June 30, 1999 1998 Unpaid claims, beginning of year $ -0- $ -0- Incurred claims (including IBNRs) 6,240 6,069 Claimp ayments (6,240) (6,069) Unpaid claims, end of year $ -0- $ -0- NOTE 19-DEFINED CONTRIBUTION PENSION PLAN All non-peace officers and certain part-time employees of the Town participate in a defined contribution pension plan administered by the ICMA Retirement Corporation as a 401(a) plan. The payroll for Town employees covered by this plan for the year ended June 30, 1999 was $3,073,180. The Town's total payroll was $5,872,088. A defined contribution pension plan provides benefits in return for services rendered, provides an individual account for each participant, and specifies how contributions to the individual's account are to be determined instead of specifying the amount of benefit the individual is to receive. Under a defined contribution pension plan, the benefits ap articipant will receive depend solely on the amount contributed to the participant's ant's account, the returns earned on investments of those contributions, and forfeitures of other participants' benefits that may be allocated to such participant's account. All non-peace officer full-time Town employees must participate in the pensionplan lan six months from the date they are hired. Contributions made by an employee vest immediately and contributions made by the Town vest after one year of service. An employee that leaves the employment of the Town is entitled to his or her contributions and the vested portion of the Town's contributions, plus interest earned. Each employee must contribute 5.0% of his or her gross earnings. The Town must contribute 7.0% of covered earnings. During fiscal year 1998-99 the required and actual contributions amounted to $215,121. The employees' contributions totaled $153,659. No ension provision changes occurred during the year that affected the required p contributions to be made by the Town or its employees. The ICMA Retirement Corporation held no securities of the Town or other related parties during the fiscal year 1998-99 or as of the close of the fiscal year. 30 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 20 -RETIREMENT AND PENSION PLANS Public Safety Personnel Retirement System (PSPRS) Plan Description - The Town contributes to the Public Safety Personnel Retirement System (PSPRS), an agent multiple-employer, public employee retirement system that acts as a common investment and administrative agent to provide retirement and death and disability benefits for public safety personnel who are regularly assigned hazardous duty in the employ of the State of Arizona or a political subdivision thereof. All benefit provisions and other requirements are established by State statute. The Public Safety Personnel Retirement System issues a publicly available financial report that includes financial statements and required supplementary information for PSPRS. That report may be obtained by writing to Public Safety Personnel, 1020 E. Missouri Ave., Phoenix, AZ 85014 or by calling (602) 255-5575. Funding Policy - Covered employees are required to contribute 7.65 percent of their annual salary to the PSPRS. The Town is required to contribute the remaining amounts necessary to fund the PSPRS, as determined by the actuarial basis specified by statute. The current rate is 7.71% of annual covered payroll. Annual Pension Cost - During the year ended June 30, 1998 (the date of the last available information), the Town's annual pension cost of $163,685 for police was equal to the Town's required and actual contributions. The required contribution was determined as part of the June 30, 1998 actuarial valuation using an entry age actuarial funding method. Significant actuarial assumptions used in determining the entry age actuarial accrued liability include (a) a rate of return on the investment of present and future assets of 9% per year compounded annually, (b) projected salary increases of 6.5% per year compounded annually, and (c) additional projected salary increases of 0.0% to 3% per year attributable to seniority/merit. The actuarial value of the Town's assets was determined using techniques that smooth the effects of short-term volatility in the market value of investments over a four-year period. The Town's unfunded actuarial accrued liability is being amortized as a level percentage of projected payroll on a closed basis. The remaining amortization period at June 30, 1998, was 20 years. The preceding methods comply with the financial reporting standards established by the Governmental Accounting Standards Board. 31 TOWN OF ORO VALLEY, ARIZONA NOTES TO FINANCIAL STATEMENTS FISCAL YEAR ENDED JUNE 30, 1999 NOTE 20-RETIREMENT AND PENSION PLANS(Concl'd) Three-Year Trend Information Police Fiscal Annual Year Ended Pension Percent Net Pension June 30, Cost (APC) Contributed Obligation 1996 $ 109,223 100% $ -0- 1997 165,163 100 -0- 1998 163,685 100 -0- Additional historical trend information for the Town's PSPRS is disclosed on page 34. Historical trend information is presented in order for a reader to assess the progress made in accumulating sufficient assets to pay pension benefits as they become payable. NOTE 21 - CONTINGENT LIABILITIES The Town is a defendant in various lawsuits. Although the outcome of these lawsuits is not presentlydeterminable, it is the opinion of the Town's Counsel that resolution of these matters will not have a material adverse effect on the financial condition of the Town. 32 REQUIRED SUPPLEMENTARY INFORMATION 33 TOWN OF ORO VALLEY, ARIZONA REQUIRED SUPPLEMENTARY INFORMATION PUBLIC SAFETY PERSONNEL RETIREMENT SYSTEM ANALYSIS OF FUNDING PROGRESS Schedule of Funding Progress Police Entry Age Unfunded AAL Valuation Actuarial Actuarial Annual as a Percentage Date Value of Accrued Unfunded Funded Covered of Covered June 30, Assets Liability (AAL) AAL Ratio Payroll Payroll 1997 $ 2,239,319 $ 2,614,221 $ 374,902 85.7% $ 1,682,582 22.3% 1998 2,772,586 3,067,826 295,246 90.4 1,890,076 15.6 34 Combining, Individual Fund and Account Group Statements and Schedules 35 THIS PAGE BLANK 36 GENERAL FUND The General Fund is the general operating fund of the Town. It is used to account for all financial resources except those required to be accounted for in another fund. 37 TOWN OF ORO VALLEY,ARIZONA GENERAL FUND STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL YEAR ENDED JUNE 30, 1999 Variance Favorable Budget Actual (Unfavorable) Revenues Taxes $ 3,723,000 $ 4,518,732 $ 795,732 Intergovernmental 4,766,346 5,073,616 307,270 g Fines and forfeitures 233,000 210,450 (22,550) Licenses and permits 1,001,000 1,396,431 395,431 Charges for services 208,950 220,506 11,556 g Contributions and donations 21,000 2,001 (18,999) Interest 240,000 402,475 162,475 Other 2,300 16,187 13,887 Total Revenues 10,195,596 11,840,398 1,644,802 Expenditures Current General government Town Council 68,197 62,360 5,837 Town Clerk 217,995 248,121 (30,126) Magistrate Court 363,499 364,163 (664) Town Manager 351,895 344,701 7,194 Finance 300,964 276,741 24,223 Legal 355,652 246,578 109,074 Planning and Zoning 891,524 674,523 217,001 General Administration 3,619,557 386,305 3,233,252 Custodial Facility Maintenance 189,050 96,761 92,289 Economic Development 305,215 248,436 56,779 Community Development Administration 201,453 183,004 18,449 Total General government 6,865,001 3,13 1,693 3,733,308 Public safety Police 4,818,149 4,576,623 241,526 Building safety 415,701 471,525 (55,824) Total Public safety 5,233,850 5,048,148 185,702 Culture and recreation Parks and Recreation 632,654 636,302 (3,648) Total Culture and recreation 632,654 636,302 (3,648) Total Expenditures 12,731,505 8,816,143 3,915,362 Excess of revenues over(under)expenditures (2,535,909) 3,024,255 5,560,164 Other financing sources(uses) Operating transfers out (2,936,746) (599,040) 2,337,706 Proceeds from capital lease agreements 129,000 - (129,000) Total other financing sources(uses) (2,807,746) (599,040) 2,208,706 Excess of revenues and other sources over(under)expenditures and other uses (5,343,655) 2,425,215 7,768,870 Fund balance,beginning of year 5,343,655 6,438,790 1,095,135 Fund balance,end of year $ - $ 8,864,005 $ 8,864,005 38 SPECIAL REVENUE FUNDS Highway User Revenue Fund (HURF) - accounts for the Town's share of motor fuel tax revenues. Industrial Development Authority - accounts for the industrial development activities of the Town. Revegetation Assurances - accounts for monies received from developers to help ensure developments are properly revegetated to Town standards. State Seizures and Forfeitures - accounts for state police seizures and forfeitures received by the Town. Justice Seizures and Forfeitures - accounts for federal police seizures and forfeitures received by the Town. Public Transportation - accounts for the operation of the Town's public transportation system. 39 TOWN OF ORO VALLEY,ARIZONA SPECIAL REVENUE FUNDS COMBINING BALANCE SHEET AS OF JUNE 30, 1999 Industrial State Justice Development Revegetation Seizures and Seizures and Public HURF Authority Assurances Forfeitures Forfeitures Transportation Totals Assets Cash and investments $ 2,109,580 S 206 $ 772,986 $ 81,115 5 84,285 $ 120,713 $ 3,168,885 Accounts receivable - - - 42 12 11,227 11,281 Intergovernmental receivable 131,302 - - - - - 131,302 , Interest receivable 7,522 - 2,742 - - 424 10 688 Total Assets $ 2,248,404 5 206 5 775,728 $ 81,157 $ 84,297 $ 132,364 $ 3,322,156 Liabilities and Fund Balance Liabilities Accountsp y a able $ 85,743 - 6,671 46,198$ - $ - $ 1,028 $ 3,735 $ 9,496 $ 100,002 Accrued wages and benefits 39,527 - - Due to other funds 139,242 - - - - 9,869 149,111 Customer deposits - - 630,106 - - - 630,106 p3,036 - - 3,036 Deferred revenue - - Total Liabilities 264,512 - 630,106 _ 4,064 3,735 26,036 928,453 Fund balances Unreserved,designated for unemployment 23,056 - - - - 2,079 25,135 06 Unreserved,undesignated 1,960,836 �` 145,622 77 093 80,562 104,249 2,368,568 �-' Total Fund Balance 1,983,892 206 145,622? 77,093 8 ,0 562 1 U6 328 2 393 703 Total Liabilities and Fund Balance S. 2,248„404 S $ 81,157 S 84,297 $ 132,364 53322,i56 � X06 $ 775 728 40 TOWN OF ORO VALLEY,ARIZONA SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES YEAR ENDED JUNE 30, 1999 Industrial State Justice Development Revegetation Seizures and Seizures and Public HURF Authority Assurances Forfeitures Forfeitures Transportation Totals Revenues Intergovernmental $ 1,521,025 S - S - $ - S - 5 178,169 $ 1,699,194 Fines and forfeitures - - - 15,860 104,722 - 120,582 Licenses and permits 15,389 - - - - - 15,389 Charges for services 4,585 - - - - 14,854 19,439 Interest 94,422 12 41,513 5,961 9,117 6,323 157,348 Other 675 - - - - - 675 Total Revenues 1,636,096 12 41,513 21,821 113,839 199,346 2,012,627 Expenditures Current General government - 10 - 1,657 - 184,308 185,975 Public safety - - - 22,520 169,948 - 192,468 Highways and streets 1,149,073 - - - - - 1,149,073 Total Expenditures 1,149,073 10 - 24,177 169,948 184,308 1,527,516 Excess of revenues over(under) expenditures 487,023 2 41,513 (2,356) (56,109) 15,038 485,111 Other financing sources(uses) Proceeds from capital lease agreements 34,781 - - - - - 34,781 Total other financing sources(uses) 34,781 - - - - - 34,781 Excess of revenues and other sources over(under)expenditures and other uses 521,804 2 41,513 (2,356) (56,109) 15,038 519,892 Fund balance,beginning of year 1,462,088 204 104,109 79,449 136,671 91,290 1,873,811 Fund balance,end of year $ 1,983,892 S 206 S 145,622 $ 77,093 $ 80,562 $ 106,328 $ 2,393,703 41 TOWN OF ORO VALLEY,ARIZONA HURF FUND STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL YEAR ENDED JUNE 30, 1999 Variance Favorable Budget Actual (Unfavorable) Revenues Intergovernmental $ 1,577,000 $ 1,521,025 $ (55,975) Licenses and permits 17,000 15,389 (1,611) Charges for services 10,500 4,585 (5,915) Interest 25,000 94,422 69,422 Other 5,000 675 (4,325) Total Revenues _1,634,500 1,636,096 1,596 Expenditures Current Highways and streets 3,055,991 1,149,073 1,906,918 Total Expenditures 3,055,991 1,149,073 1,906,918 Excess of revenues over(under)expenditures (1,421,491) 487,023 1,908,514 Other financing sources(uses) Capital lease agreements 45,000 34,781 (10,219) Total other financing sources(uses) 45,000 _ 34,781 (10,219) Excess of revenues and other sources over(under)expenditures and other uses (1,376,491) 521,804 1,898,295 Fund balance,beginning of year 1,376,491 1,462,088 85,597 Fund balance,end of year $ - $ 1_,983,892 $ 1,983,892 42 TOWN OF ORO VALLEY,ARIZONA STATE SEIZURES AND FORFEITURES FUND STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL YEAR ENDED JUNE 30, 1999 Variance Favorable Budget Actual (Unfavorable) Revenues Fines and forfeitures $ 50,000 $ 15,860 $ (34,140) Interest - 5,961 5,961 Total Revenues 50,000 21,821 (28,179) Expenditures Current General government 6,073 1,657 4,416 Public safety 224,634 22,520 202,114 Total Expenditures 230,707 24,177 206,530 Excess of revenues over(under)expenditures (180,707) (2,356) 178,351 Fund balance,beginning of year 180,707 79,449 (101,258) Fund balance,end of year $ - $ 77,093 $ 77 093 43 TOWN OF ORO VALLEY,ARIZONA PUBLIC TRANSPORTATION FUND STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL YEAR ENDED JUNE 30, 1999 Variance Favorable Budget Actual (Unfavorable) Revenues Intergovernmental $ 145,000 $ 178,169 $ 33,169 g Charges for services 10,500 14,854 4,354 Interest 3,000 6,323 3,323 Other _ 16,820 - (16,820) Total Revenues 175,320 199,346 24,0..6 Expenditures Current Generalovernment 247,951 184,308 63,643 g Total Expenditures 247,951 184,308 63,643 - Excess of revenues over(under)expenditures (72,631) 15,038 87,669 Fund balance,beginning of year 72,631 91,290 _ 18,659 Fund balance,end of year $ - $ 106 328 $ 106,328 44 DEBT SERVICE FUNDS Naranja Road - accounts for the special assessments and debt service of the Naranja Road Improvement District. Municipal Debt Service - accounts for the payment of debt service on the 1989 and 1996 Certificates of Participation and the 1999 Municipal Property Corporation Excise Tax Revenue Bonds. 45 TOWN OF ORO VALLEY,ARIZONA DEBT SERVICE FUNDS COMBINING BALANCE SHEET AS OF JUNE 30, 1999 Municipal Naranja Road Debt Service Totals Assets Cash on deposit with paying agent $ 165,059 $ 228,303 $ 393,362 Restricted assets - 166,600 166,600 Interest receivable - 125 125 Special assessments receivable 3,138 - 3,138 Total Assets $ 168,197 $ 395,028 $ 563,225 Liabilities and Fund Balance Liabilities Due to other funds $ 1,348 $ 194,972 $ 196,320 Deferred revenue _ 3 138 - 3 138 Total Liabilities 4,486 194,972 199,458 Fund balances Unreserved,undesignated 163,711 200,056 363,767 Total Fund Balance 163711 200,056 363,767 Total Liabilities and Fund Balance $ 168,197 $ 395,028 $ 563,225 46 TOWN OF ORO VALLEY,ARIZONA DEBT SERVICE FUNDS COMBINING STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES YEAR ENDED JUNE 30, 1999 Municipal Naranja Road Debt Service Totals Revenues Special assessments $ 34,099 $ - $ 34,099 Interest 6,846 1,362 8,208 Other 40 34,000 34,040 Total Revenues _ 40,985 35,362 76,347 Expenditures Debt service Principal retirement 90,000 310,000 400,000 Interest and fiscal charges 13,995 296,987 310,982 Total Expenditures 103,995 606,987 710,982 Excess of revenues over(under)expenditures (63,010) (571,625) (634,635) Other financing sources(uses) Operating transfers in - 599,040 599,040 Proceeds from sale of bonds - 172,279 172,279 Total other financing sources(uses) - 771,319 771,319 Excess of revenues and other sources over(under)expenditures and other uses (63,010) 199,694 136,684 Fund balance,beginning of year 226,721 362 227,083 Fund balance,end of year S 163,711 $ 200,056 $ 363,767 47 TOWN OF ORO VALLEY,ARIZONA NARANJA ROAD FUND STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL YEAR ENDED JUNE 30, 1999 Variance Favorable Budget Actual (Unfavorable) Revenues Special assessments $ 28,855 $ 34,099 $ 5,244 P Interest 14,812 6,846 (7,966) Other 150 40 110) Total Revenues 43,817 40,985 (2,832) Expenditures Debt service Principal retirement 90,000 90,000 - Interest and fiscal charges 14,000 13,995 5 Total Expenditures 104,000 103,995 5 Excess of revenues over(under)expenditures (60,183) (63,010) (2,827) Fund balance,beginning of year 60,183 226,721 166,538 Fund balance,end of year $ - $a 163,711 $ 163,711 48 TOWN OF ORO VALLEY,ARIZONA MUNICIPAL DEBT SERVICE FUND STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL YEAR ENDED JUNE 30, 1999 Variance Favorable Budget Actual (Unfavorable) Revenues Interest $ - $ 1,362 $ 1,362 Other - 34,000 34,000 Total Revenues - 35,362 35,362 Expenditures Debt service Principal retirement 357,111 310,000 47,111 Interest and fiscal charges _ 365,713 296,987 68,726 Total Expenditures 722,824 606,987 115,837 Excess of revenues over(under)expenditures (722,824) (571,625) 151,199 Other financing sources(uses) Operating transfers in 722,824 599,040 (123,784) Proceeds from sale of bonds - 172,279 172,279 Total other financing sources(uses) 722,824 771,319 48,495 Excess of revenues and other sources over(under)expenditures and other uses - 199,694 199,694 Fund balance,beginning of year - 362 362 Fund balance,end of year $ - $ 100 056 $� 200,056 49 THIS PAGE BLANK 50 CAPITAL PROJECTS FUNDS CDO Riverfront Park- accounts for the capital expenditures related to the CDO Riverfront Park. Municipal Facilities Construction - accounts for the bond proceeds and capital expenditures of the municipal facilities construction projects. Land Acquisition and Parks Development - accounts for the collection and land acquisition and park development costs of the Land Acquisition and Parks Development Fund. Alternative Water Resources - accounts for the collection and capital expenditures of the Alternative Water Resources Development Impact Fees. Oro Valley Connection Fees - accounts for the collection and capital expenditures of the Oro Valley Water Development Impact Fees. Townwide Roadway Impact Fees - accounts for the collection and capital expenditures of the Townwide Roadway Development Impact Fees. 51 cl. CT O O \ en N V ..,1- �t O O N O M N M -- 00 00 00 N �, O N Op r-- en O V 00 N N N L n . ^ r r r r r ^, r-. 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TOWN OF ORO VALLEY,ARIZONA CDO RIVERFRONT PARK FUND STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL YEAR ENDED JUNE 30, 1999 Variance Favorable Budget Actual (Unfavorable) Revenues $ (166 000 ) Intergovernmental $ 166,000 $ - g - 28,258 _ 28,258 Interest — Total Revenues 166,000 28,258 (137342) Expenditures Capital outlay2,554,132 159,881 2,394,251 p Total Expenditures 2,554,132 159,881 _2,394,251 Excess of revenues over(under)expenditures (2,388,132) (131,623) 2,256,509 Other financing sources(uses) Operating transfers in 2,388 132 505,876 (L882,256) _ , , , Total other financing sources(uses) 2 388 132 505 876 (1,882,256) Excess of revenues and other sources - 374,253 374,253 over(under)expenditures and other uses Fund balance,beginning of year - - - 374 253 $ 374 253 Fund balance,end of year $ - $ 54 TOWN OF ORO VALLEY,ARIZONA MUNICIPAL FACILITIES CONSTRUCTION FUND STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL YEAR ENDED JUNE 30, 1999 Variance Favorable Budget Actual (Unfavorable) Revenues Interest $ - $ 1,339 S 1,339 Total Revenues - 1,339 1,339 Expenditures Capital outlay 915,030 113,883 801,147 Debt service Bond issuance costs - 52,126 (52,126) Total Expenditures 915,030 166,009 749,021 Excess of revenues over(under)expenditures (915,030) (164,670) 750,360 Other financing sources(uses) Proceeds from sale of bonds 915,030 1,518,070 603,040 Total other financing sources(uses) 915,030 1,518,070 603,040 Excess of revenues and other sources over(under)expenditures and other uses - 1,353,400 1,353,400 Fund balance,beginning of year - - - Fund balance,end of year $ - 1 353 $ 1,353,400 $ , , ` 400 55 TOWN OF ORO VALLEY,ARIZONA LAND ACQUISITION AND DEVELOPMENT FUND STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL YEAR ENDED JUNE 30, 1999 Variance Favorable Budget Actual (Unfavorable) Other financing sources(uses) Operating transfers out $ (479,210) $ (505,876) $ (26,666)Total other financing sources(uses) (479,210) (505,876) (26,666) Fund balance,beginning of year 479,210 505,876 26,666 Fund balance,end of year S - - $ - 56 TOWN OF ORO VALLEY,ARIZONA ALTERNATIVE WATER RESOURCES FUND STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL YEAR ENDED JUNE 30, 1999 Variance Favorable Budget Actual (Unfavorable) Revenues Special assessments $ 234,000 $ 354,690 $ 120,690 Interest 10,000 33,963 23,963 Total Revenues 244,000 388,653 144,653 Expenditures Capital outlay 655,377 61,994 593,383 Total Expenditures 655,377 61,994 593,383 Excess of revenues over(under)expenditures (411,377) 326,659 738,036 Fund balance,beginning of year 411,377 480,680 69,303 Fund balance,end of year $ - $ 807339 $ 807.339 57 TOWN OF ORO VALLEY,ARIZONA ORO VALLEY WATER CONNECTION FEES FUND STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL YEAR ENDED JUNE 30, 1999 Variance Favorable Budget Actual (Unfavorable) Revenues for services S 349,000 S 523,188 S 174,188 Charges - 42,183_ 42,183 Interest Total Revenues 349,000 565,371 216,371 Expenditures Capital outlay598,943 230,300 368,643 Debt service 43,186 Principal retirement 43,186 - Interest and fiscal charges 30,104 30,104 - Total Expenditures 672,233 260,404 _ 411,829 Excess of revenues over(under)expenditures (323,233) 304,967 628,200 Fundbeginning balance,be innin of year 323,233 124,465 (198,768)Fund balance,end of year S - -- S 429,432 $ 429,432 58 TOWN OF ORO VALLEY,ARIZONA TOWNWIDE ROADWAY DEVELOPMENT IMPACT FEES FUND STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL YEAR ENDED JUNE 30, 1999 Variance Favorable Budget Actual (Unfavorable) Revenues Intergovernmental $ 500,000 $ 7,593 $ (492,407) Special assessments 1,165,000 1,560,857 395,857 Interest 178,000 286,457 108,457 Total Revenues 1,843,000 1,854,907 11,907 Expenditures Capital outlay 6,150,464 312,785 5,837,679 Total Expenditures 6,150,464 312,785 5,837,679 Excess of revenues over(under)expenditures (4,307,464) 1,542,122 5,849,586 Fund balance,beginning of year 4,307,464 4,591,238 283,774 Fund balance,end of year $ - $ 6,133,360 $ 6,133,360 59 THIS PAGE BLANK 60 GENERAL FIXED ASSETS ACCOUNT GROUP General fixed assets consist of land and improvements, buildings and improvements, equipment and vehicles. These assets represent a major investment of Town funds. Adequate control and accountability of general fixed assets are essential to the protective custody of Town property. 61 TOWN OF ORO VALLEY,ARIZONA COMPARATIVE SCHEDULES OF GENERAL FIXED ASSETS BY SOURCE JUNE 30, 1999 AND 1998 1999 1998 GENERAL FIXED ASSETS Land and improvements $ 6,817,826 $ 6,811,338 Buildings and improvements 4,463,324 4,446,156 Furniture and equipment 1,887,128 1,701,475 Vehicles 1,721,938 1,404,600 Construction in progress 306 420 - Total $ 15,196,636 $ 14,363,569 INVESTMENT IN GENERAL FIXED ASSETS BY SOURCE General Fund $ 6,125,162 $ 5,796,090 Special Revenue Funds 984,313 786,738 Capital Projects Funds 6,281,320 5,974,900 Donated Assets 1,805,841 1,805,841 Total $ 15,196,636 $14,363,569 62 TOWN OF ORO VALLEY,ARIZONA SCHEDULE OF GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY AS OF JUNE 30, 1999 Buildings Furniture Construction Land and and and in Improvements Improvements Equipment Vehicles Progress Total FUNCTION AND ACTIVITY General government $ 6,067,826 $ 2,031,422 $ 691,665 $ 171,356 $ 146,539 $ 9,108,808 Public safety - 1,151,579 614,697 1,129,943 - 2,896,219 Public works - 54,302 355,956 397,267 - 807,525 Culture and recreation 750,000 1,226,021 224,810 23,372 159,881 2,384,084 Total $ 6,817,826 $ 4,463,324 $ 1,887,128 $ 1,721,938 $ 306,420 $ 15,196,636 63 TOWN OF ORO VALLEY,ARIZONA STATEMENT OF CHANGES IN GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY FOR THE YEAR ENDED JUNE 30, 1999 General Fixed General Fixed Assets Assets July 1, 1998 Additions Deletions Adjustments June 30, 1999 FUNCTION AND ACTIVITY Land and improvements General government S 6,061,338 5 6,488 5 - $ - $ 6,067,826 Culture and recreation 750,000 - - - 750,000 Total Land and Improvements 6,811,338 6,488 - - 6,817,826 Buildings and improvements General Government 2,023,675 7,747 - - 2,031,422 Public safety 1,147,894 3,685 - - 1,151,579 Public works 51,384 2,918 - - 54,302 Culture and recreation 1,223,203 2,818 - - 1,226,021 Total Buildings and Improvements 4,446,156 17,168 - - 4,463,324 Furniture and Equipment General Govenment 597,031 95,253 (5,169) 4,550 691,665 Public safety 557,384 83,313 (26,000) - 614,697 Public works 331,633 39,373 (10,500) (4,550) 355,956 Culture and recreation 215 42712,377 (2,994) - 224,810 , , , Total Furniture and Equipment 1,701,475 =316 (44,663) - 1 887 128 Vehicles General Govenment 145,814 25,542 - - 171,356 Public safety 864,571 280,322 (14,950) - 1,129,943 Public works 376,831 26,424 - (5,988) 397,267 Culture and recreation 17.384 - - 5'988 23'372 Total Vehicles _ 1,404,600 332,288 (14,950) - _ 1,721,938 Construction in Progress General Government - 146,539 - - 146,539 Culture and Recreation - 159,881 - - 159,881 Total Construction in Progress - 306,420 - - 306,420 TOTAL GENERAL FIXED ASSETS $ 14:13569 $ 892 6 80 $ (59,6 13) - $ 15,196,636 , , 64 STATISTICAL SECTION 65 Town of Oro Valley,Arizona General Government Revenues by Source Last Ten Fiscal Years (Unaudited) Fiscal Fines Licenses Charges Contributions Year Inter- and and for and Special Ended Taxes Governmental Forfeitures Permits Services Donations Assessments Interest Other Total ' $298,260 $1,409,199 $5,517,991 1990 $2,345,630 $ 285,123 $ 515,424 $ 664,355 $ - . $ - $ - 1991 2,745,202 161,558 566,637 769,966 - - - 391,519 351,476 4,986,358 1992 1,768,406 1,624,472 536,114 759,626 - - - 273,704 372,203 5,334,525 1 1993 2,133,813 1,689,032 467,377 r, 972,054 107,647 - 240,218 255,279 18,417 5,883,837 1994 2,903,973 1,852,882 267,093 093 1,338,826 182,122 125 119,608 265,466 7,428 6,937,523 4 2,455,266 407,933 1,275,265 224,759 , 800 196,663 384,742 74,723 , 8,479, 1995 3,459,75 905 32 3,230,509 263,386 990,713 200,525 7,681 399,511 450,712 , 90,276 9,425,94 1996 3,792,6 , 5 1997 3,865,9 96 5,380,979 280,644 941,888 198,948 28,052 804,907 498,158+ 48,036 12,047,608 44 6,262,522 395,474 1,082,892 280,782 37,278 2,055,984 644,689 62,853 _ 14,667,418 1998 3,844,9 . 1999 4,518,732 6,780,403 331,032 1,411,820 239,945 2,001 2,472,834 960,231 50,902 16,767,900 Source: Oro Valley Finance Department 66 Town of Oro Valley, Arizona General Government Expenditures By Function Last Ten Fiscal Years (Unaudited) Fiscal Highways Culture Year General Public and and Capital Debt Ended Government Safety Streets Recreation Outlay Service Total 1990 $1,304,456 $1,436,709 $ 357,483 $ - $1,801,201 $ 188,941 $ 5,088,790 1991 I, 1,561,085 1,607,495 326,736 - 1,698,346 423,420 5,617,082 1992 1,502,052 1,871,058 568,627 1 - 323,090 441,033 4,705,860 1993 1,421,059 2,108,940 658,629 - 251,429 397,830 4,837,887 1994 1,646,245 2,316,936 678,180 - 823,750 345,910 5,811,021 1995 3,142,403 3,125,016 874,783 126,861 894,039 306,585 8,469,687 1996 2,778,347 3,670,514 1,216,141 407,484 167,662 398,348 8,638,496 1997 i 2,613,830 4,240,676 1,224,977 500,850 4,951,011 1,234,984 14,766,328 1998 2,880,570 4,251,231 1,207,437 647,146 837,944 740,170 10,564,498 3 317 668 5 240 616 1 149 073 636,302 ' 878,843 793,212 1999 12,015,714 Source: Oro Valley Finance Department 67 Town of Oro Valley, Arizona State of Arizona Sales Tax Information Taxable Activities, Tax Rates and Distribution Shares (Unaudited) Tax Distribution Business Activity Category Rate Share Mining-Severance 2.500% 80.00% Oil and Gas, Sand and Gravel 3.125% 32.00% Trans ortaton - Persons and Frei 5.000% 20.00% p � Utilities 5.000% 20.00% Communication 5.000% 20.00% Publishing 5.000% 20.00% Job Printing 5.000% 20.00% Private Cars/Pipelines 5.000% 20.00% Prime Contracting 5.000% 20.00% Owner Buildings 5.000% 20.00% Restaurants and Bars 5.000% 40.00% Amusements 5.000% 40.00% Personal Property Rentals 5.000% 40.00% p , Retail (excluding food sales) 5.000% 40.00% Hotel/Motel 5.500% 50.00% Membership Camping ing 5.000% 40.00% p Timbering - Severance (a) 80.00% (a) The amount of severance tax levied on a severer engaged in the business of timbering shall be: (1) Two dollars thirteen cents per thousand board feet for timber products that are derived from ponderosa pine. (2) One dollar fifty-one cents per thousand board feet for timber products derived from all species except ponderosa pine. Source: Arizona Department of Revenue 68 Town of Oro Valley, Arizona Transaction Privilege (Sales) Tax Rates by Category (Unaudited) Business Activity Category Rate Publishing 2.0% Printing and Advertising 2.0% Contracting 2.0% Retail Sales 2.0% Restaurants and Bars 2.0% Amusements 2.0% Miscellaneous 2.0% Hotel/Lodging Room Rentals 3.0% Source: Oro Valley Finance Department 69 Town of Oro Valley,Arizona Historical and Projected Excise Tax Collections ($000's) June 30, 1999 (Unaudited) Actual(a) Projected Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Year Year Year Year Year Year Revenue Source 1995/96 1996/97 1997/98 1998/99 1999/00 2000/01 Town Sales and Franchise Taxes $ 3,886 $ 3,694 $ 3,845 $ 4,501 $ 4,962 $ 5,210 Licences and Permits 982 930 1,069 1,396 1,105 1,160 Fines 243 223 184 210 201 211 State-Shared Sales Tax 773 1,387 1,465 1,571 1,635 1,717 State-Shared Income Tax 672 1,489 1,682 1,963 2,178 2,287 Total $ 6,556 $ 7,723 $ 8,245 $ 9,641 $ 10,081 $ 10,585 (a) All revenue sources are presented on a modified accrual basis of accounting except for Town sales taxes which are presented on the cash basis of accounting per the Arizona Department of Revenue Standard Industry Summary Local Taxes Collection Reports. Source: Oro Valley Finance Department 70 Town of Oro Valley,Arizona Town Transaction Privilege(Sales)and Franchise Tax Collections By Industry Classification June 30, 1999 ($000's) (Unaudited) Actual Projected Fiscal Year Fiscal Year Fiscal Year Fiscal Year Fiscal Year Fiscal Year Industry Classification 1995/96 1996/97 1997/98 1998/99 1999/2000 2000/01 Construction $ 2,220 $ 1,844 $ 1,898 $ 2,398 $ 2,120 $ 2,226 Manufacturing 2 2 4 3 2 2 Transportation,Communications&Utilities 1 1 4 17 14 15 Wholesale Trade 16 19 18 13 13 14 Retail Trade 436 486 515 674 1,387 1,456 Restaurants,Bars&Lodging 840 888 896 916 981 1,030 Fire,Insurance&Real Estate 92 115 123 15 - - Services 175 196 202 256 225 236 All Other 1 39 2 2 2 2 Cable Franchise 103 104 183 207 218 229 Total $ 3,886 $ 3,694 $ 3,845 $ 4,501 $ 4,962 $ 5,210 Source: Oro Valley Finance Department 71 TOWN OF ORO VALLEY,ARIZONA ESTIMATED DEBT SERVICE COVERAGE REGARDING EXCISE TAX COLLECTIONS (UNAUDITED) Municipal Property Corporation 1996 1999 1999 1996 Municipal Excise Tax Excise Tax Certificates Water Systems Revenue Bonds Revenue Bonds of Ac9 uisition Bonds Water Building Participation Projected Fiscal Year Projected Excise Tax Ending I Annual Annual Annual Annual Combined Excise Tax Debt Service (June 30) Total Total _ Total _ Total Debt Service Collections Coverage 1999 $1,831,100 $416,844 $2,247,944 9,641,000 4.29x 2000 $1,816,750 $ 234,752 $110,606 $410,281 $2,572,389 10,081,000 3.92x 2001 $1,826,876 $ 263,808 $205,935 $408,322 $2,704,941 10,585,000 3.91x 2002 $1,935,562 $ 269,130 $210,733 $405,938 $2,821,363 3.75x 2003 $1,938,312 $ 269,285 $210,070 $407,994 $2,825,661 3.75x 2004 $1,939,162 $ 263,685 $203,845 $409,350 $2,816,042 2005 $1,938,312 $ 263,285 $217,445 $410,005 $2,829,047 2006 $1,935,712 $ 271,985 $210,290 $414,881 $2,832,868 2007 $1,956,312 $ 275,575 $207,835 $413,959 $2,853,681 2008 $1,947,512 $ 272,875 $209,895 $417,220 $2,847,502 2009 $1,937,412 $ 270,330 $211,425 $414,225 $2,833,392 2010 $1,951,012 $ 272,140 $107,363 $414,994 $2,745,509 2011 $1,937,012 $ 273,020 $414,900 $2,624,932 2012 $1,944,776 $ 268,540 $413,944 $2,627,260 2013 $1,949,812 $ 166,340 $412,125 $2,528,277 2014 $1,952,126 $ 225,375 $414,300 $2,591,801 2015 $1,951,712 $ 221,875 $415,325 $2,588,912 2016 $1,947,600 $ 227,875 $415,200 $2,590,675 2017 $1,940,712 $ 223,375 $413,925 $2,578,012 2018 $1,931,050 $ 223,500 $411,500 $2,566,050 2019 $1,918,050 $ 223,125 $2,141,175 2020 $1,952,250 $1,952,250 2021 $1,958,718 $1,958,718 2022 $1,961,156 $1,961,156 2023 $1,959,562 $1,959,562 2024 $1,953,938 $1,953,938 2025 $1,969,282 $1,969,282 2026 $4,004,250 $4,004,250 72 TOWN OF ORO VALLEY, ARIZONA STATEMENT OF BONDED INDEBTEDNESS XNE 30, 1999 (UNAUDITED) Total General Obligation Bonded Debt None Primary Assessed Valuation $ 186,13 8,419 Secondary Assessed Valuation 196,647,541 Estmated Full Cash Value 1,735,976,989 Source: Pima County Assessor Direct General Obligation Bonded Debt Outstanding None Water and Sewer Revenue Bonds Outstanding None Street and Highway User Revenue Bonds Outstanding None Issue Maturity Balance Series Purpose Dates Outstanding Municipal Property Corporation Bonds 1996 Water Company 07/01/26 $ 27,606,679 Certificates of Participation 1996 Land Acquisition 07/01/17 4,805,000 Certificates of Participation 1989 Building Acquisition 06/01/00 170,000 Municipal Prop. Corp.-Excise Tax Rev. Bonds 1999 Dev. Serv. Bldg. 07/01/09 1,695,000 Municipal Prop. Corp.-Excise Tax Rev. Bonds 1999 Water Improvements 07/01/19 3,186,183 73 Town of Oro Valley, Arizona Direct and Overlapping General Obligation Bonded Debt June 30, 1999 (Unaudited) General Obligation Approx. Net Debt Jurisdiction Bonded Debt Percent Amount Direct: Town of Oro Valley $ - 100.00 $ - Overlapping: State of Arizona - 0.7 Pima County (1) - 175,146,000 4.26 7,461,220 Pima County Community College District (1) - 4.26 - Pima County Flood Control District (1) 8,135,000 5.88 478,338 Amphitheatter Unified School District No. 10 (2) 109,035,000 27.19 29,646,617 Total Overlapping37,5 86,175 Total direct and overlapping general obligation tion bonded debt $ 37,586,175 Direct and Overlapping General Obligation Debt Ratios As % of As % of Per Capita Town's Town's Bonded Debt Secondary Estimated Population Est. Assesssed Full Cash a@ 25,455 Valuation Value Direct General Obligation Bonded Debt $ - 0.00% 0.00% Direct and Overlapping Overla in 1,476.57 19.11% 2.17% General Obligation Bonded Debt 74 TOWN OF ORO VALLEY,ARIZONA COMPUTATION OF LEGAL DEBT MARGIN JUNE 30, 1999 (UNAUDITED) Net secondary assessed valuation $ 196,647,541 Calculation of 20%Debt Limitation 20%of secondary net assessed valuation $ 39,329,508 Bonds outstanding Net 20%Debt Limitation 39,329,508 Calculation of 6%Debt Limitation 6%of secondary net assessed valuation 11,798,852 Bonds outstanding Net 6%Debt Limitation 11,798,852 Total Bonding Capacity $ 51,128,360 (1) Under Arizona law, cities can issue general obligation bonds for general municipal purposes up to an amount not exceeding 6%of assessed valuation. (2) Under Arizona law, cities can issue additional general obligation bonds for supplying specific services, such as water, sewer, lighting, parks and recreational facilities up to an amount not exceeding 20%of assessed valuation. Source: Oro Valley Finance Department 75 Town of Oro Valley,Arizona Property Tax Assessment Ratios and Comparative Secondary Assessed Valuation Histories 1995 through 1999 (Unaudited) Property Classification 1995 1996 1997 1998 1999 p Mining 29% 28% 27% 26% 25% Utility 29% 28% 27% 26% 25% Commerical and Industrial 25% 25% 25% 25% 25% Agriculture and Vacant Land 16% 16% 16% 16% 16% Owner Occupied Residential 10% 10% 10% 10% 10% Leased or Rented Residential 10% 10% 10% 10% 10% Railroad,Private Car Company 26% 24% 23% 22% 21% &Airline Flight Property Source: Arizona Department of Revenue 76 Town of Oro Valley,Arizona Comparative Secondary Assessed Valuation Histories Fiscal Years 1994/95 through 1998/99 (Unaudited) Pima State of Fiscal Year County Arizona 1998/99 $ 4,616,303,822 $ 28,184,077,278 1997/98 4,915,883,987 26,793,103,101 1996/97 3,247,512,122 25,3 84,679,197 1995/96 3,218,883,605 23,022,330,962 1994/95 3,150,104,570 22,179,317,949 Source: Arizona Department of Revenue 77 Town of Oro Valley, Arizona Assessed Valuations and Tax Rates June 30, 1999 (Unaudited) Arizona legistation limits increases in assessed valuation of residential properties, limits total er taxes, levied bycounties, cities, towns, community college districts, fire districts and property school districts, establishes maximum limits on annual expenditures by counties, cities, towns, community college e districts, fire districts and school districts subject to adjustments for population ulation and cost of living changes. There is no provision which would limit the amount of taxes which may be levied or expended to pay debt service on existing or future bond issues. Direct and Overlapping in Secondary Assessed Valuation and Tax Rates per $100 of Assessed Valuation (1) 1999/2000 Secondary Primary Tax Rates Assessed Assessed Per $100 of Overlapping P Y Municipality Valuation Valuation Assessed Valuation State of Arizona $28,184,077,278 $ 26,593,673,070 0.0000 Pima County 4,616,303,822 4,450,763,675 5.5287 Pima Cty. Comm. College Dist. 4,616,303,822 4,450,763,675 1.3696 Pima County Library District 4,616,303,822 N/A 0.2024 Pima Cty. Flood Control Dist. 3,345,513,150 N/A 0.3046 Pima Cty. Fire Dist. 4,616,303,822 N/A 0.0511 Central AZ. Water Conservation District 4,616,303,822 N/A 0.1400 Golder Ranch Fire District 93,854,404 N/A 1.8900 Amphitheater Unified School District 723,268,473 691,843,531 7.1715 Total Tax Rates Per $100 of Assessed Valuation: Total Tax Rates Inside Town of Oro Valley, Golder Ranch Fire District and Amphitheater Unified School District District No. 10 16.6579 Total Tax Rates Inside Town of Oro Valley, and Amphitheater Unified School District No. 10 and Outside Golder Ranch Fire District 14.7679 (1) upon Based 1999/2000 data obtained from the tax rolls of the Arizona Department of Revenue. 78 TOWN OF ORO VALLEY,ARIZONA PRIMARY AND SECONDARY PROPERTY TAX RATES DIRECT AND OVERLAPPING GOVERNMENTS (PER$100 OF ASSESSED VALUE) LAST TEN FISCAL YEARS (UNAUDITED) Pima County Amphi. Flood Pima County Central Unified Fiscal State of Pima Control Comm. Free Arizona Fire School Town of Year Arizona County District College Library Project District Distirct Oro Valley Total 1990 0.4700 5.2682 0.5985 0.9010 0.2025 0.1000 0.0497 6.8789 0.0000 14.4688 1991 0.4700 5.3340 0.5871 0.9448 0.2025 0.1400 0.0528 6.9033 0.0000 14.6345 1992 0.4700 + 5.3297 0.5871 0.9958 0.2025 0.1400 0.0535 7.1992 0.0000 14.9778 1993 0.4700 5.1580 0.5398 1.0599 0.1924 0.1400 0.0567 7.5570 0.0000 15.1738 1994 0.4700 5.0603 0.4623 1.1038 0.2024 0.1400 0.0501 7.3911 0.0000 14.8800 1995 0.4700 5.0638 0.3596 1.2183 0.2124 0.1400 0.0539 8.1646 0.0000 15.6826 1996 0.0000 5.0138 0.3596 f 1.2433 0.2224 0.1400 0.0549 7.6789 0.0000 14.7129 1997 0.0000 5.1139 0.3296 1.1836 0.2224 0.1400 0.0517 7.5099 0.0000 14.5511 1998 0.0000 5.1802 0.3246 1.1922 0.2224 0.1400 0.0515 7.0881 0.0000 14.1990 1999 0.0000 5.5287 0.3046 1.3696 0.2024 0.1400 0.0511 7.1715 0.0000 14.7679 Source: Arizona Tax Research Association Note: The primary and secondary property tax rates for Pima County,Community College and the Amphitheater Unified School District jurisdictions are added together in the table. 79 TOWN OF ORO VALLEY,ARIZONA NET ASSESSED AND FULL CASH VALUES OF TAXABLE PROPERTY LAST TEN FISCAL YEARS (UNAUDITED) Secondary Total Tax Assessed Full Value to Full Year Type Value Cash Value Cash Value 1990 Secondary $ 57,361,643 $ 433,702,370 13.23% 1991 Secondary 61,090,215 473,100,360 12.91% 1992 Secondary 65,098,105 524,632,806 12.41% 1993 Secondary 71,925,888 589,807,394 12.19% 1994 Secondary 84,327,297 710,815,727 11.86% • 1995 Secondary 119,234,229 1,027,672,095 11.60% 1996 Secondary 130,338,334 1,152,886,386 11.31% 1997 Secondary 165,265,200 1,465,659,846 11.28% 1998 Secondary 178,766,882 1,578,978,076 11.32% 1999 Secondary 196,647,541 1,735,976,989 11.33% Source: Pima County Assessor 80 Town of Oro Valley,Arizona Secondary Assessed Valuation by Property Classification (Unaudited) FY 1998/99 FY 1997/98 FY 1996/97 FY 1995/96 FY 1994/95 1. Mining and Timber $ - $ - $ - $ $ 2. Utilities 4,265,797 3,585,691 3,573,365 4,339,492 2,238,341 3. Commercial and Industrial 22,341,369 19,040,627 13,458,310 13,831,747 13,468,824 4. Agricultural and Vacant 25,997,331 24,377,563 16,344,469 17,228,723 11,891,092 5. Residential(Owner Occupied) 136,071,440 124,950,876 91,523,202 79,747,629 52,849,488 6. Residential(Rental) 7,971,604 6,812,125 5,433,426 4,065,291 3,859,487 10. (B).Commercial Historic - - 5,562 5,233 - 11. Livestock,poultry,aquatic animals,and bees - - - - 20,067 12. Possesory Interests - - - 16,114 - $ 196,647,541 $ 178,766,882 $ 130,338,334 $ 119,234,229 $ 84,327,299 Source: Arizona Department of Revenue 81 TOWN OF ORO VALLEY,ARIZONA SECONDARY ASSESSED VALUATION OF MAJOR TAXPAYERS JUNE 30, 1999 (UNAUDITED) 1999-00 As%of Town' Secondary Total Secondar Assessed Assessed Taxpayer Valuation Valuation El Conquistador Hotel Associates $ 12,141,335 6.17% Tucson Electric Power 2,930,862 1.49% Evans Withycombe Finance Partnership 1,999,200 1.02% Overland Vistoso Limited Partnership 1,574,391 0.80% U.S.West Communications 1,279,271 0.65% Gateway Canyon,Inc. 1,129,000 0.57% Lincoln National Life Insurance Co. 1,092,575 0.56% Tucanada Holdings 875,000 0.44% Kroger Corp. 745,200 0.38% g � Capri Company,LLC 578,420 0.29% p Totals $ 24,345,254 12.38% Source: Pima County Assessor's Office 82 TOWN OF ORO VALLEY,ARIZONA HISTORICAL AND PROJECTED WATER SYSTEM REVENUES, EXPENSES,DEBT SERVICE AND COVERAGE (UNAUDITED) Historical Actual 1995/96 1996/97 1997/98 1998/99 Revenues: Water revenues $ 779,303 $ 4,313,185 $ 4,494,937 $4,713,632 Other revenues 13,670 60,820 4,637 217,573 Interest income 121,044 225,118 279,891 288,095 Total revenues 914,017 4,599,123 4,779,465 5,219,300 Expenditures: Personnel 58,238 427,402 490,399 622,762 Operations&maintenance 166,953 1,087,435 1,238,034 1,816,542 CAP water costs 24,780 114,261 167,078 180,704 Total expenditures 249,971 1,629,098 1,895,511 2,620,008 Net water system revenues 664,046 2,970,025 2,883,954 2,599,292 Water supported debt service: 1996 Bonds debt service 374,369 1,597,475 1,818,775 1,831,100 1999 Water related debt service Total water supported debt service $374,369 $ 1,597,475 $ 1,818,775 $ 1,831,100 Net water system revenues debt service coverage 1.77 x 1.86 x 1.59 x 1.42 x Source: Oro Valley Finance Department 83 TOWN OF ORO VALLEY,ARIZONA ORO VALLEY WATER UTILITY SCHEDULE OF RATES,FEES AND CHARGES OCTOBER 2, 1999 (UNAUDITED) Monthly Minimum Water Rates Meter Size Effective 8-21-99 City Non-City OV#1 5/8"X 3/4" $ 9.35 $ 10.81 $ 10.22 3/4" N/A N/A N/A 1" 23.40 27.10 25.55 1.5" 47.07 54.19 51.10 2" 74.83 86.66 81.76 3" 150.57 173.33 163.52 4" 237.50 274.25 255.50 6" 475.00 548.50 511.00 8" N/A 932.45 N/A Notes: • 1,000 gallons are included in the Minimum Monthly Charges for City&Non-City Customers. •2,000 gallons are included in the Minimum Monthly Charge for OV#1 Customers. •The commodity charge is$1.85 per 1,000 gallons-regardless of usage-for OV#l •The 1st tier commodity charge is$1.73 per 1,000 gallons up to 10,000 gallons(City&Non-City) •The 2nd tier commodity charge is$1.85 per 1,000 gallons as shown(City&Non-City): 5/8 x 3/4" in excess of 10,000 gallons 3" in excess of 186,000 gallons 1" in excess of 16,000 gallons 4" in excess of 169,000 gallons 1.5" in excess of 38,000 gallons 6" in excess of 1,800,000 gallons 2" in excess of 80,000 gallons 8" in excess of 8,000 gallons •The 2nd tier for golf course will be assessed on usage in excess of ADWR annual allotment •Special Commodity Charges: Vistoso Highlands Golf Course: $ .30 per 1,000 gallons($100 per acre foot) La Cholla AirPark: $1.55 per 1,000 gallons up to 1,800,000 gallons-Tier 1 $1.67 per 1,000 gallons over 1,800,000 gallons-Tier 2 The following rates or service charges are effective October 2,1999: Service Charge Amount New Service Establishment Fee $ 20.00 Service Reconnection Fee 25.00 Service Reconnection Fee(after 5pm) 50.00 Meter Re-read Fee 20.00 Insufficient Funds/Return Check Fee 25.00 Backflow Prevention Install.Permit 35.00 Customer Requested Meter Test Cost Customer Security Deposit(basic) 40.00 Destruction of Property Cost Hydrant Meter Deposit 750.00 Delinquent Payment Fee 5.00 Service Area Inclusion Fee $5.00 per acre or $2.00 per lot 84 TOWN OF ORO VALLEY, ARIZONA ORO VALLEY WATER UTILITY SCHEDULE OF RATES,FEES AND CHARGES OCTOBER 2, 1999 (UNAUDITED) Meter Hook-up Fees Installation Effective Meter Size Charges 5/28/96 AWRDF Effective Effective 10/2/99 CH&OV#1 RV 8/13/96 5/8"X 3/4" $ 150 $ 575 $ 550 $ 300 1"standard 200 1,468 1,375 750 1.5"standard 390 2,875 2,750 1,500 1.5"turbine 560 2,875 2,750 1,500 2"standard 560 4,600 4,400 2,400 2"turbine 660 4,600 4,400 2,400 2"compound 1,365 4,600 4,400 2,400 3"turbine 875 8,625 8,250 4,500 3"compound 1,700 8,625 8,250 4,500 4"turbine 1,600 14,375 13,750 7,500 4"compound 2,750 14,375 13,750 7,500 6"turbine 3,240 28,750 27,500 15,000 6"compound 4,925 28,750 27,500 15,000 Time& 8"turbine Materials 28,750 N/A N/A Multifamily Per Unit Cost N/A * $275.00 * $260.00 ** $144.00 * 5% sales tax must be added to al Meter Installation Charges. 85 Town of Oro Valley, Arizona Number of Meters Connected (Unaudited) Fiscal Meters Running Year Connected Total Pre-05/01/96 * 9,863 9,863 1995/96 ** 152 10,015 1996/97 523 10,538 1997/98 802 11,340 1998/99 985 12,325 1999/00 *** 1,864 14,189 2000/01 *** 901 15,090 2001/022001/02 *** 928 16,018 2002/03 *** 956 16,974 2003/04 *** 985 17,959 2004/05 *** 1,015 18,974 2005/06 *** 1,045 20,019 2006/07 *** 1,076 21,095 2007/08 *** 1,108 22,203 * Connections existing at the time the Town acquired the two private water companies. ** Connections added between May 1st and June 30, 1996. *** The TownJ ro'ects meter connections to increase by 3% for each of these P years. These projections are forward looking statements. No assurance can be given that these projections will be met. Source: Oro Valley Water Utility 86 Town of Oro Valley, Arizona Number of Connections by Type Fiscal Year 1998/99 (Unaudited) Number Percentage Percentage of of Water of User Type Connections Total Revenues Total Residential 11,325 91.89% $ 3,026,494 64.21% Commercial 117 0.95% 228,806 4.9% Irrigation 266 2.16% 337,004 7.1% Construction 604 4.90% 215,130 4.6% Turf 9 0.07% 848,744 18.0% Wholesale/Unmetered 4 0.03% 57,455 1.2% Totals 12,325 100.0% $ 4,713,633 100.0% Source: Oro Valley Water Utility and Finance Department 87 Town of Oro Valley,Arizona Schedule of the 15 Largest Water System Customers Fiscal Year 1998/99 (Unaudited) Actual Annual Actual Gallons Annual Consumed Water Water System Customer (000's omitted) Charges El Conquistador Golf Course&Country Club 345,286 $ 611,379 Sun City Golf Course 119,701 212,142 Vistoso Highland Golf Course 124,649 38,154 Sheraton El Conquistador Resort 45,441 91,316 Sun City Community Association 18,654 48,703 Copper Creek Elementary School 8,012 44,524 Evans Withycombe(Apartments) 19,404 39,790 Rockridge Apartments 19,075 41,070 La Cholla Air Park(Wholesale) 18,937 33,385 The Boulder Apartments 12,565 25,473 Palo Verde Christian School 7,618 18,631 Allied Signal 5,416 15,218 Fry's Grocery Store 10,592 22,344 Marana Public School(DeGrazia) 3,641 9,921 Countryside Community Association 4,670 9,691 Totals 763,661 $ 1,261,741 Percent of Town Totals 32.13% 26.77% Source: Oro Valley Water Utility 88 TOWN OF ORO VALLEY,ARIZONA DEMOGRAPHIC STATISTICS JUNE 30, 1998 (UNAUDITED) Population by Age Group Percentage Age Group Number of Total Under 5 1,204 4.73% 5 - 14 3,274 12.86% 15 - 19 1,280 5.03% 20-29 1,535 6.03% 30- 39 3,515 13.81% 40-49 4,073 16.00% 50-64 4,791 18.82% 65 and over 5,783 22.73% Total 25,455 100.00% Population by Ethnic Background Percentage Category Number of Total White 23,075 90.65% Hispanic 909 3.57% Black 201 0.79% Native American 94 0.37% Other 1,176 4.62% Total 25,455 100.00% Sources: Town of Oro Valley Planning and Zoning Department 89 M M M 00 N ' - -. 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C., 00 O a) 't 00 S O Nr- N -. 00 M �j n n n tn n n n n n •-, N � ct `O M M O cd O op- 00 `p - - 00 N - '' U > CT `O OT �' w M O 00 �-•� � O CT, n n n n n n n n n CO -g M r-. .-� r-• N e '- N� N CA cn b4 O 69 •= U b CT CT CT '00 N 00 -2. o E . c,„ .... ,,, c,:s „, Ucn Z a P. o O 5 ( 0 O U ,+ O — N M .1- kr-) `O N 00 CTp .E CO CT CT CT c CT CT ON CT CT CT H a-' CT CT CT CT CT CT CT CT CT CT TOWN OF ORO VALLEY,ARIZONA SCHEDULE OF TOP EMPLOYERS JUNE 30, 1999 (UNAUDITED) Governmental The Town of Oro Valley was incorporated in April, 1974. The Town is governed by a mayor, four council members,and a town manager. There is a local police department and service from Golder Ranch Fire District and Rural-Metro Fire Department, a private company available through subscription. Number of Largest Employers Product/Service Employees Sheraton El Conquistador Resort Dining/Recreation/Hotel 600 Canyon Del Oro High School School 256 RVSI/Vanguard Automation Robotics/Automation 100 Town of Oro Valley Government 197 El Conquistador Country Club Dining/Recreation 150 Fry's Food Stores(2) Grocery Store 230 ABCO Food Stores Grocery Store 65 Selectide Medical Research 58 Oro Valley Country Club Dining/Recreation 90 Walgreens(2) Drug Store 35 Pizza Hut Restaurant 34 Burger King Restaurant 20 Target Retail Store 125 Securaplane Aerospace 85 Safeway Grocery Store 60 General The Town of Oro Valley encompasses an area of approximately 32 square miles. Located in northeastern Pima County, the Town is six miles north of the Tuscon city limits. The Town's population was estimated at 25,455 and recorded a 2.3%unemployment rate in 1998. 91 t ( ( d - t 1 i i i r" t r a f 4 TOWN OF ORO VALLEY, ARIZONA SINGLE AUDIT ACT REPORTS FOR THE FISCAL YEAR ENDED JUNE 30, 1999 TOWN OF ORO VALLEY, ARIZONA TABLE OF CONTENTS FISCAL YEAR ENDED JUNE 30, 1999 Page Report on Compliance and on Internal Control Over Financial Reporting Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 1 Report on Compliance with Requirements Applicable to each Major Program and Internal Control over Compliance in Accordance with OMB Circular A-133 3 Summary of Auditor's Results 5 Financial Statement Findings 6 Federal Award Findings and Questioned Costs 6 Summary Schedule of Prior Audit Findings 6 Supplementary Schedule of Expenditures of Federal Awards 7 . t CII CRONSTROM EIII &ATRBOVICH CCOUNTANT S REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS The Honorable Mayor and Town Council of the Town of Oro Valley, Arizona We have audited the financial statements of Town as of and for the year ended June 30, 1999, and have issued our report thereon dated September 20, 1999. We conducted our audit in accordance with generally accepted auditing standards and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. As part of obtaining reasonable assurance about whether Town's financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grants, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. In planning and performing our audit, we considered Town's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. However, we noted other matters involving the internal control over financial reporting that we have reported to management of the Town of Oro Valley, Arizona in a separate letter dated September 20, 1999. 1 8706 EAST MANZANITA DRIVE,SUITE 100 • SCOTTSDALE, ARIZONA 85258 • (602) 348-1102 • FAX 348-1104 A PROFESSIONAL CORPORATION This report is intended solely for the information and use of the members of the Arizona State Legislature, the Auditor General of the State of Arizona, the Town Council, federal awarding agencies, and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties. However, this report is a matter of public record and its distribution is not limited. Ciurolkov\ ME(1. Cronstrom & Trbovich, P.C. September 20, 1999 2 • . 1 CRONSTROM & TRBOVICH CERTIFIED PUBLIC ACCOUNTANTS ..__.} REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MAJOR PROGRAM AND INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-133 The Honorable Mayor and Town Council of the Town of Oro Valley, Arizona We have audited the compliance of Town with the types of compliance requirements described in the U. S. Office of Management and Budget (OMB) Circular A-133 Compliance Supplement that are applicable to each of its major federal programs for the year ended June 30, 1999. Town's major federal programs are identified in the summary of auditor's results section of the accompanying schedule of findings and questioned costs. Compliance with the requirements of laws, regulations, contracts and grants applicable to each of its major federal programs is the responsibility of Town's management. Our responsibility is to express an opinion on Town's compliance based on our audit. We conducted our audit of compliance in accordance with generally accepted auditing standards; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations. Those standards and OMB Circular A-133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about Town's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion. Our audit does not provide a legal determination on Town's compliance with those requirements. In our opinion, Town complied, in all material respects, with the requirements referred to above that are applicable to each of its major federal programs for the year ended June 30, 1999. The management of Town is responsible for establishing and maintaining effective internal control over compliance with requirements of laws, regulations, contracts and grants applicable to federal programs. In planning and performing our audit, we considered Town's internal control over compliance with requirements that could have a direct and material effect on a major federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance and to test and report on internal control over compliance in accordance with OMB Circular A-133. 3 8706 EAST MANZANITA DRIVE,SUITE 100 ■ SCOTTSDALE, ARIZONA 85258 ■ (602) 348-1102 ■ FAX 348-1104 A PROFESSIONAL CORPORATION ' w Our consideration of the internal control over compliance would not necessarily disclose all matters in the internal control that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that noncompliance with applicable requirements of laws, regulations, contracts and grants that would be material in relation to a major federal program being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over compliance and its operation that we consider to be material weaknesses. However, we noted certain immaterial instances of noncompliance that we reported to management of the Town of Oro Valley in a separate letter dated September 20, 1999. We have audited the general-purpose financial statements of Town as of and for the year ended June 30, 1999, and have issued our report thereon dated September 20, 1999. Our audit was performed for the purpose of forming an opinion on the general-purpose financial statements taken as a whole. The accompanying schedule of expenditures of federal awards is presented for purposes of additional analysis as required by OMB Circular A-133 and is not a required part of the general-purpose financial statements. Such information has been subjected to the auditing procedures applied in the audit of the general-purpose financial statements and, in our opinion, is fairly stated, in all material respects, in relation to the general-purpose financial statements taken as a whole. This report is intended solely for the information and use of the members of the Arizona State Legislature, the Auditor General of the State of Arizona, the Town Council, federal awarding agencies, and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties. However, this report is a matter of public record and its distribution is not limited. \A-6-0-01vc. Cronstrom & Trbovich, P.C. September 20, 1999 4 • TOWN OF ORO VALLEY, ARIZONA SCHEDULE OF FINDINGS AND QUESTIONED COSTS FISCAL YEAR ENDED JUNE 30, 1999 SECTION I - SUMMARY OF AUDITOR'S RESULTS Financial Statements Type of auditor's report issued: Unqualified Internal control over financial reporting: • Material weakness(es) identified? yes X no • Reportable condition(s) identified not considered to be material weaknesses? yes X none reported • Noncompliance material to financial yes X no statements noted? Federal Awards Internal Control over major programs: • Material weakness(es) identified? yes X no • Reportable condition(s) identified not considered to be material weaknesses? yes X none reported Type of auditor's report issued on compliance for major programs: Unqualified Any audit findings disclosed that are required to be reported in accordance with Circular A-133, Section .510(a)? yes X no Identification of major programs: CFDA Number(s) Name of Federal Program or Cluster 16.592 U.S. Department of Justice - COPS FAST Dollar threshold used to distinguish between Type A and Type B programs: $300,000 Auditee qualified as low-risk auditee? X yes no 5 r' w TOWN OF ORO VALLEY, ARIZONA SCHEDULE OF FINDINGS AND QUESTIONED COSTS FISCAL YEAR ENDED JUNE 30, 1999 SECTION II FINANCIAL STATEMENT FINDINGS No matters reported. SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS No matters reported. SECTION IV SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS There were no prior audit findings. 6 TOWN OF ORO VALLEY,ARIZONA SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS YEAR ENDED JUNE 30, 1999 Federal Pass-through CFDA Grantor's Grantor Agency Number Number Revenues Expenditures U.S.Department of Justice COPS FAST 16.592 N/A $ 341,753 $ 341,753 DEA 16.Unknown N/A 6,519 6,519 Passed through the City of Tucson: High Intensity Drug Trafficking Area(HIDTA) 16.579 092-2167 120,179 120,179 Metropolitan Area Narcotics Trafficking Interdiction Squads(MANTIS) 16.579 092-2180 60,729 60,729 Total U.S.Department of Justice 529,180 529,180 TOTAL FEDERAL AWARDS $ 529,180 $ 529,180 (1) This schedule was prepared on the modified accrual basis of accounting. 7