HomeMy WebLinkAboutPopular Annual Financial Report (PAFR) - 6/30/2021Town ofTown of Town ofTown of ORO VALLEY, ARIZONAORO VALLEY, ARIZONA
Fiscal Year ended June 30, 2021
POPULAR ANNUAL FINANCIAL REPORT
INSIDE
Overview 2
Oro Valley Fast Facts 3
Message from
the Town Manager 3
Accomplishments &
Accolades 4
GFOA Award 4
Net Position 5
Activities 6
Revenues 7
Expenses 8
Debt & Financial Ratings 10
Town Assets 11
Employment &
Economic Statistics 12
Photographer: Dominic Arizona Bonuccelli
OVERVIEW
The Town of Oro Valley is proud to present its tenth annual Popular Annual Financial Report (PAFR) prepared by
the Finance Department. The purpose of the PAFR is to provide a user-friendly summary of the financial position
of the Town of Oro Valley and other interesting information for citizens who want a better understanding of the
Town’s finances. The financial information in the PAFR is taken from the Town’s Annual Comprehensive Financial
Report (ACFR). The ACFR outlines the Town’s financial position and operating activities each fiscal year presented
in conformity with generally accepted accounting principles (GAAP) and includes financial statements audited by
Henry & Horne, LLP, a certified public accounting firm. The Town received an unmodified (or clean) audit opinion,
which is the best audit opinion that the financial statements could receive.
While the numbers in the PAFR come from an audited source, they are presented in a summarized, unaudited
non-GAAP format that is more accessible to the public. Additionally, some of the information in the PAFR is
from the Town’s Annual Budget. Citizens who wish to review the audited, GAAP-based, full disclosure financial
statements can refer to the Town’s ACFR available on the Town’s website at www.orovalleyaz.gov, or contact the
Finance Department by phone at 520-229-4700 or in person at 11000 N. La Cañada Drive, Oro Valley, AZ 85737.
ORO VALLEY TOWN COUNCIL
2
Connect with us! Visit www.orovalleyaz.gov |
Left to right:
Josh Nicolson, Councilmember
Harry “Mo” Greene, II, Councilmember
Joyce Jones-Ivey, Councilmember
Joe Winfield, Mayor
Melanie Barrett, Vice Mayor
Steve Solomon, Councilmember
Tim Bohen, Councilmember
CLICK HERE TO VIEW ACFR
INCORPORATED 1974
SERVICES Police, Parks and Recreation, Water
Utility, Stormwater Utility, Public
Transit, Community Development
and Public Works
FORM OF GOVERNMENT Council/Manager
GOVERNING BODY Mayor elected at large to four-year
term; 6 councilmembers elected at
large to four-year terms
POPULATION 47,070
(Arizona Commerce Authority)
# OF HOUSEHOLDS
(US Census estimate)
20,971
BACHELOR’S DEGREE
OR HIGHER (AGE 25+)
52.4%
MEDIAN INCOME
(US Census estimate)
$83,341
# OF PARKS 7
PARK ACRES MAINTAINED
449
TRAILS AND PATHS 56 miles
PUBLIC STREET LANE MILES MAINTAINED
430 miles
2021 BUDGET $105.4 million
ORO VALLEY FAST FACTS
HISTORY
After World War II, the Tucson area experienced dramatic
population growth. In the early 1950s, the Oro Valley
Country Club opened at the base of Pusch Ridge,
and land owners began building residential homes.
As the community continued to grow, area residents
increasingly desired local control of the land in the area.
In the late 1960s, a petition to incorporate began to
circulate in Oro Valley, and Oro Valley was successfully
incorporated in 1974. What began as a town with only 2.4
square miles and 1,200 residents has grown into a vibrant
community and tourist destination featuring world-
class amenities and outdoor
attractions, excellent schools,
and a diverse business
environment.
3
Mary Jacobs
Town Manager
MESSAGE from the TOWN MANAGER
We are pleased to present the
Town of Oro Valley Popular
Annual Financial Report (PAFR)
for fiscal year 2020/21. This
is the tenth consecutive year
that we have produced this
summarized overview of various
financial aspects of the Town,
including sources of revenues and
expenditures, financial trends,
assets and liabilities and debt
obligations. We are humbled to
have earned recognition from the Government Finance Officers
Association (GFOA) for the past nine years with their Popular
Annual Financial Reporting Award. The Town is one of only
sixteen government agencies in Arizona to prepare a PAFR,
representing the Town’s ongoing commitment to transparency,
accountability and communicating the financial position of the
Town in this easy-to-understand format.
The Town’s audited financial statements once again received
an unmodified or “clean” audit opinion by our outside,
independent auditors, which is the highest form of audit opinion
given.
In spite of the continuing COVID-19 pandemic, the Town
demonstrated strong financial performance during fiscal year
2020/21. We are pleased to report that in the General Fund, our
main operating fund, revenues exceeded expenditures by $11.5
million. While local revenue growth contributed in part to this
success, the majority of the surplus was due to federal stimulus
funding. These stimulus funds have been used to provide relief
to local businesses impacted by the pandemic, as well as critical
funding for current and future Town capital projects.
The Town’s disciplined approach to budgeting, adherence to
strong financial management principles and policies and a track
record of prudent financial decision-making help to ensure
both near- and long-term fiscal health and sustainability. This is
evidenced by the Town’s strong credit rating, including our ‘AA+’
rating from Standard and Poor’s.
In the coming year, we look forward to making investments in
our facilities that provide maximum benefit to our community
and managing your taxpayer dollars in the most efficient and
effective manner to ensure long-term financial sustainability.
We hope that our 2021 Popular Annual Financial Report fulfills
its purpose as an understandable, informative publication, and
thank you for your interest in the Town of Oro Valley government
functions and finances.
Respectfully,
Mary Jacobs, Town Manager
ACCOLADES
• OV Police Chief Kara
Riley named Top
Community Leader
Tucson Local Media 2021
• Naranja Park voted Best
Community Park
Tucson Local Media 2021
• Chuck Huckleberry Loop
voted Best Recreational
Trail
USA Today 2021
• Oro Valley named Safest
City in Arizona
Safewise 2019
• Oro Valley ranked Safest
city in Arizona
Safe Home 2017
• Oro Valley named
Arizona’s Best Small City
WalletHub 2017
FY 20/21 ACCOMPLISHMENTS
Government Finance Officers Association
Award for Outstanding Achievement in Popular Annual Financial Reporting
Presented to
Town of Oro Valley
Arizona
For its Annual Financial Report for the Fiscal Year Ended June 30, 2020
Executive Director/CEO
Issued $5.6 million in Water Utility
refunding revenue bonds, resulting
in net present value savings of nearly
$223,000 to the Town
Received the Certificate of Achievement
for Excellence in Financial Reporting
Award, Distinguished Budget
Presentation Award with special
recognition for the Town’s Capital
Improvement Program, and Popular
Annual Financial Reporting Award
from the Government Finance Officers
Association
Ended FY 2020/21 with a $11.5 million
increase in the General Fund ending
fund balance
Received $5.3 million in federal CARES
Act funding for COVID-19-related
expenditures
Received $7.7 million in federal
American Rescue Plan Act funding
Provided nearly $1 million in
assistance to local businesses through
the OVSafeSteps program to help
mitigate impacts COVID-19 has had on
businesses within the Town
Secured voter approval to move from
a home rule alternative expenditure
limitation to a permanent base
adjustment
Issued 498 single family residential
permits, an increase of 81% over the
prior year and a 15-year high
Successfully annexed the Westward
Look Resort, resulting in an expected
$750,000-$1.2 million in additional
annual revenue to the Town
Approved plans for a $10 million
contribution from Town excess reserves,
plus $17 million in pension obligation
bond proceeds to apply toward
the Town’s Public Safety Personnel
Retirement System unfunded pension
liability
Approved expanded use of the Town’s
half cent sales tax collections to be used
towards debt service on the issuance of
bonds for parks and recreation related
capital improvements
Completed an 18-month process to
update the Town’s Parks and Recreation
Master Plan
The Government Finance Officers Association of the United States and Canada
(GFOA) has given an Award for Outstanding Achievement in Popular Annual
Financial Reporting to the Town of Oro Valley for its Popular Annual Financial
Report for the fiscal year ended June 30, 2020. The Award for Outstanding
Achievement in Popular Annual Financial Reporting is a prestigious national
award recognizing conformance with the highest standards for preparation of
state and local government popular reports.
In order to receive this award, a government unit must publish a Popular Annual
Financial Report, whose contents conform to program standards of creativity,
presentation, understandability and reader appeal.
The award is valid for a period of one year only. We believe our current report
continues to conform to program requirements, and we are submitting it to GFOA
to determine eligibility for another award.
4
STATEMENT OF NET POSITION
This Statement of Net Position is presented in much more detail in the Town’s
Annual Comprehensive Financial Report. This is a very high-level summary
that captures total assets and liabilities and compares them to prior years. This
Statement of Net Position may serve as a useful overall indicator of the Town’s
financial position and trends over the last two years.
The Town’s activities are presented in two categories. Governmental activities
include most of the Town’s core services, such as public safety, parks and recreation,
and street maintenance. Sales taxes, state-shared revenues and grants finance most
of these activities. Business-type activities are the Water and Stormwater utilities,
which are primarily financed through user fees and charges.
The largest portion of the Town’s net position reflects its investment in capital
assets such as land, buildings and improvements, vehicles, machinery and
equipment, and construction, less any outstanding debt used to acquire those
assets. The Town uses these capital assets to provide services to its citizens;
consequently, these assets are not available for future spending.
The following are significant transactions that impacted the Statement of Net
Position:
• The addition of $15.2 million in current assets for governmental activities,
of which $7.7 million is attributable to American Rescue Plan Act funding
received in June 2021.
• The addition of $12.8 million and $3.7 million for governmental activities
and business-type activities, respectively, in accumulated depreciation
due to depreciation expense.
• The addition of $43.4 million and $8.7 million for governmental activities
and business-type activities, respectively, in capital assets related to
buildings and improvements, infrastructure, and water systems.
WHAT IT MEANSi
5
Statement of Net Position for the year ended June 30, 2021
2021 2020
Assets
Current assets and other assets $ 91,167,953 $ 74,827,315
Capital assets, net 303,359,591 267,764,775
Total assets 394,527,544 342,592,090
Deferred outflows 12,557,173 9,507,349
Liabilities
Current and other liabilities 21,046,106 17,596,817
Long-term liabilities 83,270,594 83,240,426
Total liabilities 104,316,700 100,837,243
Deferred inflows $ 914,101 $ 1,802,798
Net Position $ 301,853,916 $ 249,459,398
Current Assets and Other Assets
are assets that one can reasonably
expect to convert to cash, sell, or
consume within one year.
Capital Assets, Net are the Town’s
land, buildings, equipment,
improvements, infrastructure, and
construction in progress, net of
accumulated depreciation.
Deferred Outflows are outflows
of resources that have already
occurred but are applicable to
future periods.
Deferred Inflows are inflows
of resources that have already
occurred but are applicable to
future periods.
Liabilities are payments due to
vendors and employees, lease
payments due, and other long-
term debt of the Town.
Net Position is the difference
between assets plus deferred
outflows and liabilities plus
deferred inflows, which may or
may not be available for future
spending.
STATEMENT OF ACTIVITIES
The Statement of Activities, often referred to as the Town’s
income statement, reflects all of its financial activity for the
Town during the fiscal year ended June 30, 2021. This statement
presents information to show how the Town’s net position
changed during the year as a result of the financial activity (e.g.
revenues and expenses). Over time, increases or decreases
in net position may serve as a useful indicator of whether the
Town’s financial position is improving or deteriorating. Below is a
summarized version of the detailed statement of activities found
in the Town’s Annual Comprehensive Financial Report.
Statement of Activities for the year ended June 30, 2021
Note: The totals below reflect both the governmental and business-type activities of
the Town.
The Statement of Activities shows that the Town’s total net
position has improved over the beginning net position. The
increase of $2.5 million in total expenses is primarily due to
an increase in general government costs related to COVID-19.
Total revenues increased $21.6 million, or 23.6%, primarily
due to a property donation and American Rescue Plan Act
funding.
2021 2020
Revenues $ 112,999,569 $ 91,398,732
Expenses 77,707,416 75,247,679
Change in net position
35,292,153
16,151,053
Net position, beginning
of year, restated
266,561,763
233,308,345
Net position,
end of year $ 301,853,916 $ 249,459,398
6
Photographer: Sheryl Hester
Revenues by Source
Includes Governmental & Business-Type Activities
This chart illustrates the sources and percentages of the Town’s revenues totaling $113
million for FY 2020/21. The Town’s primary revenue sources during 2021 include charges
for services, capital grants and contributions and sales taxes. Together these three
categories represented 79% of all revenue collections in FY 2020/21.
The Town Council and management are focused on efforts to maintain long-term
financial health through diversified revenue sources while strategically investing in
community initiatives. These decisions range from increasing efficiencies to using
valuable intergovernmental partnerships to enhance and expand services.
Three-Year Historical Comparison - Revenues
Governmental Funds Only
REVENUES
Where the money comes from
Charges for Services
32,293,410
29%
Miscellaneous
13,255
0%Investment Earnings
136,848
0%
Operating Grants &
Contributions
8,171,190
7%
Unrestricted
State-Shared Revenues
14,435,336
13%Franchise Taxes
722,700
1%
Sales Taxes
24,056,793 21%
Capital Grants & Contributions
33,170,037
29%MillionsIntergo
v
er
n
m
e
nt
al
Charg
es f
or
Ser
vi
ces
Sales &
Fra
nc
his
e
Tax
es
Investm
e
nt
E
ar
ni
n
gs
Other R
e
v
e
n
ues
WHAT IT MEANSi
$36
$32
$28
$24
$20
$16
$12
$8
$4
$-
2019
2020
2021
7
Charges for Services are
revenues collected for services
rendered to the public. Water
sales make up the majority of
these revenues.
Sales Taxes are levied on retail
sales at 2.5%, utilities and
construction activity at 4%,
and lodging at 6%.
Franchise Taxes are negotiated
fee revenues from a local cable
provider.
Unrestricted State-Shared
Revenues consist of the Town’s
portion of Arizona state income
tax, sales tax, and vehicle
license tax revenue shared with
incorporated cities, towns, and
counties.
Capital Grants and
Contributions are dedicated
towards specific capital
expenditures and purposes,
such as highways and streets.
Operating Grants and
Contributions are dedicated
towards specific operating
expenditures and purposes,
such as employee salaries and
ongoing maintenance costs for
roadways, public safety, and
culture and recreation.
Investment Earnings consist
of interest income earned on
the Town’s invested funds.
EXPENSES
Where the money goes
This chart illustrates the uses and percentages of the Town’s
expenses across all funds totaling $77.7 million for FY 2020/21.
The majority of expenses relate to public safety (police),
general government operations and Water Utility operations.
More than two-thirds of the Town’s total expenses (70%) are
from these three areas. Total expenses increased by $2.5
million primarily due to an increase in general government
costs related to COVID-19.
Expenses by Category
Includes Governmental & Business-Type Activities
WHAT IT MEANSi
8
General Government
19,633,975
25%
Stormwater Drainage
1,368,001
2%
Water
16,157,523
21%Interest on Long-term debt
290,251
0%
Culture &
Recreation
9,396,975
12%
Transit
939,341
1%Highways & Streets
11,629,477
15%
Public Safety
18,291,873
24%
General Government expenses are incurred
by the Town’s administrative departments,
including Town Council, Town Manager,
Legal Services, Finance, Town Clerk, Human
Resources, Magistrate Court, and include other
non-departmental costs.
Highways and Streets expenses are related
to the design, construction, maintenance and
operation of all roadways, sidewalks and related
infrastructure within the Town.
Culture and Recreation expenses are those
incurred by the Town to enrich the quality of life
in Oro Valley through parks, recreational and
cultural activities.
Public Safety expenses are those incurred
by the Town to provide police services to the
public.
Water expenses are those incurred by the Town
to provide water to the public.
Transit expenses are those related to the
operation of the Sun Shuttle Dial-a-Ride service
funded through a partnership with the Regional
Transportation Authority (RTA).
Stormwater Drainage expenses are
those related to the design, construction,
maintenance and operation of all stormwater
drainageways within the Town.
Interest on Long-Term Debt reflects the interest
costs for long-term debt, such as bonds and
loans. This does not include any interest costs
on water-related debt.
Three-Year Historical Comparison - Expenditures
Governmental Funds Only
Five-Year Historical Comparison - Revenues & Expenditures
Governmental Funds Only
$80
$70
$60
$50
$40
$30
$20
$10
$-
ExpendituresMillions$25
$20
$15
$10
$5
$-
2019 2020
General G
o
v
e
r
n
m
e
n
t
Public Sa
f
e
t
y
Highways
&
S
t
r
e
e
t
s
Transit
Culture &
R
e
c
r
e
a
ti
o
n
Capital O
u
t
l
a
y
Debt Ser
vi
c
e
2021
Millions2017 2018 2019 2020 2021
51.43 54.50
54.02
60.96
60.49
Revenues
67.53 69.90
67.31
56.57
The charts on this page
reflect information for the
Town’s governmental funds
only. These funds account
for most of the Town’s basic
services, such as general
government, public safety,
highways and streets, and
culture and recreation.
Sales taxes, state-shared
revenues and charges for
services finance most of
these activities. As such,
the business-type activities
related to Water and
Stormwater operations are
excluded.
The Five-Year Historical
Comparison chart
provides a snapshot of
the Town’s revenue and
expenditure growth for
the last five fiscal years.
Revenue growth through
FY 2020/21 reflects
increased sales tax
collections, state-shared
revenues and permit
fees. The expenditure
decrease for FY 2020/21
was due primarily to a
sizable roadway capital
project completed in FY
2019/20.
56.07
9
The Town continues to maintain strong investment grade ratings on
its outstanding excise tax bonds, which are rated ‘AA’ by Fitch and
‘AA+’ by Standard and Poor’s. These ratings indicate high quality
investments with very strong capacity for payment of financial
commitments. This is largely achieved by the Council’s goal of
continuing to diversify the Town’s revenue base and maintaining
strong fund balance reserves in the General Fund, currently at $32.4
million, or 53% of FY 2021/22 adopted expenditures of $61.3 million.
DEBT & FINANCIAL RATINGS
As of June 30, 2021, the Town had $35.5 million in long-term debt
outstanding with $5.3 million due within one year. The majority
of the outstanding debt relates to the Water Utility capital
improvement revenue bonds. The chart below depicts the Town’s
outstanding debt for the fiscal year ended June 30, 2021.MillionsWIFA Utility Loans are low-interest loans from
the Water Infrastructure Finance Authority of
Arizona (WIFA). They finance the construction
and improvement of drinking water,
wastewater, wastewater reclamation, and
other water quality projects.
Governmental Bonds are used to finance long-
lived capital improvements, including land
acquisition and construction or improvement
of Town facilities. The Town’s excise taxes are
pledged as repayment of the debt.
Utility Bonds are issued to finance long-lived
utility capital improvements for the Town’s
Water Utility. This debt is repaid with Water
Utility revenues.
WHAT IT MEANSi
Outstanding Debt Obligations as of June 30, 2021
$30
$25
$20
$15
$10
$5
$-
$2.71
$24.53
$8.23
*Totals do not include accumulated depreciation
10
Utility Loans -
WIFA
Governmental
Bonds
Utility Bonds
WIFA Utility Loans are low-interest loans from
the Water Infrastructure Finance Authority of
Arizona (WIFA). They finance the construction
and improvement of drinking water,
wastewater, wastewater reclamation, and
other water quality projects.
Governmental Bonds are used to finance long-
lived capital improvements, including land
acquisition and construction or improvement
of Town facilities. The Town’s excise taxes are
pledged as repayment of the debt.
Utility Bonds are issued to finance long-lived
utility capital improvements for the Town’s
Water Utility. This debt is repaid with Water
Utility revenues.
WHAT IT MEANS
TOWN ASSETS
The Town develops a ten-year Capital Improvement Program (CIP) to systematically identify, plan, schedule, finance, track
and monitor capital projects and acquisitions necessary to support service delivery to the community. Capital improvement
projects are defined as infrastructure, equipment and vehicle purchases or construction which result in or make improvements
to a capitalized asset costing more than $50,000 and having a useful life of five or more years. These capital projects and
acquisitions comprise the capital assets of the Town. At June 30, 2021, the Town had invested $303.4 million in capital assets
(net of accumulated depreciation), including buildings, facilities, vehicles, computers, equipment and infrastructure assets. (Millions)Outstanding debtDebt per Capita$60
$50
$40
$30
$20
$10
$-
2017 2018 2019 2020 2021
Total
Outstanding
Debt
Debt Per
Capita
Five Year Historical Comparison
Total Outstanding Debt & Debt Per Capita
11
Capital Assets
Governmental Activities*
Capital Assets
Business-Type Activities*
Land
$33,972,221
10%
Construction
in Progress
$26,256,480
8%
Machinery,
Equipment
and Vehicles
$18,616,508
6%
Buildings and Improvements
$44,218,568
13%
Infrastructure
$214,156,442
63%
Land
$2,410,660
1%
Equipment
and Vehicles
$6,017,146
4%Stormwater
System
$3,650,716
2%
Water System
$143,246,169
84%
Water Rights
$8,534,490
5%
Construction in
Progress
$7,599,940
4%
*Totals do not include accumulated depreciation
$1,600
$1,400
$1,200
$1,000
$800
$600
$400
$200
$-
ECONOMIC OUTLOOK AND FUTURE FOCUS
Healthy economic growth is being observed at both the
local and state levels, which benefited the Town’s revenue
collections for FY 2020/21 and is expected to continue
into FY 2021/22, despite the ongoing impacts of COVID-19.
The Town continues to provide services and programs
without a property tax to fund operations and, therefore, is
dependent upon state-shared revenues and local sales tax
as major sources of revenue for its operating and capital
expenditures. These sources accounted for approximately
64% of total General Fund revenue for FY 2020/21, which
is a lower percentage than past years due to significant
federal stimulus monies received.
Total local sales tax collections totaled $24.1 million for FY
2020/21, which represents a $1,299,390 or 5.7% increase
over the last fiscal year. Given the persistence of the global
COVID-19 pandemic throughout FY 2020/21, this increase
was far greater than anticipated and a nice surprise.
Projected residential development is steady over the next
two- to three-year period.
In FY 2020/21, the Town estimated that 225 single family
residential (SFR) building permits would be issued; a total
of 498 were issued by year-end. The FY 2021/22 budget
assumes 275 SFRs will be issued during the year as the
Town returns to a more normal historical growth pattern.
Population Personal Income
12
Town Demographic & Economic Statistics Personal Income (Millions)Population48,000
47,000
46,000
45,000
44,000
43,000
42,000
$2,300
$2,200
$2,100
$2,000
$1,900
$1,800
$1,700
$1,60020192017201820202021
Town Employment Statistics
Principal Employers in Oro Valley
Critical to the Town’s financial success is the preparation
of realistic growth assumptions that help guide the Town’s
revenue projections. There continues to be healthy economic
growth in Oro Valley, the Tucson metropolitan region and
state-wide. Arizona remains well-positioned to recover and
outpace the nation and most states in jobs, income and
population. With Oro Valley’s proximity to the Tucson metro
region, it is likely that the Town’s local economy will continue
to benefit with increased housing sales, retail and tourism
growth, and overall personal income growth.
For FY 2021/22, the Town will focus its efforts on supporting
elements of the Town Council adopted Strategic Leadership
Plan while navigating uncertainty and potential revenue
disruptions caused by COVID-19.
These strategies will be fulfilled in a number of ways,
including: dedicated funding towards the Town’s Public Safety
Retirement System (PSPRS) unfunded liability; continued
funding of the Town’s Pavement Preservation Program, which
maintains the current condition of Town streets; investments
in Town facilities and infrastructure; including funding
for top priorities in the Parks and Recreation Master Plan;
investments in the Town’s water infrastructure, and continued
emphasis on efficiency and process improvement, high
performance and financial excellence.
Employees % of Total Town
Employment
Roche Tissue
Diagnostics 1,400 7.41%
Town of Oro Valley 520 2.75%
Oro Valley Hospital 421 2.23%
Amphitheater Public
Schools 395 2.09%
Walmart Supercenter 325 1.72%
Casa De La Luz 264 1.40%
Simpleview 234 1.24%
Splendido at Rancho
Vistoso 203 1.07%
El Conquistador Tucson,
a Hilton Resort 135 0.71%
Meggit Securaplane 128 0.68%