HomeMy WebLinkAboutMunicipal Property Corporation - Resolutions (5) RESOLUTION NO. MPC 01-01
RESOLUTION APPROVING THE FORM OF AND AUTHORIZING THE EXECUTION
AND DELIVERY OF THE SECOND AMENDMENT TO THE LEASE-PURCHASE
AGREEMENT AMONG THIS CORPORATION, THE TOWN OF ORO VALLEY AND
WELLS FARGO BANK ARIZONA, N.A.; APPROVING THE FORM AND
AUTHORIZING THE EXECUTION OF THE SECOND SUPPLEMENT TO THE
INDENTURE BETWEEN THIS CORPORATION AND WELLS FARGO BANK
ARIZONA, N.A.; AUTHORIZING THE ISSUANCE OF NOT TO EXCEED $15,000,000
TOWN OF ORO VALLEY MUNICIPAL PROPERTY CORPORATION EXCISE TAX
REVENUE BONDS, SERIES 2001 BY THIS CORPORATION; APPROVING THE FORM
AND AUTHORIZING THE EXECUTION OF AN AGENCY AGREEMENT
PERTAINING TO THE CONSTRUCTION OF FACILITIES TO BE CONSTRUCTED
WITH THE PROCEEDS OF SUCH BONDS; APPROVING THE FORM AND
AUTHORIZING THE EXECUTION OF A PURCHASE CONTRACT WITH RESPECT
TO THE SERIES 2001 BONDS; AUTHORIZING THE NEGOTIATION OF A
PURCHASE AGREEMENT CONCERNING THE SALE OF THE CORPORATION'S
BONDS; SETTING CONDITIONS AND PARAMETERS WITH RESPECT TO SUCH
SALE; AUTHORIZING THE PREPARATION AND APPROVAL OF PRELIMINARY
AND FINAL OFFICIAL STATEMENTS PERTAINING TO THE SERIES 2001 BONDS;
AUTHORIZING THE TOWN MANAGER OF THE TOWN OF ORO VALLEY TO
DEEM SUCH PRELIMINARY AND FINAL OFFICIAL STATEMENTS "FINAL";
AUTHORIZING THE TAKING OF ALL OTHER ACTIONS NECESSARY TO THE
CONSUMMATION OF THE TRANSACTIONS CONTEMPLATED BY THIS
RESOLUTION; AND DELEGATING CERTAIN DUTIES.
WHEREAS, as of April 1, 1996, the Town of Oro Valley (the "Town") and the
Town of Oro Valley Municipal Property Corporation (the "Corporation") entered into a Lease-
Purchase Agreement recorded in Docket 10375 at Page 1317, Official Records of Pima County,
Pima County Recorder's Office (the "Lease-Purchase Agreement"); and
WHEREAS, as of June 1, 1999, the Town and the Corporation entered into a First
Amendment to Lease-Purchase Agreement recorded in Docket 11087 at Page 866, Official
Records of Pima County Recorder's Office (the "First Amendment"); and
WHEREAS, the Town, the Corporation and Norwest Bank Arizona, N.A. (now
Wells Fargo Bank Arizona, N.A.), entered into a Trust Indenture dated as of April 1, 1996 (the
"1996 Indenture"); providing for the issuance of $28,400,000 Town of Oro Valley Municipal
Property Corporation Water System Acquisition Bonds, Series 1996 (the "Series 1996 Bonds");
and
WHEREAS, the Town, the Corporation and Norwest Bank Arizona, N.A. entered
into a First Supplement to Indenture dated as of June 1, 1999 (the "First Supplement") providing
for the issuance of$4,930,000 Town of Oro Valley Municipal Property Corporation Excise Tax
Revenue Bonds, Series 1999 (the "Series 1999 Bonds"); and
WHEREAS, the Town and the Corporation now wish to issue a series of Bonds
(the "Series 2001 Bonds") as "Additional Obligations" as defined in the Indenture and to use the
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proceeds thereof to (1) construct and equip (a) improvements to the Town's water system (the
"Series 2001 Water System Improvements") and (b) a municipal public library (the "Library");
(2) acquire certain water rights (the "Series 2001 Water Rights"); (3) fund any additional Reserve
Fund contribution pertaining to the Series 2001 Bonds or purchasing a Qualified Surety Obligation
for such purpose; and (4) pay the costs of issuance of the Series 2001 Bonds (collectively, the
"Series 2001 Project"); and
WHEREAS, to accomplish the Series 2001 Project, the Corporation will cause to
be issued its Town of Oro Valley Municipal Property Corporation Excise Tax Revenue Bonds,
Series 2001, through a second supplement to the 1996 Indenture, dated as of April 1, 2001 (the
"Second Supplement") (the 1996 Indenture, as supplemented by the First Supplement and the
Second Supplement, is referred to herein as the "Trust Indenture"); and
WHEREAS, the Town and the Corporation have entered into a lease of certain
facilities owned or being purchased by the Town (the "Facilities Lease"); under the Facilities
Lease, the Town leases to the Corporation the real property whereon the Library will be
constructed; and
WHEREAS, to provide for payment of the Series 2001 Bonds the Corporation and
the Town will enter into the second amendment to the Lease-Purchase Agreement (the "Second
Amendment ") to be dated as of the date of the Series 2001 Bonds, in order to obtain the financing,
for the Series 2001 Project (the Lease-Purchase Agreement, as amended by the First amendment
and the Second Amendment, is referred to herein as the "Lease"); and
WHEREAS, the Corporation wishes to aid the Town by financing the Series 2001
Project; and
WHEREAS, this Corporation deems it necessary to finance the Series 2001 Project
through the Second Amendment and the Second Supplement and to issue and sell not to exceed
$15,000,000 Series 2001 Bonds and to increase the Rental Payments (as defined in the Trust
Indenture) to be made by the Town pursuant to the terms of the Second Amendment to cover the
increased debt service caused by the issuance of the Series 2001 Bonds; and
WHEREAS, the Town will act as the agent of the Corporation for the purpose of
advertising for bids for the construction of portions of the Series 2001 Project, awarding the
contract for construction of portions of the Series 2001 Project, and acting for or in the stead of the
Corporation in all other respects concerning the construction and acquisition of the Series 2001
Project pursuant to an agency agreement (the "Agency Agreement"); and
WHEREAS, there have been placed on file with the Secretary of the Corporation
and presented to the meeting at which this 2001 Corporation Resolution was adopted (i)the
proposed form of the Second Amendment; (ii) the proposed form of the Second Supplement;
(iii)the proposed form of the Agency Agreement; (iv) the proposed forms of the 2001 Corporation
and 2001 Town Resolutions; (v) a draft of the Preliminary Official Statement relating to the Series
2001 Bonds; and (vi) the proposed form of Facilities Lease; and
WHEREAS, the Series 2001 Bonds will be sold through negotiation to Peacock,
Hislop, Staley & Given, Inc. (the "Original Series 2001 Purchaser"), pursuant to a purchase
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agreement (the "Series 2001 Purchase Agreement") and in accordance with the conditions and
parameters set forth herein; and
WHEREAS, to finance the Series 2001 Project, the Corporation hereby adopts this
2001 Corporation Resolution and approves and authorizes the execution of the Second
Amendment, the Second Supplement, the Agency Agreement, the Facilities Lease and the Series
2001 Purchase Agreement and the issuance and sale of the Series 2001 Bonds; and
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF
DIRECTORS OF THE TOWN OF ORO VALLEY MUNICIPAL PROPERTY
CORPORATION,THAT:
Section 1. Definitions.
"Facilities Lease" means the Lease entered into by and between the Corporation, as
lessee therein, and the Town, as lessor or sub-lessor therein (as the case may be), pertaining to the
lease by the Town to the Corporation of the real property described in Exhibit A to the Facilities
Lease upon which the Library will be constructed.
"First Amendment" means the First Amendment to the Lease-Purchase
Agreement dated as of June 1, 1999.
"First Supplement" means the First Supplement to Trust Indenture dated as of
June 1, 1999.
"Indenture" means the Trust Indenture, as supplemented by the First Supplement,
the Second Supplement and all later supplements.
"Lease" means the Lease-Purchase Agreement, as amended by the First
Amendment, the Second Amendment and all later amendments.
"Leased Property" means the real property described in Exhibit A to the Facilities
Lease upon which the Library will be constructed, the Library, the Series 2001 Water System
Improvements and the Series 2001 Water Rights. The Leased Property is more fully described in
Exhibit A attached to the Second Amendment.
"Library" means a municipal public library and all equipment, furnishings and
fixtures related thereto.
"Original Series 2001 Purchaser" means Peacock, Hislop, Staley & Given, Inc.,
the original purchaser of the Series 2001 Bonds.
"Rental Payments" mean the payments to be made by the Town under the Lease.
"Second Amendment" means the Second Amendment to the Lease-Purchase
Agreement, dated as of April 1, 2001.
"Second Supplement" means the Second Supplement to Trust Indenture, dated as
of April 1, 2001.
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"Series 1996 Bonds" mean the Town of Oro Valley Municipal Property
Corporation Municipal Water System Acquisition Bonds, Series 1996.
"Series 1999 Bonds" mean Town of Oro Valley Municipal Property Corporation
Excise Tax Revenue Bonds, Series 1999.
"Series 2001 Bonds" mean the Town of Oro Valley Municipal Property
Corporation Excise Tax Revenue Bonds, Series 2001.
"Series 2001 Bond Insurer" means the issuer of the Series 2001 Bond Insurance
Policy.
"Series 2001 Bond Insurance Policy" means the Bond Insurance Policy pertaining
to the Series 2001 Bonds.
"Series 2001 Continuing Disclosure Agreement" means the Continuing
Disclosure Undertaking of the Town substantially in the form attached to the Preliminary Official
Statement pertaining to the Series 2001 Bonds.
"Series 2001 Project" means (1) construction and equipping of: (a)the Series
2001 Water System Improvements and (b) the Library; (2) acquiring the Series 2001 Water
Rights; (3) funding any additional Reserve Fund contribution pertaining to the Series 2001 Bonds
or purchasing a Qualified Surety Obligation for such purpose; and (4) the payment of the costs of
issuance of the Series 2001 Bonds.
"Series 2001 Purchase Agreement" means the Purchase Agreement pertaining to
the initial purchase of the Series 2001 Bonds among the Original Series 2001 Purchaser, the
Corporation and the Town.
"Series 2001 Rental Payments" mean the additional Rental Payments to be made
by the Town under the Second Amendment which are assigned by the Corporation to the Trustee
by the Second Supplement.
"Series 2001 Water System Improvements" mean the water facilities to be
constructed or acquired with a portion of the proceeds of the Series 2001 Bonds.
"Series 2001 Water Rights" means the allocation of Central Arizona Project water
as described in the Second Amendment.
Section 2. Findings and Determinations.
A. On behalf of this Corporation, this Board finds and determines as follows:
1. The Series 2001 Bonds will be issued as "Additional Obligations" for
purposes of the Lease and the Indenture.
2. Such additional obligations are hereby authorized to be issued to finance the
cost of the Series 2001 Project which finance facilities suitable for use by the Town or its agencies
or instrumentalities.
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3. The issuance of such additional obligations is hereby determined and
declared to be necessary for the purpose of the acquisition, construction, equipping and completion
of the Series 2001 Project.
4. This Corporation is in compliance with all covenants and undertakings set
forth in the Lease and in the Indenture.
5. The proceeds of the sale of the Series 2001 Bonds will be applied solely to
finance the cost of acquiring, constructing, reconstructing or improving domestic water systems,
buildings, equipment and other real and personal properties suitable for use by and leasing to the
Town or its agencies or instrumentalities, or to refinance or refund any bonds or other obligations
which had been issued for such purposes, and the issuance thereof is hereby determined and
declared by this Corporation to be necessary for that purpose.
6. The Series 2001 Bonds, as additional obligations (as defined in the
Indenture), shall be equally and ratably secured by the Lease without preference as to priority of
any of the Series 2001 Bonds over the Series 1996 Bonds, the Series 1999 Bonds and any other
Bonds or other obligations, except as expressly provided in the Indenture.
7. The conditions of Section 3.03, 3.05 and 7.05 of the Lease are, as of the
date hereof, and will be, at the date of issuance of the Series 2001 Bonds, fully satisfied.
B. Further, on behalf of this Corporation, this Board finds and determines that
the design, acquisition, construction and equipping of the Series 2001 Project pursuant to the terms
of the Lease, the issuance of the Series 2001 Bonds pursuant to the Indenture, the entry into the
Second Amendment, the Second Supplement, the Agency Agreement, the Facilities Lease and the
Series 2001 Purchase Agreement are all in furtherance of the Corporation and the Town's
purposes, in the public interest and will enhance the standard of living within the Town.
Section 3. Authorization of the Series 2001 Bonds. This Board hereby
authorizes the sale, issuance and delivery of the Series 2001 Bonds by the Corporation. The Series
2001 Bonds shall be designated "Town of Oro Valley Municipal Property Corporation Excise Tax
Revenue Bonds, Series 2001 and shall be issued in a principal amount of not to exceed
$15,000,000. The Series 2001 Bonds shall be in the denomination of $5,000 or any integral
multiples thereof; all Series 2001 Bonds shall be dated April 1, 2001, and shall bear interest from
such date payable on January 1 and July 1 of each year, commencing July 1, 2001 or such later
date as the President of this Corporation, with the concurrence of the Mayor of the Town, may
approve. The Bonds shall bear interest at rates per annum which shall not exceed 7.5% per
annum, and shall mature on July 1 in not to exceed thirty (30) years from the date of the Bonds.
The forms, terms and provisions of the Series 2001 Bonds and the provisions for
the signatures, authentication, payment, registration, transfer, exchange, redemption and number
shall be as set forth in the Indenture and as such, are hereby approved.
If the terms and conditions of the Series 2001 Purchase Agreement meet the terms
and conditions for the Bonds set forth herein, then the sale of the Series 2001 Bonds to Peacock,
Hislop, Staley & Given, Inc. (the "Original Series 2001 Purchaser") pursuant to the provisions of
the Series 2001 Purchase Agreement is hereby authorized. The Series 2001 Bonds shall be
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delivered to or upon the order of the Original Series 2001 Purchaser upon receipt of payment
therefor. The officers, employees and attorneys of the Town are hereby vested with all power and
authority to issue, sell and deliver the Series 2001 Bonds in accordance herewith.
Section 4. Authorization of Documents.
A. The form, terms and provisions of the Second Amendment, the Second
Supplement, the Agency Agreement, the Facilities Lease substantially in the form of such
documents (including the exhibits thereto) presented at the meeting of this Board at which this
2001 Corporation Resolution was adopted are hereby approved, with such insertions, deletions and
changes as shall be approved by the Mayor or the Finance Director of the Town, with the
concurrence of the President. The President, with the concurrence of the Mayor of the Town, is
specifically authorized to insert the final terms and conditions of the Series 2001 Bonds in any of
the foregoing documents, so long as such term and conditions are within the parameters of this
2001 Corporation Resolution. The President, with the concurrence of the Mayor of the Town, is
hereby authorized and directed to execute and deliver those documents which are to be executed
by or for this Corporation and such other documents and instruments and make such certifications
and declarations as are necessary to complete the transaction and the execution of such documents
shall be conclusive evidence of such approval.
B. The President is authorized and directed to execute and deliver the Second
Amendment, the Second Supplement, the Agency Agreement, the Facilities Lease and the Series
2001 Purchase Agreement, and any and all other such documents and instruments as are necessary
to complete the transactions contemplated therein and the Secretary or the Assistant Secretary are
authorized and directed to attest thereto.
Section 5. The Official Statement. The draft Preliminary Official Statement
presented at the meeting at which this 2001 Corporation Resolution was adopted is hereby
approved for use with respect to the sale of the Series 2001 Bonds. The Town Manager shall
oversee the final preparation of the Preliminary Official Statement. The President, with the
concurrence of the Town Manager, is authorized and empowered on behalf of this Corporation to
deem such preliminary official statement "final" for all purposes of Section 240.15c2-12, General
Rules and Regulations, Securities Exchange Act of 1934 (the "Rule"), and its circulation and
distribution by the Town, the Corporation and the Original Series 2001 Purchaser are hereby
approved. The Town and the Corporation will cause the final official statement (the "Official
Statement") in substantially the form of the Preliminary Official Statement referred to above to be
prepared and distributed with the Series 2001 Bonds. The President, with the concurrence of the
Mayor of the Town, is authorized to act on behalf of this Corporation to approve, execute and
deliver the Official Statement on behalf of this Corporation and such execution by the President
shall be deemed conclusive evidence of approval of the Official Statement and that the Official
Statement has been "deemed final" pursuant to the Rule. The President of the Corporation is
authorized to execute the Official Statement.
Section 6. Request for Trustee and Town Action. This Corporation hereby
requests the Town and the Trustee to take any and all actions necessary to cause the issuance, sale
and delivery of the Series 2001 Bonds. This Corporation hereby requests the Town and the
Trustee to take any and all action necessary in connection with the execution and delivery of the
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}
Second Amendment, the Agency Agreement, the Second Supplement, the Facilities Lease, the
Series 2001 Purchase Agreement and the Continuing Disclosure Agreement.
Section 7. The Purchase Agreement and Insurance. This Corporation
hereby authorizes the execution of, and requests the Town to execute and enter into, the Series
2001 Purchase Agreement upon approval of the final terms and conditions and to cause the Series
2001 Bonds to be sold to the Original Series 2001 Purchaser pursuant to the terms thereof. The
Series 2001 Bond proceeds shall be used only to construct the Series 2001 Project and pay all
costs and expenses of the issuance, sale and insurance, if applicable, pertaining to the Series 2001
Bonds. The Corporation may expend the Series 2001 Bond proceeds to purchase bond insurance
or other credit enhancements for all or part of the Series 2001 Bonds and to purchase reserve fund
guarantees or surety bonds to fund any required reserve fund. The Corporation, the Town and the
Trustee are authorized and directed to pay or cause to be paid such premiums, fees or costs,
together with all other fees, costs and expenses of issuance, from the Series 2001 Bond proceeds.
Section 8. Pledge of Excise Taxes. To secure the payment of the increased
Lease Payments provided for in the Second Amendment, the Corporation hereby accepts the
Town's pledge of its excise taxes.
For all purposes of this 2001 Corporation Resolution the term "Excise Taxes" shall
mean all excise, transaction, privilege, franchise and income taxes which the Town now collects,
which the Town may collect in the future, or which are allocated or apportioned to the Town by
the State of Arizona or any political subdivision thereof, or by any other governmental unit or
agency, EXCEPT the Town's share of any excise and franchise taxes which by State of Arizona
law, rule or regulation must be expended for other purposes, such as the motor vehicle fuel tax.
The term "Excise Taxes" shall also include all franchise fees, fines and forfeitures collected by the
Town and also all charges for services rendered by the Town (charges for services rendered by the
Town include only miscellaneous charges and do not include sewer service charges or any other
utility rates, fees and charges now or hereafter charged by the Town). This 2001 Corporation
Resolution and the execution and delivery of the Second Amendment shall be deemed an
amendment to all assigned agreements (as defined in the Indenture) to include in the pledge of
excise taxes all franchise fees, fines and forfeitures collected by the Town.
For all purposes of this 2001 Corporation Resolution the term "Lease Payments"
shall mean the payments to be made by the Town pursuant to the Lease. The Lease commits the
Town to pay Rental Payments for a certain period during the time the Series 1996 Bonds, the
Series 1999 Bonds, the Series 2001 Bonds and any additional obligations (all as defined in the
Indenture) will be outstanding. The aggregate of Rental Payments to be made under the Lease are
intended to be co-extensive with the principal and interest payments to be paid by the Corporation
on the Series 1996 Bonds, the Series 1999 Bonds, the Series 2001 Bonds and all Bonds and
additional obligations issued pursuant to the Trust Indenture on a parity therewith.
Section 9. Resolution a Contract. After any of the Series 2001 Bonds are
delivered by the Trustee to the Original Series 2001 Purchaser thereof upon receipt of payment
therefor, this 2001 Corporation Resolution shall be and remain irrepealable until the Series 2001
Bonds and the interest thereon shall have been fully paid, cancelled and discharged.
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Section 10. Authorization and Ratification.
A. All actions of the officers and agents of this Corporation, the Town or the
Mayor and Town Council of the Town which conform to the purposes and intent of this 2001
Corporation Resolution and which further the issuance and sale of the Series 2001 Bonds as
contemplated by this 2001 Corporation Resolution, whether heretofore or hereafter taken are
ratified, confirmed and approved. The proper officers and agents of this Corporation are
authorized and directed to do all such acts and things and to execute and deliver all such
documents on behalf of this Corporation as may be necessary to carry out the terms and intent of
this 2001 Corporation Resolution.
B. The Corporation accepts the designation as the Town's nominee to acquire
by lease any portion of the Series 2001 Project not now owned by the Corporation.
Section 11. Severability. If any section, paragraph, clause or phrase of this
2001 Corporation Resolution shall for any reason be held to be invalid or unenforceable, the
invalidity or unenforceability of such section, paragraph, clause or phrase shall not affect any of
the remaining provisions of this 2001 Corporation Resolution.
Section 12. Waiver of Inconsistency. All orders and resolutions or parts
thereof inconsistent herewith are hereby waived to the extent only of such inconsistency. This
waiver shall not be construed as reviving any order, resolution or ordinance or any part thereof.
PASSED, ADOPTED AND APPROVED on March 20, 2001.
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Preside , Town of 0 alley, Municipal
Property Corporation
ATTE •
or
Secretary, Town of Oro Valley Municipal
Property Corporation
APPROVED AS TO FORM:
GUST R•SEN LD P.L.C.
J
S,lecial Counsel
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