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RESOLUTION NO. (R) MPC96-04
RESOLUTION APPROVING THE FORM OF AND AUTHORIZING THE EXECUTION
AND DELIVERY OF A LEASE-PURCHASE AGREEMENT RELATIVE TO THE LEASE
OF ONE OR MORE DOMESTIC WATER SYSTEMS WITH AN OPTION TO
PURCHASE, A TRUST INDENTURE, A CONTINUING DISCLOSURE AGREEMENT,
A PURCHASE CONTRACT AND A PRELIMINARY OFFICIAL STATEMENT;
AUTHORIZING THE PREPARATION AND APPROVAL OF A FINAL OFFICIAL
STATEMENT; APPROVING THE ISSUANCE OF$28,400,000 TOWN OF ORO VALLEY
MUNICIPAL PROPERTY CORPORATION MUNICIPAL WATER SYSTEM
ACQUISITION BONDS, SERIES 1996, SECURED BY RENTAL PAYMENTS MADE
PURSUANT TO THE LEASE-PURCHASE AGREEMENT BETWEEN THE TOWN OF
ORO VALLEY, ARIZONA AND THE TOWN OF ORO VALLEY MUNICIPAL
PROPERTY CORPORATION, SAID LEASE-PURCHASE AGREEMENT TO BE
ASSIGNED TO A TRUSTEE; ACCEPTING THE PLEDGE OF EXCISE TAXES AND
NET REVENUES OF THE WATER SYSTEMS AS SECURITY FOR THE RENTAL
PAYMENTS; RATIFYING THE ESTABLISHMENT OF ESCROW ACCOUNTS FOR
PURPOSES OF CLOSING THE WATER COMPANY ACQUISITION TRANSACTIONS
CONTEMPLATED BY THE ASSET PURCHASE AGREEMENT BETWEEN THE
CORPORATION AND CANADA HILLS WATER COMPANY LIMITED PARTNERSHIP,
DATED FEBRUARY 6, 1996 AND THE ASSET PURCHASE AGREEMENT BETWEEN
THE CORPORATION AND RANCHO VISTOSO WATER COMPANY, DATED
FEBRUARY 22, 1996; AUTHORIZING THE TAKING OF ALL OTHER ACTIONS
NECESSARY TO THE CONSUMMATION OF THE TRANSACTIONS
CONTEMPLATED BY THIS RESOLUTION; DELEGATING CERTAIN DUTIES; AND
DECLARING AN EMERGENCY.
WHEREAS, the Town of Oro Valley, Arizona (the "Town") and The Town of
Oro Valley Municipal Property Corporation (the "Corporation") believe it is in the best interests
of the Town to lease as lessee one or more domestic water systems now serving customers both
within and without the Town, such systems commonly known as the Canada Hills Water
Company and the Vistoso Water Company System (collectively, the "System"), said lease to
preserve to the Town the option to purchase the System; and
WHEREAS, on February 6, 1996, February 16, 1996 and February 21, 1996,
the Corporation adopted resolutions, which collectively, among other things, approved the
issuance of not to exceed $29,000,000 of Town of Oro Valley Municipal Property Corporation
Municipal Water Systems Acquisition Bonds, Series 1996 (the "Bonds"), and approved the
documents related thereto, including two Asset Purchase Agreements between the Corporation
and the Canada Hills Water Company Limited Partnership in the case of the acquisition of the
Canada Hills Water Company and the Rancho Vistoso Water Company in the case of the
acquisition of the Rancho Vistoso Water Company; and
WHEREAS, the Town has advised the Corporation that it is impracticable for
the Town to issue bonds as provided by A.R.S. § 9-512 to purchase the System; and
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WHEREAS, the Corporation desires and deems it necessary to: (1) enter into
a Lease-Purchase Agreement (the "Lease") to allow for the Town's use, possession and eventual
ownership of the System; and (2) finance the acquisition of the System through the issuance and
sale by the Corporation of the Bonds, secured by rental payments made pursuant to the terms
of the Lease, as assigned to Norwest Bank of Arizona, N.A., as trustee, (the "Trustee") pursuant
to a Trust Indenture, by and between the Trustee and the Corporation, (the "Trust Indenture");
and
WHEREAS, a purchase contract dated March 6, 1996, by and among the
Corporation, the Town and Peacock, Hislop, Staley & Given, Inc. (the "Bond Purchase
Agreement"), containing final terms and provisions relative to the sale of the Bonds and the
consummation of the transactions contemplated by the documents pertaining to the financing of
the acquisition of the System has been submitted to this Board for approval; and
WHEREAS, there have been placed on file with the Town and presented to the
Secretary at this meeting the forms, containing the final terms and provisions of the following
documents: (i) the Lease; (ii) the Trust Indenture; (iii) the Continuing Disclosure Agreement;
(iv) the Bond Purchase Agreement; and (v) the preliminary official statement (the "Preliminary
Official Statement"); and
WHEREAS, the Town approved the final forms and terms of and authorized the
execution and delivery of the asset purchase agreement pertaining to the acquisition of the
Canada Hills Water Company on February 6, 1996 and the asset purchase agreement pertaining
to the acquisition of the Rancho Vistoso Water Company on February 21, 1996;
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF
DIRECTORS OF THE TOWN OF ORO VALLEY MUNICIPAL PROPERTY
CORPORATION, THAT:
Section 1. This Board finds and determines that the financing of the costs of
acquisition, improving and equipping of the System pursuant to the terms of the Bond Purchase
Agreement, the Lease, the Continuing Disclosure Agreement, the Trust Indenture and the
Preliminary Official Statement is in furtherance of the purposes of the Corporation and in the
public interest and that the financing thereof through the issuance and the sale of the
Corporation's Bonds will enhance the standard of living within the Town.
Section 2. The Corporation hereby approves the sale, issuance and delivery
of the Bonds, as hereinafter described, by the Corporation. The Bonds shall be designated
"Town of Oro Valley Municipal Property Corporation Municipal Water System Acquisition
Bonds, Series 1996" and shall be issued in the aggregate principal amount of$28,400,000. The
Bonds shall be in the denomination of $5,000 or any integral multiples thereof, shall be dated
such date as set forth in the Bond Purchase Agreement and shall bear interest from such date
payable on January 1 and July 1 of each year, commencing July 1, 1996 and shall be fully
registered Bonds without coupons or shall be in book entry form as provided in the Trust
Indenture. The Finance Director of the Town (the "Finance Director"), on behalf of the
Corporation, is authorized to sign a letter of representation relating to any book entry program
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and any required uired to implement a book entry program. The Bonds shall bear interest
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at the ratesp er annum, and shall mature on July 1 in the years and principal amounts as follows:
Maturity Date Principal Interest
(July 1) Amount Rate
1997 $ 100,000 3.700%
1998 325,000 3.900%
1999 350,000 4.100%
2000 350,000 4.250%
2001 375,000 4.350%
2002 500,000 4.450%
2003 525,000 4.600%
2004 550,000 4.700%
2005 575,000 4.800%
2006 600,000 4.900%
2010 2,775,000* 5.200%
2014 3,400,000* 5.450%
2017 3,075,000* 5.550%
2019 2,300,000* 5.600%
2026 12,600,000* 5.375%
* Term Bonds
The forms, terms and provisions of the Bonds and the provisions for the
signatures, authentication, payment, registration, transfer, exchange, redemption and number
shall be as set forth in the Trust Indenture and are hereby approved.
Section 3. The sale of the Bonds to Peacock, Hislop, Staley & Given, Inc.
(the "Purchaser") pursuant to the provisions of the Bond Purchase Agreement is hereby
authorized and the offer of the Purchaser for the purchase of the Bonds as set forth in the Bond
Purchase Agreement is accepted.
Section 4. The form, terms and provisions of the Lease, the Continuing
Disclosure Agreement, the Trust Indenture, the Bond Purchase Agreement and the Preliminary
Official Statement, in the form of such documents (including the exhibits thereto) presented at
this meeting are hereby approved, with such insertions, omissions and changes as shall be
approved by the President or any other member of the Board of the Corporation, the execution
of such documents being conclusive evidence of such approval. The President or any other
member of the Board of the Corporation is hereby authorized and directed to execute and deliver
the Lease, the Continuing Disclosure Agreement, and the Trust Indenture, the Bond Purchase
Agreement and the final Official Statement (as hereafter defined) and such other documents and
instruments as are necessary to complete the transactions contemplated by the Lease, the Trust
Indenture, the Continuing Disclosure Agreement, the Official Statement, the Bond Purchase
Agreement and the asset purchase agreements.
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Section 5. The preparation of the Preliminary Official Statement dated
March 1, 1996, by the Town and the Corporation, is hereby ratified and approved and deemed
as "final" as of its date for all purposes of Section 240.15c2-12, General Rules and Regulations,
Securities Exchange Act of 1934 (the "Rule"), and its distribution by the Town and Corporation
is hereby ratified and approved. The Town and the Corporation are hereby authorized and
directed to cause a final official statement (the "Official Statement") in substantially the form of
the Preliminary Official Statement referred to above to be prepared and distributed with the
Bonds upon initial issuance. The President or any other member of the Board of the
Corporation are authorized to approve, execute and deliver the Official Statement on behalf of
the Corporation and the execution by the President or any other member of the Board of the
Corporation shall be deemed conclusive evidence of approval of the Official Statement.
Section 6. Norwest Bank Arizona, N.A. meets the requirements set forth in
the Trust Indenture for employment as a Trustee, paying agent and registrar and is hereby
approved to serve in such capacities. The Corporation hereby requests the Town and the Trustee
to take any and all action necessary in connection with the execution and delivery of the Lease,
the Trust Indenture and the Continuing Disclosure Agreement.
Section 7. For the payment of the principal of, premium, if any, and interest
on the Bonds, the Town shall pay and transfer to the Trustee the rental payments provided for
in the Lease and the other amounts required to be paid by the Town pursuant to the provisions
of the Lease.
In addition to other security provided for in the Trust Indenture, to secure the
payment of the rental payments provided for in the Lease and the other amounts required to be
paid by the Town pursuant to the provisions of the Lease, the Corporation hereby acknowledges
and accepts the Town's covenants and agreements to (i) establish a separate and special "Oro
Valley Lease-Purchase Obligation Fund" as required by the Lease; (ii) apply Net Revenues (as
defined in the Lease) of the System in the manner and priority established in the Lease; and (iii)
pledge the Net Revenues of the System, subject to annual appropriation, to the payment of all
rental payments due under the Lease.
In addition to other security provided for in the Trust Indenture, and
notwithstanding the pledge of Net Revenues or any nonappropriation of such Net Revenues, the
Corporation hereby acknowledges and accepts the Town's absolute and unconditional pledge,
on a first lien basis, of the Town's Excise Taxes (as defined in the Lease) as security for the
payment of all rental payments due under the Lease. Further, the Corporation acknowledges
and accepts the Town's agreements to: (i) not grant any lien or pledge of or upon Excise Taxes
superior to the lien hereby created to secure the rental payments due under the Lease; (ii)
establish a separate and special "Oro Valley Excise Tax Fund" to which all Excise Taxes shall
be deposited and thereafter such fund shall contain only Excise Taxes; and (iii) apply Excise
Taxes in the manner and priority established in the Lease.
The Corporation acknowledges and agrees that the obligation to make rental
payments will not constitute an obligation of the Town for which the Town is obligated to levy
or pledge any form of ad valorem taxation nor does the obligation to make rental payments
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under the Lease constitute an indebtedness of the Town or of the State of Arizona or any of its
political subdivisions within the meaning of the Constitution of the State of Arizona or
otherwise.
Section 8. The Corporation agrees to be bound by the terms and provisions
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of the Lease, the Trust Indenture, the Continuing Disclosure Agreement, the Bond Purchase
Agreement and the asset purchase agreements and further covenants that it will do all things
necessary to assist the Town and the Trustee in the issuance and delivery of the Bonds.
Section 9. After any of the Bonds are delivered by the Trustee to the purchaser
thereof upon receipt of payment therefor, this resolution shall be and remain irrepealable until
the Bonds and the interest thereon shall have been fully paid, cancelled and discharged.
Section 10. The Finance Director, on behalf of the Corporation, may expend
Bond proceeds to purchase bond insurance or other credit enhancements for all or part of the
Bonds. The Finance Director, on behalf of the Corporation, and the Trustee are authorized and
directed to pay or cause to be paid such premiums, fees or costs, together with all other fees,
costs and expenses of issuance, from Bond proceeds. The Finance Director, on behalf of the
Corporation, is authorized to make such changes to the Lease, Trust Indenture and other
agreements as may be requested by any provider of credit enhancement if such changes are
determined by the Finance Director to be in the best interests of the Town and the Corporation.
Section 11. The corporation hereby acknowledges that the Town is the
"obligated person" (as defined in the Rule) and agrees to cause the Town to comply with the
requirements of the Rule as set forth in the Continuing Disclosure Agreement. The Finance
Director and other employees, agents and contractors of the Town are hereby authorized and
directed to comply with the terms and provisions of the Continuing Disclosure Agreement. The
Continuing Disclosure Agreement shall be for the benefit of the beneficial holders of the Bonds.
To the extent now or hereafter permitted by law, the cost of compliance with the Rule and other
terms and provisions of the Continuing Disclosure Agreement shall be paid by the Town from
Town water revenues.
Section 12. All actions of the officers and agents of the Town, acting on behalf
of the Corporation, and all actions of the officers and agents of the Corporation which conform
to the purposes and intent of this resolution and which further the issuance and sale of the Bonds
as contemplated by this resolution and the acquisition of the System whether heretofore or
hereafter taken are hereby ratified, confirmed and approved. The proper officers and agents of
the Town are hereby authorized and directed, on behalf of the Corporation, to do all such acts
and things and to execute and deliver all such documents on behalf of the Corporation as may
be necessary to carry out the terms and intent of this resolution.
Section 13. All actions of the officers and agents of the Town taken for and on
behalf of the Town and the Corporation in establishing escrow accounts for purposes of closing
the water company acquisition transactions contemplated by the asset purchase agreement
between the Corporation and Canada Hills Water Company Limited Partnership, dated
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February 6, 1996 and the asset purchase agreement between the Corporation and Rancho Vistoso
Water Company, dated February 22, 1996, heretofore and hereafter taken are hereby ratified,
confirmed and approved.
Section 14. This resolution shall be in full force and effect from and after its
passage and approval by this Board. If any section, paragraph, clause or phrase of this
resolution shall for any reason be held to be invalid or unenforceable, the invalidity or
unenforceability of such section, paragraph, clause or phrase shall not affect any of the
remaining provisions of this resolution.
Section 15. This resolution shall be in full force and effect from and after its
passage and approval by this Board.
PASSED, ADOPTED AND APPROVED on March 6, 1996.
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ATTEST: ,.r ,-' Presi ent
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Secretary
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APPROVED AS TO FORM:
GUST ROSENFELD:
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Bond Counsel ' ,
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